Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific, Middle East and Africa: 2,207 cases from 44 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Click a bar to drill down one level.
Where?
by authority- Financial Conduct Authority (FCA) €558.5m 28 % · 58 cases
- Competition and Markets Authority (CMA) €444.8m 22 % · 25 cases
- Serious Fraud Office (SFO); Southwark Crown Court €316.9m 16 % · 1 case
- Prudential Regulation Authority (PRA), Bank of England €200.5m 10 % · 8 cases
- Office of Gas and Electricity Markets (Ofgem) €139.2m 7 % · 9 cases
- Gambling Commission €76.2m 4 % · 15 cases
- Information Commissioner's Office (ICO) €70.9m 4 % · 157 cases
- Financial Conduct Authority (FCA) und Prudential Regulation Authority (PRA) €55.6m 3 % · 1 case
- Bank of England €13.8m 1 % · 1 case
- Serious Fraud Office (SFO) €11.6m 1 % · 1 case
- 64 more€89m
What for?
by area of lawAll areas of law
- Competition law €476.7m 24 % · 17 cases
- Money laundering and terrorist financing €428.8m 22 % · 36 cases
- Capital markets and financial supervision €373.4m 19 % · 36 cases
- Bribery and corruption €328.5m 17 % · 2 cases
- Information security and cyber €84.5m 4 % · 15 cases
- Consumer protection and online retail €79.7m 4 % · 27 cases
- Data protection €65.8m 3 % · 145 cases
- Environment and sustainability €58.3m 3 % · 29 cases
- Other €32.7m 2 % · 4 cases
- Health and safety and employment law €25.7m 1 % · 46 cases
- 3 more€23.1m
Who?
by sectorAll sectors
- Financial services and insurance €940.6m 48 % · 87 cases
- Energy and utilities €500.5m 25 % · 35 cases
- Construction and real estate €191.1m 10 % · 29 cases
- Other €124.6m 6 % · 75 cases
- Automotive €92.9m 5 % · 2 cases
- Media and online platforms €37.5m 2 % · 9 cases
- Chemicals and pharmaceuticals €35.9m 2 % · 9 cases
- Defence and security €16.1m 1 % · 3 cases
- Manufacturing and mechanical engineering €10.3m 1 % · 10 cases
- Retail and e-commerce €9.25m 0 % · 22 cases
- 6 more€18.3m
When?
per year, by date of decision| Period | Cases | Total |
|---|---|---|
| 2022 | 37 | €540.8m |
| 2023 | 95 | €303.6m |
| 2024 | 81 | €374.9m |
| 2025 | 89 | €590m |
| 2026 | 88 | €167.7m |
390 cases
24 Sep 2026 M&J GroupCMA: fine against construction firm for concealing evidence during an inspection €29,075
During an inspection as part of an investigation into bid rigging, a work mobile phone and documents were removed from the premises on the instructions of a manager, and possession of a work mobile phone was denied. The UK Competition and Markets Authority (CMA) imposed a fine of 25,000 GBP on M&J.
Dawn raid training is mandatory: removing mobile phones or documents during an inspection obstructs the investigation, even when acting on instructions.
Correct conduct during inspections (dawn raids), no removal of evidence
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Cartels and collusion
- Legal basis
- Section 40A(1) Competition Act 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Culpability
- intentional
- Liability of senior managers
- Measures against individuals are not reported here.
- Published
- 24 Sep 2026
Original amount 25,000 GBP, converted at the ECB reference rate of 24 Sep 2026.
- CMA, Pressemitteilung zu M&J Group (Entscheidung 2025) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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22 Sep 2026 Southern WaterSouthern Water: 2.4 million GBP fine for sewage and diesel pollution in Kent €2.9m
Between 2019 and 2021, untreated sewage, sewage residues, diesel from a generator and waste entered a stream and the sea around Faversham and Whitstable; the circumstances of one incident were not reported to the Environment Agency, around 70 fish died, and bathing warnings were in place at beaches in Tankerton and Herne Bay for almost a week. The court imposed a fine of 2,416,666.67 GBP, 69,894.04 GBP in costs and a 190 GBP victim surcharge; it was the company's second conviction that year (announcement of 22 September 2026, exact date of judgment not stated). According to the annual accounts filed with the UK companies register for financial year 2026, the company had around 3,109 employees.
Repeated pollution and failure to report incidents lead to a series of prosecutions with rising fines.
Reporting environmental incidents to the regulator
- Authority / court
- Bromley Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulations 12(1)(b) und 38(1)(a) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- 1,000 to 9,999
- Repeat case
- yes
- Published
- 22 Sep 2026
Original amount 2,486,750.71 GBP, converted at the ECB reference rate of 22 Sep 2026.
- Southern Water fined £2.4m for Kent pollution Press release of an authority
- Companies House: Registereintrag Southern Water Services Limited (02366670) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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16 Sep 2026 Hillbeck Homes (Sowerby Bridge) LtdDeveloper pays £300,000 after agency worker falls through unprotected stairwell opening €349,895
A 24-year-old labourer working as a temporary worker for a scaffolding company fell, in his second week of work on the developer's housing site, through a stairwell opening that was neither securely covered nor guarded, dropping one storey onto concrete and suffering serious spinal injuries. The court found the company guilty on three counts because it had neither adequately planned nor supervised work at height and had not taken suitable measures to prevent falls. Fine of £300,000 plus costs. The company is a micro-enterprise with fewer than 10 employees.
Floor openings on construction sites must be covered with load-bearing covers or guarded at all times – new and temporary workers in particular do not know where the hazards are.
Fall protection at openings; induction of new workers
- Authority / court
- Leeds Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Work at Height Regulations 2005
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Employees
- Under 50
- Published
- 21 Sep 2026
Original amount 300,000 GBP, converted at the ECB reference rate of 16 Sep 2026.
- Construction company fined after 24-year-old father falls through unprotected stairwell opening (HSE) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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14 Sep 2026 Fire Protection Recycling LimitedFire extinguisher explodes fatally during recycling – 40,000 GBP fine €46,730
While decommissioned powder extinguishers were being discharged in Oldbury in 2023, a cartridge-type extinguisher exploded and struck a 37-year-old employee on the head, fatally injuring him. There was no risk assessment, no safe system of work, no suitable storage and no restraint system for discharging; the recycling business (20 employees according to its annual accounts) was fined 40,000 GBP plus 17,034.25 GBP in costs.
Carry out a documented risk assessment even for routine work with pressurised containers and provide technical restraints – experience is no substitute for a safeguard.
- Authority / court
- Birmingham Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- Under 50
- Published
- 17 Sep 2026
Original amount 40,000 GBP, converted at the ECB reference rate of 14 Sep 2026.
- Fire extinguisher recycling company fined after 'thoughtful and kind' man killed at work (HSE) Press release of an authority
- Companies House: Registereintrag Fire Protection Recycling Limited (07249428) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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8 Sep 2026 United Utilities Water LimitedUnited Utilities: record fine of 900,000 GBP after sewage flood on the Fylde coast €1.12m
Following a partial pipe collapse at the Fleetwood wastewater treatment works, untreated sewage flowed from three pumping stations into the Irish Sea for over 35 hours in June 2023; seven bathing waters were affected and shellfish beds were closed. The water company pleaded guilty to five offences and must pay a fine of 900,000 GBP, 62,225 GBP in costs and a 2,000 GBP victim surcharge. According to the annual accounts filed with the UK companies register for financial year 2026, the company had around 6,678 full-time equivalent employees.
The condition and redundancy of critical wastewater infrastructure are a permit obligation; the Environment Agency assessed the failure as reckless and in the highest harm category.
- Authority / court
- Preston Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulation 38(2) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- 1,000 to 9,999
- Culpability
- negligent
- Mitigating circumstances
- Around 38 million GBP invested in response and repair, and a voluntary payment of 250,000 GBP to Blackpool Council.
- Published
- 8 Sep 2026
Original amount 964,225 GBP, converted at the ECB reference rate of 8 Sep 2026.
- Water company fined record £900k after coastline sewage spill Press release of an authority
- Companies House: Registereintrag United Utilities Water Limited (02366678) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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4 Sep 2026 Samworth Brothers LimitedSamworth Brothers: £594,000 after two workers scalded at steam line €691,518
At the Kettleby Foods plant in Melton Mowbray, an employee and a contractor were scalded with hot water while replacing a leaking gasket on an isolation valve of a steam line (burns to 4–5 % and 9 % of their body surface respectively). The Health and Safety Executive (HSE) found that the task had neither been assessed nor documented as a safe system of work, isolation and lock-off procedures had not been applied, fall protection was missing and supervision was inadequate. Following a guilty plea, a fine of £594,000, plus £6,000 compensation for the injured employee, costs and a victim surcharge.
Maintenance on steam and pressure lines requires a written isolation and lock-off procedure that is supervised on site.
Isolating and locking off equipment during maintenance (lockout/tagout)
- Authority / court
- Birmingham Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2 Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- final
- Sector
- Food and agriculture
- Published
- 16 Sep 2026
Original amount 594,000 GBP, converted at the ECB reference rate of 4 Sep 2026.
- Food manufacturing giant fined £594,000 after two workers scalded at Melton Mowbray site (HSE) Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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3 Sep 2026 B&Q LimitedB&Q: publicly named for minimum wage underpayment of 4,530 workers €530,980
In the 24th naming round of the National Minimum Wage scheme, B&Q was listed first: the company had underpaid 4,530 workers by a total of £456,934.72 (period according to the list: 15 May 2020 to 31 March 2025). Named employers had to pay the arrears and additionally received penalties whose amount per employer is not published (around £7m for the whole round). The amount is the arrears ordered to be repaid, not a fine.
Minimum wage errors in payroll quickly affect thousands of workers and are made public.
Minimum-wage-compliant payroll
- Authority / court
- Department for Business, Innovation, Science and Trade / Fair Work Agency (Ermittlung: HM Revenue and Customs)
- Area of law
- Health and safety and employment law · Minimum wage and undeclared work
- Action
- Order
- Status of proceedings
- final
- Sector
- Retail and e-commerce
- Published
- 3 Sep 2026
Original amount 456,934.72 GBP, converted at the ECB reference rate of 3 Sep 2026.
- DBT/Fair Work Agency: Nearly 660 employers announced as failing to pay the minimum wage (03.09.2026) Press release of an authority
- Round 24 Naming Publication Spreadsheet (Liste der benannten Arbeitgeber) Official register or notice
Checked against the official source on 3 Oct 2026 · Direct link
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3 Sep 2026 BDW Trading (Barratt Redrow)Barratt Redrow subsidiary BDW pays 201,500 GBP to environmental projects after silt entered brooks €234,153
At the Ladden Garden Village construction site in Yate, a subcontractor washed silt from the site drainage into two brooks over six days in July 2022. The Environment Agency accepted an Enforcement Undertaking: BDW is paying 201,500 GBP to three environmental and charitable projects, bears the investigation costs and had already invested over 180,000 GBP in remediation, training and improved surface water management. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 5,217 employees.
Developers are liable for environmental damage caused by their subcontractors; clear procedures and training on handling surface water prevent costly proceedings.
Protecting watercourses on construction sites and managing subcontractors
Missing or inadequate training played a role in the decision.
- Authority / court
- Environment Agency
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Environmental Civil Sanctions (England) Order 2010 (Enforcement Undertaking)
- Action
- Other
- Status of proceedings
- final
- Sector
- Construction and real estate
- Employees
- 1,000 to 9,999
- Mitigating circumstances
- Acceptance of responsibility, remediation, training of employees and application for a discharge permit.
- Published
- 3 Sep 2026
Original amount 201,500 GBP, converted at the ECB reference rate of 3 Sep 2026.
- Builder pays £201,500 to charities after silting watercourses Press release of an authority
- Companies House: Registereintrag BDW Trading Limited (03018173) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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1 Sep 2026 PPS Metal Recycling LtdScrapyard: £40,000 fine after metal pile collapses on father and son €46,699
In February 2025, a pile of scrap collapsed on a father and his son at the metal recycler's site while an excavator had been working near them for around 20 minutes; one of them suffered a broken leg. Pedestrians were separated neither from machinery nor from unstable stockpiles, even though there had been a near miss involving the same excavator shortly before. Fine of £40,000 plus £6,181 costs. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 18 employees.
Companies that allow customers or visitors onto a site with machinery must physically separate pedestrians and vehicles and treat near misses as a warning sign.
- Authority / court
- Grimsby Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- final
- Sector
- Steel and metals
- Employees
- Under 50
- Mitigating circumstances
- After the accident, a separate unloading zone, signage, supervised procedures and fenced-off walkways were introduced.
- Published
- 2 Sep 2026
Original amount 40,000 GBP, converted at the ECB reference rate of 1 Sep 2026.
- Scrap yard fined after father and son injured by collapsing metal pile (HSE) Press release of an authority
- Companies House: Registereintrag PPS Metal Recycling Ltd (07991359) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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25 Aug 2026 ExxonMobil Chemical LimitedExxonMobil Chemical: 267,000 GBP for five hydrocarbon leaks at Fife ethylene plant €312,098
Between February 2018 and September 2019, five leaks of highly flammable hydrocarbons occurred at the Mossmorran major hazard site (COMAH upper tier), all caused by corrosion under insulation; around 82 tonnes escaped in one leak. During a routine inspection in May 2019, inspectors of the Health and Safety Executive (HSE) smelled escaping gas – the company had known about this leak for around four months and had continued production without additional precautions. The inspection arrangements for insulated pipework were inadequate; fine of 267,000 GBP.
Recurring damage patterns must change the inspection concept – visual inspections from the ground are not sufficient for insulated pipework.
- Authority / court
- Health and Safety Executive (Kirkcaldy Sheriff Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Provision and Use of Work Equipment Regulations 1998, reg. 6(2); Health and Safety at Work etc. Act 1974, s. 33(1)(c)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Chemicals and pharmaceuticals
- Employees
- 10,000 or more
- Published
- 26 Aug 2026
Original amount 267,000 GBP, converted at the ECB reference rate of 25 Aug 2026.
- Six-figure fine for ExxonMobil after five leaks of extremely flammable hydrocarbons at Fife chemical plant Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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20 Aug 2026 QuinnBet (Gibraltar) LimitedQuinnBet: £415,986 over anti-money laundering and financial vulnerability check failings €485,256
The operator of quinnbet.com will pay £415,986 in lieu of a financial penalty to the Consolidated Fund (the UK Government's general account) under a settlement and contribute to the Commission's investigation costs. The settlement also includes a disgorgement of £193,118, which is not included in the amount shown. A compliance assessment found breaches of the anti-money laundering licence condition LC 12.1.1 paras. 2 and 3 (March 2023 to August 2025) and of the customer interaction requirements under SRCP 3.4.3; following an error during a platform migration, some of the required financial vulnerability checks under SRCP 3.4.4 were also not carried out between February and May 2025. It is the first enforcement action against the company.
Financial vulnerability checks are a licence requirement that must continue without gaps, including during technical changeovers.
Financial vulnerability checks and AML controls in online betting
- Authority / court
- Gambling Commission
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- s. 116 Gambling Act 2005; LC 12.1.1 Abs. 2 und 3, SRCP 3.4.3 und SRCP 3.4.4 Abs. 1 der Licence Conditions and Codes of Practice (LCCP)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Repeat case
- no
- Mitigating circumstances
- No previous enforcement action, a swift action plan, full cooperation, early voluntary reporting of some of the failings, voluntary divestment of the funds gained from them and early acceptance of the failings.
- Published
- 20 Aug 2026
Original amount 415,986 GBP, converted at the ECB reference rate of 20 Aug 2026.
- Gambling Commission, Register of regulatory actions: QuinnBet (Gibraltar) Limited (Settlement 20.08.2026) Enforcement database of an authority
- Gambling Commission: QuinnBet (Gibraltar) Limited Public Statement Decision of an authority
- Gambling Commission: QuinnBet (Gibraltar) Limited to pay £609,104 for regulatory failures (20.08.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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20 Aug 2026 Truro Sawmills LimitedCornwall sawmill ignores three improvement notices: 20,000 GBP €23,330
According to the HSE, the sawmill failed to protect employees from wood dust (no face-fit testing for respiratory protective equipment, no health surveillance) and let staff drive lift trucks without training; three improvement notices from the HSE (Health and Safety Executive, Britain's workplace safety regulator) were not complied with. The court fined the company, a micro-entity, 20,000 GBP plus 5,000 GBP in costs.
Treat improvement notices from the regulator as binding deadlines, not recommendations; ignoring them risks a fine.
Lift truck training and protection against wood dust
Missing or inadequate training played a role in the decision.
- Authority / court
- Truro Crown Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) und Section 33(1)(g) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- Under 50
- Liability of senior managers
- Measures against individuals are not reported here.
- Published
- 21 Aug 2026
Original amount 20,000 GBP, converted at the ECB reference rate of 20 Aug 2026.
- HSE, Pressemitteilungen (Übersicht) (Entscheidung 2026) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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11 Aug 2026 Citibank, N.A., London BranchOFSI imposes 4.7 million GBP on Citibank London over Russia payments €5.54m
Mainly between February and November 2022, the London branch processed 970 payments totalling around 19.7 million GBP that breached Russia and anti-corruption sanctions. The causes were overloaded alert handling after the wave of designations, delayed escalation and human error; the bank voluntarily disclosed most of the breaches and received a 20% reduction from HM Treasury's Office of Financial Sanctions Implementation (OFSI).
During waves of designations, alert handling needs additional trained capacity – backlogs and wrong decisions in screening are themselves sanctions breaches.
Handling sanctions alerts, escalation and freezing
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019; Global Anti-Corruption Sanctions Regulations 2021; s. 146 Policing and Crime Act 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Employees
- 10,000 or more
- Mitigating circumstances
- Predominantly voluntary disclosure and cooperation (20% reduction); exceptional burden caused by the 2022 sanctions packages taken into account
- Published
- 2 Sep 2026
Original amount 4,732,830.58 GBP, converted at the ECB reference rate of 11 Aug 2026.
- OFSI: Imposition of Monetary Penalty – Citibank, N.A., London Branch Decision of an authority
- OFSI – Enforcement of financial sanctions (Sammlung) Enforcement database of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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7 Aug 2026 ACRO Criminal Records OfficeICO: reprimand for ACRO Criminal Records Office after cyber incident Reprimand or warning
The UK Information Commissioner's Office (ICO) issued a reprimand to ACRO Criminal Records Office. According to the ICO, it followed a cyber incident that may have affected the personal data of around 10,000 people in the UK. The ICO found infringements of the duty to implement appropriate technical and organisational security measures under Article 32 UK GDPR. No fine was imposed.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 32(1), 32(1)(b) und 32(1)(d) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- ICO Enforcement: ACRO Criminal Records Office. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: ACRO Criminal Records Office (7 August 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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6 Aug 2026 Elderly Aids LimitedICO: £190,000 fine for Elderly Aids over unsolicited marketing calls €221,691
The ICO fined Elderly Aids Limited, a seller of call-blocking devices, £190,000 and also issued an enforcement notice. The ICO found that the company had made 758,053 unsolicited direct marketing calls to numbers registered with the TPS/CTPS whose subscribers had not agreed to such calls, leading to 20 complaints. The legal basis is regulations 21 and 24 of PECR. Under the notice, payment by 7 September 2026 reduces the amount by 20% to £152,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21 und 24 PECR; section 55A DPA 1998 (Geldbuße), section 40 DPA 1998 (Anordnung)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Retail and e-commerce
Original amount 190,000 GBP, converted at the ECB reference rate of 6 Aug 2026.
- ICO Enforcement: Elderly Aids Limited (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Elderly Aids Limited (6 August 2026) Decision of an authority
- Enforcement Notice: Elderly Aids Limited (6 August 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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30 Jul 2026 Airbus Operations LimitedAirbus Operations pays 6.4 million GBP for export control breaches in technology transfer €7.48m
Over an extended period before November 2022, Airbus Operations Ltd breached the Export Control Order 2008: transfers of controlled technology under three open general export licences (OGEL) were not correctly documented, required registers were missing, and one individual licence was not complied with. The case came to light through voluntary disclosure and was concluded by HM Revenue & Customs (HMRC) by way of a compound settlement (date of publication).
Technology transfers by e-mail or data room are also exports – conditions, registers and records of general licences must be put into practice day to day.
Licence conditions and record-keeping obligations in technology transfer
- Authority / court
- HM Revenue & Customs (HMRC) / Export Control Joint Unit
- Area of law
- Sanctions and export control · Export control and dual-use goods
- Legal basis
- Export Control Order 2008, Art. 29(2) und 29(3) (Auflagen und Register bei OGELs) sowie Auflage einer SIEL; Straftaten nach Art. 38(1)(a) und (b); Compound Settlement durch HMRC
- Action
- Fine
- Status of proceedings
- final
- Sector
- Manufacturing and mechanical engineering
- Employees
- 10,000 or more
- Mitigating circumstances
- Voluntary disclosure, full cooperation, remedial measures
- Published
- 30 Jul 2026
Original amount 6,409,388 GBP, converted at the ECB reference rate of 30 Jul 2026.
- Notice to exporters 2026/17: company named in compound settlement for breaches of export control Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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27 Jul 2026 Equity for Growth (Securities) Limited (in liquidation)FCA: Public censure for Equity for Growth (Securities) over misleading minibond promotions Reprimand or warning
The FCA publicly censured the corporate finance firm Equity for Growth (Securities) Limited. The FCA found that between January 2018 and August 2019 the firm approved seven information memoranda for four unregulated minibond issuers as financial promotions. In the FCA's view, these documents omitted key information, such as the level and range of commissions, so investors could not properly assess the risk. Because the firm was wound up by the court in March 2026 on the FCA's petition, no fine was imposed; the FCA stated that it would otherwise have been £386,467 (including disgorgement).
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Consumer protection and online retail · Misleading advertising and pricing
- Legal basis
- COBS 4.2.1(1)R; section 205 FSMA 2000 (Public Censure)
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Financial services and insurance
- FCA Final Notice: Equity for Growth (Securities) Limited (27 July 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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27 Jul 2026 Metropolitan Police ServiceICO: order and reprimand against London's Met Police after disclosure of sensitive data Order
The Metropolitan Police handed a defendant unredacted documents containing the new address and telephone number of a stalking victim, and in a circular e-mail disclosed 18 people with a parliamentary connection in an open recipient list. The UK Information Commissioner's Office (ICO) ordered improvements within 3 and 12 months, including in data protection training completion rates.
Policies are not enough if mandatory training goes uncompleted for years – monitor and enforce training completion rates.
Redacting documents, e-mail distribution lists (BCC), data protection training
Missing or inadequate training played a role in the decision.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Data Protection Act 2018, Section 40
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Public sector
- Employees
- 10,000 or more
- Culpability
- negligent
- Published
- 5 Aug 2026
- Metropolitan Police Service issued with enforcement notice and reprimand following data protection failures Press release of an authority
- ICO Enforcement notice: Metropolitan Police Service Enforcement database of an authority
- ICO Reprimand: Metropolitan Police Service Enforcement database of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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23 Jul 2026 Evolution Malta Holding LimitedEvolution: £4.75m because its own games ran on unlicensed sites accessible in GB €5.57m
The games supplier will pay £4,750,000 in lieu of a financial penalty under a regulatory settlement, contribute to the Commission's investigation costs and accept an additional licence condition requiring an independent audit within twelve months. Five genuine Evolution games were accessible at scale to consumers in Great Britain via six websites of two operators not licensed by the Gambling Commission; between April 2024 and January 2025, its risk assessment and its anti-money laundering policies and controls did not adequately address risks arising from business partners in particular (LC 12.1.1, LC 12.1.2). After the Commission notified it in December 2024, Evolution immediately and permanently blocked the games for users in Great Britain.
B2B suppliers must monitor where their products are actually offered and stop their use by unlicensed operators.
Control over the distribution of own products to unlicensed operators
- Authority / court
- Gambling Commission
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- s. 116 Gambling Act 2005; LC 12.1.1 Abs. 1–3 und LC 12.1.2 der Licence Conditions and Codes of Practice (LCCP); Reg. 18, 19(1)(a) und 28(1) Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Mitigating circumstances
- A swift action plan with progress updates, full cooperation with the investigation and early acceptance of the failings.
- Published
- 23 Jul 2026
Original amount 4,750,000 GBP, converted at the ECB reference rate of 23 Jul 2026.
- Gambling Commission, Register of regulatory actions: Evolution Malta Holding Limited (Settlement 23.07.2026) Enforcement database of an authority
- Gambling Commission: Evolution Malta Holding Limited Public Statement Decision of an authority
- Gambling Commission: Evolution Malta Holding Limited to pay £4.75m (23.07.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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21 Jul 2026 Dragon Alfa Cement LimitedCement plant with 12 employees: 1 million GBP after fatal accident at unguarded machinery €1.17m
In 2021 a 35-year-old employee was crushed by a 1.6-tonne concrete weight at the cement bagging plant in Sharpness. A large section of the perimeter fencing had routinely been removed over a prolonged period, leaving dangerous moving parts freely accessible. The company – with 12 employees according to its 2024 annual accounts – was fined 1 million GBP plus 9,621 GBP in costs.
Treat removed guard fencing as a management failure and stop it – tolerating permanently open danger zones can lead to fines in the millions, even for a small business.
- Authority / court
- Bristol Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Employees
- Under 50
- Published
- 21 Jul 2026
Original amount 1,000,000 GBP, converted at the ECB reference rate of 21 Jul 2026.
- Cement company fined £1,000,000 after father crushed by 1.6 tonne concrete weight (HSE) Press release of an authority
- Companies House: Registereintrag Dragon Alfa Cement Limited (03473666) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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17 Jul 2026 Southern WaterSouthern Water: £7.1m fine for repeated sewage discharges in Kent €8.38m
Canterbury Crown Court fined Southern Water £7,127,083 for 13 breaches of the Environmental Permitting Regulations 2016, plus £149,000 in prosecution costs and a £181 victim surcharge. Between 2019 and 2021, failed pumps and poorly maintained equipment at the Margate and Broadstairs pumping stations led to several discharges of untreated sewage into the sea, some of which were reported only the next day or weeks later; beaches had to be closed. The company also admitted 35 further unlawful discharges from the same period.
Maintaining critical pumping equipment and reporting every discharge to the regulator immediately are core duties of any permit holder.
Plant maintenance and prompt reporting of environmental incidents
- Authority / court
- Canterbury Crown Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Reg. 12(1)(b) und 38(1)(a) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Repeat case
- yes
- Published
- 17 Jul 2026
Original amount 7,127,083 GBP, converted at the ECB reference rate of 17 Jul 2026.
- Environment Agency: Southern Water fined £7.1 million for sewage pollution (17.07.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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17 Jul 2026 Puratos LimitedPuratos: 120,000 GBP for flour dust above exposure limits and heavy sack handling €141,014
During an inspection in December 2024, the Health and Safety Executive (HSE) found dust escaping from machinery, blowing down with compressed air and dry sweeping at the bakery ingredients factory; measurements confirmed that workplace exposure limits had been exceeded, with a risk of asthma. In addition, employees lifted 25 kg sacks by hand every day. The site had already been cited in 2021 for the same deficiencies; fine of 120,000 GBP plus 6,270 GBP in costs. According to the annual accounts filed with the UK companies register for financial year 2024, the company had around 116 employees.
Companies that do not permanently remedy deficiencies after a citation pay significantly more the next time – flour dust is a recognised cause of asthma.
Dust exposure and lifting heavy loads
- Authority / court
- Health and Safety Executive (Milton Keynes Magistrates' Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Health and Safety at Work etc. Act 1974, s. 2(1)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Food and agriculture
- Employees
- 50 to 249
- Repeat case
- yes
- Published
- 20 Jul 2026
Original amount 120,000 GBP, converted at the ECB reference rate of 17 Jul 2026.
- Food manufacturer fined £120,000 after workers exposed to hazardous dust and manual handling risks Press release of an authority
- Companies House: Registereintrag Puratos Limited (00949175) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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16 Jul 2026 HDI Global SEPRA: £4.165m fine on HDI Global SE for inaccurate data on the FSCS compensation scheme €4.91m
The PRA fined HDI Global SE, an insurer headquartered in Hanover that operates in the UK through a branch, 4,165,000 GBP. Between August 2021 and August 2024 the firm repeatedly submitted incorrect data on liabilities protected by the FSCS and on the FSCS levy tariff, including in supposedly corrected submissions; it lacked written procedures, clear accountability and internal oversight, and before summer 2023 it did not consult the PRA's rules and guidance.
Returns used to calculate levies need documented calculation procedures and independent review – especially where corrections are submitted.
- Authority / court
- Prudential Regulation Authority (PRA), Bank of England
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- PRA Fundamental Rules 2 und 6; s. 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- negligent
- Mitigating circumstances
- Detailed account under the Early Account Scheme, settlement with a 30% discount (otherwise 5,950,000 GBP), corrected historical data and additional FSCS levies paid; in the PRA's view the breaches were neither deliberate nor reckless.
- Published
- 20 Jul 2026
Original amount 4,165,000 GBP, converted at the ECB reference rate of 16 Jul 2026.
- PRA Final Notice to HDI Global SE, 16 July 2026 Decision of an authority
- Bank of England news release: PRA fines HDI Global SE £4,165,000 for inaccurate reporting (20 July 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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16 Jul 2026 Royal Mail Group LtdTribunal: Royal Mail subjected whistleblower to detriment – £6,978 compensation €8,222
The Employment Tribunal in Manchester found that the claimant had been subjected to detriment because of a protected disclosure and awarded her the agreed amount of £6,978.20. The claims for disability discrimination and constructive dismissal were dismissed.
Large organisations, too, must ensure that whistleblowers do not suffer disadvantages in their day-to-day work.
How managers handle internal reports
- Authority / court
- Employment Tribunal
- Area of law
- Whistleblower protection · Retaliation against whistleblowers
- Legal basis
- Employment Rights Act 1996, s. 47B (Benachteiligung wegen geschützter Offenlegung)
- Action
- Other
- Status of proceedings
- unknown
- Sector
- Transport, logistics and shipping
- Employees
- 10,000 or more
- Published
- 7 Sep 2026
Original amount 6,978.2 GBP, converted at the ECB reference rate of 16 Jul 2026.
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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8 Jul 2026 Hutchison Technologies LtdTribunal: Hutchison Technologies dismissed employee after she raised holiday pay concerns Other
An employee of the Dundee-based electrical services provider for gyms (around 140 employees) had pointed out that the technicians' holiday pay was being calculated incorrectly; a few days later her home working arrangement was withdrawn, and on 11 June 2025 she was dismissed. The Employment Tribunal upheld her claims for automatically unfair dismissal (s. 103A) and detriment (s. 47B); compensation will be decided separately.
Employers who worsen working conditions shortly after a disclosure must be able to prove a documented reason unrelated to the disclosure.
How managers handle internal reports
- Authority / court
- Employment Tribunal
- Area of law
- Whistleblower protection · Retaliation against whistleblowers
- Legal basis
- Employment Rights Act 1996, ss. 43B, 47B, 103A
- Action
- Other
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- 50 to 249
- Published
- 23 Jul 2026
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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6 Jul 2026 Emma Bridgewater LimitedEmma Bridgewater: snow machine falls during Christmas lights event – 266,666 GBP €311,752
During a Christmas lights event at the factory shop in Hanley in November 2024, an unsecured artificial snow machine fell from a window; shards of glass injured a twelve-year-old girl on the head. The ceramics manufacturer had not assessed the risks and, contrary to the manufacturer's instructions, had not secured the machine; fine of 266,666 GBP plus 4,931 GBP in costs. According to its annual accounts (financial year to April 2025), the company had an average of 345 employees.
Treat marketing events as a health and safety matter: when installing equipment above the public, prevent objects from falling and follow the manufacturer's instructions.
- Authority / court
- Birmingham Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Regulation 10(1) Work at Height Regulations 2005; Section 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Manufacturing and mechanical engineering
- Employees
- 250 to 999
- Published
- 7 Jul 2026
Original amount 266,666 GBP, converted at the ECB reference rate of 6 Jul 2026.
- Emma Bridgewater fined £266,666 after falling shard of glass injures child (HSE) Press release of an authority
- Companies House: Registereintrag Emma Bridgewater Limited (01943787) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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3 Jul 2026 TMA Haulage LtdTMA Haulage: operator licence curtailed from five to four vehicles, revocation from 6 October 2026 Other
Following an investigation by the Driver and Vehicle Standards Agency (DVSA), the Traffic Commissioner (regulator of commercial vehicle operators) found that the sole director of TMA Haulage Ltd had driven using the driver card of a former employee, thereby falsifying the records, three times in June and July 2025 and – after being interviewed by the DVSA – twice in April 2026; on one of those days he continued driving in this way without taking the break that was due. The operator's licence was curtailed immediately from five to four vehicles and revoked with effect from 6 October 2026. Measures against individuals are not set out here.
Driver cards are strictly personal – regularly comparing vehicle unit data with the cards of the drivers deployed uncovers misuse before the authority does.
Drivers' hours and misuse of driver cards
- Authority / court
- Traffic Commissioner (Western Traffic Area); Ermittlung: Driver and Vehicle Standards Agency (DVSA)
- Area of law
- Health and safety and employment law · Working time
- Legal basis
- Goods Vehicles (Licensing of Operators) Act 1995, ss. 26(1)(f), 27(1)(a) und (b); Road Traffic Act 1988, ss. 115, 117; Tachografen- und Lenkzeitvorschriften
- Action
- Other
- Status of proceedings
- unknown
- Sector
- Transport, logistics and shipping
- Culpability
- intentional
- Mitigating circumstances
- According to the decision, points in the company's favour were: most compliance systems in place, drivers properly employed, an MOT pass rate in line with the national average, and the re-engagement of a consultant and legal representation.
- Liability of senior managers
- Measures against individuals are not set out here.
- Published
- 22 Jul 2026
Checked against the official source on 3 Oct 2026 · Direct link
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30 Jun 2026 Petfre (Gibraltar) LimitedPetfre (Gibraltar): £900,000 over inadequate customer interaction in online gambling €1.04m
Following a compliance assessment in May and June 2024, the operator of betfred.com will pay £900,000 in lieu of a financial penalty to the Consolidated Fund (the UK Government's general account) under a settlement and contribute to the Commission's investigation costs. The Commission found breaches of the remote customer interaction requirements under SRCP 3.4.3: automated processes to identify signs of harm and to act immediately on strong indicators were lacking, so that one customer lost a further £17,900 within 24 hours of a review without being contacted again. The Commission had already announced sanctions against Petfre in 2022 and 2025.
After a sanction, customer interaction must be improved lastingly and demonstrably, or the next case follows.
Lasting improvement of customer interaction after earlier sanctions
- Authority / court
- Gambling Commission
- Area of law
- Consumer protection and online retail
- Legal basis
- s. 116 Gambling Act 2005; SRCP 3.4.3 Abs. 1, 2, 4, 7 und 11 der Licence Conditions and Codes of Practice (LCCP)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Repeat case
- yes
- Mitigating circumstances
- A swift action plan with progress updates and full cooperation with the investigation.
- Published
- 30 Jun 2026
Original amount 900,000 GBP, converted at the ECB reference rate of 30 Jun 2026.
- Gambling Commission, Register of regulatory actions: Petfre (Gibraltar) Limited (Settlement 30.06.2026) Enforcement database of an authority
- Gambling Commission: Petfre (Gibraltar) Limited Public Statement Decision of an authority
- Gambling Commission: Petfre (Gibraltar) Limited to pay £900,000 for regulatory failures (30.06.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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30 Jun 2026 Curtis Faraday LimitedFCA bars debt adviser Curtis Faraday from taking new customers over consumer risks Order
The FCA barred the debt advice firm Curtis Faraday Limited with immediate effect from accepting new customers or referrals for debt, insolvency and IVA-related activities and required it to refer existing customers to other advice providers. Based on file reviews and call recordings, the FCA saw indications that customers' financial information was distorted during the advice process, that the business model, with close links to insolvency service providers, created conflicts of interest and a bias towards commission-generating solutions, that staff circumvented controls and that the firm repeatedly gave the FCA incomplete or inconsistent information.
Debt advice must be impartial: commission incentives and close links to debt solution providers require effective controls against product bias.
Impartial advice and handling conflicts of interest
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- s. 55L(3)(a) FSMA 2000; Threshold Conditions nach Schedule 6 FSMA (paras. 2C, 2D, 2E und 2F)
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- FCA First Supervisory Notice to Curtis Faraday Limited, 30 June 2026 Decision of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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29 Jun 2026 Petrofac Facilities Management LimitedPetrofac Facilities Management: £569,157 settlement over Russia sanctions breaches €660,160
The company paid HMRC a compound settlement of £569,157.07 for alleged breaches of the Russia sanctions. According to HMRC, while withdrawing from Russia in 2022/2023 it allegedly made sanctioned industrial goods available on two occasions to a person connected with Russia or for use in Russia, and provided related technical assistance. According to HMRC, this is the first time it has publicly named the company behind such a settlement.
Even when withdrawing from a sanctioned market, the prohibitions on making goods available and on technical assistance apply in full.
Sanctions screening of goods supplied and technical assistance when exiting a market
- Authority / court
- HM Revenue & Customs (HMRC)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Reg. 46Y(2)(c) und Reg. 46Z(1)(b) Russia (Sanctions) (EU Exit) Regulations 2019
- Action
- Fine
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Voluntary disclosure and full cooperation with HMRC.
- Published
- 29 Jun 2026
Original amount 569,157.07 GBP, converted at the ECB reference rate of 29 Jun 2026.
- HMRC/DBT/ECJU: Notice to exporters 2026/15: firm named after Russia sanctions breach settlement (29.06.2026) Official register or notice
- GOV.UK: Sanctions enforcement action – HMRC enforcement notices (Juni 2026) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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23 Jun 2026 TICKETBIS S.L. (StubHub UK)StubHub UK: 889,200 GBP penalty over mandatory fees added later €1.03m
The ticket exchange did not include mandatory fees in the total price at the start of the purchasing process. By way of a final infringement notice, the CMA imposed a penalty of 889,200 GBP (including a 40 % settlement discount) and required the company to refund the mandatory fees.
Ticket marketplaces must also show the total price including mandatory fees from the outset.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail · Misleading advertising and pricing
- Legal basis
- Digital Markets, Competition and Consumers Act 2024
- Action
- Fine
- Status of proceedings
- final
- Sector
- Media and online platforms
- Mitigating circumstances
- Settlement with a 40 % discount and waiver of appeal.
- Published
- 23 Jun 2026
Original amount 889,200 GBP, converted at the ECB reference rate of 23 Jun 2026.
- StubHub UK: consumer protection enforcement case Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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19 Jun 2026 CACEIS Bank (UK Branch)FCA: public censure for CACEIS UK over deficient checks on a custody client Reprimand or warning
The UK Financial Conduct Authority (FCA) issued a public censure because the London branch opened and operated accounts for the wealth manager WealthTek, although its own register searches showed that it lacked permissions to hold client assets, and overlooked a restriction noted in the register; 16 monitoring alerts were not worked through over two years, and more than £314 million flowed through the accounts. In view of cooperation and a voluntary payment of £31.7 million to WealthTek clients, the FCA refrained from imposing a fine (otherwise £23.1 million after discount).
Anyone who notices a discrepancy in the register must clarify and document it before accounts are activated.
Register checks and follow-up on identified KYC gaps
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- Section 205 FSMA (Public Censure) wegen Verstoßes gegen FCA Principle 2; Maßstab u. a. SYSC 6.1.1R, 6.3.1R, 6.3.3R und Regulations 18, 27, 28 MLR 2017
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Cooperation, acknowledgement of the deficiencies and a voluntary payment of £31,714,068 to those harmed
- Published
- 25 Jun 2026
- Final Notice 2026: CACEIS Bank (UK Branch) Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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16 Jun 2026 SCS Railways (Joint Venture von Skanska Construction UK Limited, Costain Limited und Strabag AG)HS2 joint venture SCS Railways: £400,000 fine after tipper truck fall €462,583
SCS Railways, a joint venture of Skanska, Costain and Strabag on the HS2 rail project, was fined £400,000 and ordered to pay £8,974 in costs. On 27 July 2021 at the Copthall North site near Uxbridge, a 20-tonne tipper truck belonging to a contracted haulage company fell from an excavation ramp and the driver was injured. The Health and Safety Executive found neither signage nor edge protection on the vehicle routes; a traffic route changed on the morning of the incident had left an unprotected edge and had been neither properly planned nor communicated in time.
Every short-notice change to site vehicle routes needs a risk check and immediate briefing of all drivers.
Traffic routes and change management on major construction sites
- Authority / court
- Uxbridge Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Mitigating circumstances
- Guilty plea.
- Published
- 26 Jun 2026
Original amount 400,000 GBP, converted at the ECB reference rate of 16 Jun 2026.
- HSE: HS2 contractor fined £400,000 after tipper truck driver injured (26.06.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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16 Jun 2026 Samson Containers LtdContainer manufacturer ignores notices on welding fume and hearing protection – £30,000 €34,694
Despite improvement notices from September 2024 and February 2025, the manufacturer of skips and metal containers failed to implement any measures against carcinogenic welding fume (mild steel) – with neither extraction nor respiratory protection; in addition, there was no health surveillance for hearing for employees exposed to noise. Fine of £30,000 plus costs. According to the annual accounts filed with the UK companies register for financial year 2024, the company had around 17 employees.
Regulatory orders on hazardous substances have deadlines – companies that let them lapse will be prosecuted regardless of whether an accident occurs.
- Authority / court
- Warrington Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 33(1)(g) Health and Safety at Work etc. Act 1974 (Nichtbefolgung von Improvement Notices)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Steel and metals
- Employees
- Under 50
- Repeat case
- yes
- Published
- 18 Jun 2026
Original amount 30,000 GBP, converted at the ECB reference rate of 16 Jun 2026.
- Skip manufacturer fined £30,000 after failing to protect workers from carcinogenic fumes (HSE) Press release of an authority
- Companies House: Registereintrag Samson Containers Limited (11911188) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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15 Jun 2026 Marks Electrical LimitedCMA: GBP 720,000 fine for Marks Electrical over pre-selected extra services €832,534
Using its new powers under the DMCCA 2024, the CMA found that the electrical retailer had pre-selected and charged customers on its website for paid extra services (removal of the old appliance, packaging disposal) without their express consent during the period examined, April to November 2025. It imposed a fine of GBP 720,000 (GBP 1,200,000 before a 40% settlement discount) and required the company to refund the amounts charged in this way to affected customers (around GBP 600,000 according to the CMA).
Paid add-ons must never be pre-selected in an online shop – since the DMCCA, the CMA can impose fines and order refunds itself.
Pre-selected extra charges in online shops
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail · Information duties in online retail
- Legal basis
- Regulation 40 Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013; Chapter 4 Part 3 Digital Markets, Competition and Consumers Act 2024
- Action
- Fine
- Status of proceedings
- final
- Sector
- Retail and e-commerce
- Mitigating circumstances
- 40% discount for admission and settlement (including waiver of appeal); the practice was stopped on the day the investigation was opened.
- Published
- 18 Jun 2026
Original amount 720,000 GBP, converted at the ECB reference rate of 15 Jun 2026.
- CMA case page: Marks Electrical: consumer protection enforcement case Enforcement database of an authority
- CMA: Final Infringement Notice, Marks Electrical Limited, Case 51652 (15 June 2026) Decision of an authority
- CMA press release: CMA orders Marks Electrical to refund customers over pre-selected extra charges (18 June 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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12 Jun 2026 Esso Petroleum Company LimitedEsso: £1m fine after LPG release at Fawley refinery €1.16m
Esso was fined £1m and ordered to pay £12,277 in costs. On 8 November 2022, a corroded steel tower at the Fawley refinery partially collapsed, damaged pipework and released around 2,400 kg of liquefied petroleum gas over 33 hours; workers were exposed to the risk of falling debris and potential burns. According to the Health and Safety Executive's investigation, the corrosion had been known since 2010 without appropriate action being taken.
Known corrosion findings on load-bearing structures must be assessed and remedied promptly, before they lead to a major incident.
Asset integrity and handling known corrosion findings
- Authority / court
- Southampton Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Mitigating circumstances
- Guilty plea; no injuries.
- Published
- 15 Jun 2026
Original amount 1,000,000 GBP, converted at the ECB reference rate of 12 Jun 2026.
- HSE: Esso fined £1 million after major gas leak at Fawley refinery (15.06.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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3 Jun 2026 OVO Energy LimitedOfgem: OVO pays GBP 10.4m over poor support for vulnerable prepayment customers €12m
Ofgem found that OVO Energy did not adequately monitor prepayment customers in vulnerable situations, did not properly support customers who self-disconnected and did not maintain the Priority Services Register properly; some internal training materials were unclear and contradictory. By way of alternative action, OVO is paying GBP 7m into the voluntary redress fund and providing GBP 3.4m in credit and debt relief to its most vulnerable customers; under a separate compliance engagement it is also paying GBP 1.1m to customers in the Scottish Highlands and Islands.
Policies on paper are not enough: training materials and processes for vulnerable customers must be consistent and checked in practice.
Dealing with customers in vulnerable situations
Missing or inadequate training played a role in the decision.
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Consumer protection and online retail
- Legal basis
- Standard Licence Conditions 26.1, 26.4, 26.5(d)(f), 27A.1, 28.1A/28.1B, 28.2 und 28.4 der Gas- und Stromversorgungslizenzen
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Remedial action during the investigation, including welfare visits to customers who had been disconnected for more than 72 hours.
- Published
- 3 Jun 2026
Original amount 10,400,000 GBP, converted at the ECB reference rate of 3 Jun 2026.
- Ofgem: Decision to close investigation into OVO Energy Limited prepayment meter practices (3 June 2026) Decision of an authority
- Ofgem press release: OVO agrees settlement in relation to Ofgem's investigation of its monitoring of prepayment meter customers (3 June 2026) Press release of an authority
- Ofgem enforcement case: OVO Energy: prepayment meter practices Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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3 Jun 2026 Sonus Public Relations LtdTribunal: PR agency Sonus must pay £71,052 after subjecting whistleblower to detriment €82,264
The PR agency, which did not appear, lost on all claims: detriment on grounds of whistleblowing (£20,000 for injury to feelings), wrongful termination without notice pay (£3,547.60) and constructive unfair dismissal (basic and compensatory award including a 25 % ACAS uplift). A total of £71,051.82 was awarded.
Employers who do not take part in the proceedings risk, in addition to whistleblower compensation, an uplift for failing to follow the ACAS Code of Practice.
How managers handle internal reports
- Authority / court
- Employment Tribunal
- Area of law
- Whistleblower protection · Retaliation against whistleblowers
- Legal basis
- Employment Rights Act 1996, s. 47B (Benachteiligung wegen geschützter Offenlegung); konstruktive unfaire Kündigung; wrongful dismissal
- Action
- Other
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- Under 50
- Published
- 22 Jul 2026
Original amount 71,051.82 GBP, converted at the ECB reference rate of 3 Jun 2026.
Checked against the official source on 28 Sep 2026 · Version 4 · Direct link
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2 Jun 2026 Euro Exchange Securities UK LtdFCA halts e-money institution Euro Exchange Securities UK over money laundering risks Order
The FCA barred the e-money institution Euro Exchange Securities UK Ltd with immediate effect from providing any e-money and payment services, prohibited any dealing with customer funds without its consent and required an independent third party to oversee their return. According to the FCA, the reasons were systemic weaknesses in combating financial crime – in customer risk assessment, customer due diligence and enhanced due diligence, screening, transaction monitoring and governance – together with indications that the obligations to safeguard customer funds were not being met. On the FCA's application the court appointed interim managers on 4 June 2026 and confirmed the special administration on 11 June 2026.
Payment institutions must be able to evidence customer due diligence, transaction monitoring and the segregation of customer funds at all times, or face immediate shutdown.
Anti-money laundering and safeguarding of customer funds at payment service providers
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- reg. 11(1) Electronic Money Regulations 2011 i. V. m. regs. 6(5)(b), 6(5)(c), 6(6)(d), 20 und 37 EMRs; Money Laundering Regulations 2017
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 5 Jun 2026
- FCA First Supervisory Notice to Euro Exchange Securities UK Ltd, 2 June 2026 Decision of an authority
- FCA press release: FCA imposes requirements on Euro Exchange Securities UK Limited and interim managers appointed by Court (5 June 2026) Press release of an authority
- FCA press release: Court orders appointment of special administrators for Euro Exchange Securities UK Limited (11 June 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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28 May 2026 Thermotech Wall and Loft Surveys LtdICO: £240,000 fine for Thermotech over marketing calls to TPS numbers €276,928
The ICO fined Thermotech Wall and Loft Surveys Ltd £240,000 and issued an enforcement notice. After executing a search warrant in April 2025, the regulator found that between October 2024 and March 2025 the company had instigated 575,062 unsolicited marketing calls to numbers that had been on the TPS register for more than 28 days. There were 132 complaints. The legal basis is regulations 21 and 24 of PECR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21 und 24 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
Original amount 240,000 GBP, converted at the ECB reference rate of 28 May 2026.
- ICO Enforcement: Thermotech Wall and Loft Surveys Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Thermotech Wall and Loft Surveys Ltd (28 May 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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27 May 2026 Scottish Sea Farms LimitedScottish Sea Farms: £70,000 civil penalties over missing F-gas leak detection €80,815
Scotland's environmental regulator SEPA imposed two civil penalties of £35,000 each (£70,000 in total) on salmon processor Scottish Sea Farms. Two ice plants at the Gremista site in Lerwick (Shetland) contained fluorinated greenhouse gases above the threshold of 500 tonnes of CO2 equivalent but had no working leak detection system.
Large refrigeration systems need working leak detection; its absence is penalised even without a proven leak.
Obligations for refrigeration equipment containing fluorinated gases
- Authority / court
- Scottish Environment Protection Agency (SEPA)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Fluorinated Greenhouse Gases Regulations 2015; Verordnung (EU) Nr. 517/2014
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Food and agriculture
- Mitigating circumstances
- The company has since brought the equipment into compliance.
- Published
- 27 May 2026
Original amount 70,000 GBP, converted at the ECB reference rate of 27 May 2026.
- SEPA: Salmon processor fined £70,000 over fluorinated greenhouse gas rule breaches (27.05.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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26 May 2026 Sabre Global Technologies LimitedSabre subsidiary accepted payments from designated Ural Airlines €1.16m
The provider of a travel booking system continued to provide services to Ural Airlines, designated in May 2022, requested payments of around 906,600 USD and, after the funds were frozen by the bank, looked for alternative payment routes, which HM Treasury's Office of Financial Sanctions Implementation (OFSI) regarded as circumvention. A lack of escalation during a change of roles, vacant leadership positions in legal and compliance, policies focused on US law and screening that did not flag the designation all contributed. According to the annual accounts filed with the UK companies register for financial year 2024, the company had around 150 employees.
If an existing customer is designated, escalate this immediately; looking for alternative payment routes after the bank has frozen funds is itself a breach.
Responding to new designations of existing customers, prohibition of circumvention
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019, regs. 13, 14, 19
- Action
- Fine
- Status of proceedings
- final
- Sector
- Telecoms, IT and software
- Employees
- 50 to 249
- Mitigating circumstances
- Voluntary disclosure (31 October 2022) and full cooperation; settlement under the new settlement procedure
- Published
- 17 Jun 2026
Original amount 1,000,920.59 GBP, converted at the ECB reference rate of 26 May 2026.
- OFSI: Imposition of Monetary Penalty – Sabre Global Technologies Limited Decision of an authority
- OFSI – Enforcement of financial sanctions (Sammlung) Enforcement database of an authority
- Companies House: Registereintrag Sabre Global Technologies Limited (03017786) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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22 May 2026 Siemens Gamesa Renewable Energy LtdSiemens Gamesa: £600,000 fine after accident at Hull blade factory €694,300
Siemens Gamesa was fined £600,000 and ordered to pay £7,980.80 in costs. At the blade factory in Hull on 18 July 2024, a prefabricated component weighing around 800 kg fell onto an employee after support poles had been removed; she has since been paralysed from the waist down. The Health and Safety Executive found inadequate risk assessment, no safe system of work and insufficient training.
Where employees develop their own working methods, a binding and trained safe system of work is usually missing.
Risk assessment and safe systems of work in manufacturing
Missing or inadequate training played a role in the decision.
- Authority / court
- Grimsby Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Manufacturing and mechanical engineering
- Mitigating circumstances
- Guilty plea; after the accident the supports were secured with a key-controlled system.
- Published
- 26 May 2026
Original amount 600,000 GBP, converted at the ECB reference rate of 22 May 2026.
- HSE: Siemens fined £600,000 after employee left paralysed at site in Hull (26.05.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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22 May 2026 Streamline Shipping Agencies LimitedAberdeen port agency: £146,700 after forklift accident without traffic separation €169,756
At the Port of Aberdeen, an employee loosening a lorry curtain was struck by a reversing forklift truck and suffered multiple fractures and a degloving injury. Pedestrians and vehicles were not separated during simultaneous loading and unloading. Fine of £146,700. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 236 employees.
Loading and manoeuvring areas need firm rules on who may be where and when if forklifts and pedestrians are working at the same time.
- Authority / court
- Aberdeen Sheriff Court (Ermittlung: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Regulation 17(1) Workplace (Health, Safety and Welfare) Regulations 1992; Section 33(1)(c) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- final
- Sector
- Transport, logistics and shipping
- Employees
- 50 to 249
- Published
- 28 May 2026
Original amount 146,700 GBP, converted at the ECB reference rate of 22 May 2026.
- Shipping company fined £146,700 after worker seriously injured by forklift truck (HSE) Press release of an authority
- Companies House: Registereintrag Streamline Shipping Agencies Limited (SC073938) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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22 May 2026 Emma Matratzen GmbH, Emma Sleep UK Limited, Emma Sleep GmbHHigh Court: Emma Sleep agrees to end pressure-selling tactics after CMA claim Order
On a claim brought by the CMA, the High Court made a consent order in which the Emma companies accepted that they had used misleading countdown timers, inaccurate high-demand messages and misleading discount claims. They gave undertakings to the court that are enforceable and must put compliance measures in place with reporting to the CMA; the dispute over was/now reference pricing was tried separately, and in its judgment of 30 July 2026 the court found only the admitted infringements.
Artificial time pressure and apparent scarcity in an online shop are an enforcement risk, up to contempt sanctions, even for foreign sellers with UK customers.
Misleading urgency and discount claims in online retail
- Authority / court
- High Court of Justice, Business and Property Courts (Klägerin: Competition and Markets Authority)
- Area of law
- Consumer protection and online retail · Misleading advertising and pricing
- Legal basis
- section 217 Enterprise Act 2002 (Enforcement order wegen Schedule 13 Infringements)
- Action
- Order
- Status of proceedings
- final
- Sector
- Retail and e-commerce
- Published
- 28 May 2026
- High Court of Justice, Claim No FS-2024-000004, CMA v Emma Matratzen GmbH and others: Consent Order (22 May 2026) Court decision
- CMA case page: Emma Group: consumer protection case Enforcement database of an authority
- CMA press release: Court endorses CMA action as Emma Sleep agrees to change sales practices (28 May 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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20 May 2026 Marketing-Unternehmen, UK (anonymisiert)ICO: £300,000 fine for a marketing firm over spam and fake bailiff texts €346,600
The ICO fined a UK marketing company £300,000 and issued an enforcement notice. The ICO found that the company had sent more than 5.5 million unsolicited marketing text messages, including messages styled as if they came from bailiffs. The 7726 spam reporting service received over 60,000 complaints. The ICO relied on regulations 22 and 23 of PECR (electronic marketing without consent and concealed sender identity).
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 22 und 23 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 300,000 GBP, converted at the ECB reference rate of 20 May 2026.
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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19 May 2026 Jusan Technologies LtdTribunal: Jusan Technologies withheld 600,000 US dollars after an employee raised concerns Other
In August 2023, an employee raised internal concerns about possible irregularities in the use of earmarked funds. The London South Employment Tribunal found that, for that reason, a payment of 600,000 US dollars owed to him at the end of his contract had been withheld (whistleblowing detriment, s. 47B ERA 1996); compensation will be determined separately. It is not known whether the decision is final.
Subjecting whistleblowers to detriment, for example by withholding contractual payments, exposes employers in the UK to compensation claims; under s. 47B(1A) ERA 1996, individual workers can also be personally liable.
How managers handle internal reports
- Authority / court
- Employment Tribunal
- Area of law
- Whistleblower protection · Retaliation against whistleblowers
- Legal basis
- Employment Rights Act 1996, ss. 43B, 43C, 43G, 47B(1) und (1A)
- Action
- Other
- Status of proceedings
- unknown
- Employees
- Under 50
- Published
- 10 Jul 2026
Checked against the official source on 28 Sep 2026 · Version 4 · Direct link
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7 May 2026 South Staffordshire Plc und South Staffordshire Water PlcICO: almost £1 million against water supplier South Staffordshire after cyber attack €1.12m
In 2020, malware entered the water supplier's network via a phishing e-mail and remained undetected for around 20 months; in 2022, attackers obtained administrator rights and stole data on 633,887 people, which ended up on the dark web. The UK Information Commissioner's Office (ICO) criticised, among other things, monitoring of only 5% of the IT environment, outdated software such as Windows Server 2003 and a lack of vulnerability and patch management.
Utilities in critical infrastructure must also monitor their entire IT estate and replace legacy systems – an attack must not only come to light through performance problems.
Recognising phishing
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- UK GDPR Art. 5 Abs. 1 lit. f, Art. 32 Abs. 1
- Action
- Fine
- Status of proceedings
- final
- Sector
- Energy and utilities
- Culpability
- negligent
- Mitigating circumstances
- 40% reduction for early admission of liability; payment agreed without appeal.
- Published
- 11 May 2026
Original amount 963,900 GBP, converted at the ECB reference rate of 7 May 2026.
- Fine of nearly £1m issued against South Staffordshire Plc and South Staffordshire Water Plc following major cyber attack and data breach Press release of an authority
- ICO Enforcement: South Staffordshire Plc and South Staffordshire Water Plc Enforcement database of an authority
- ICO Monetary Penalty Notice: South Staffordshire Plc and South Staffordshire Water Plc Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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7 May 2026 Duncan Farms LimitedDuncan Farms: 53,000 GBP because a worker was caught in an unguarded conveyor €61,335
In October 2024, an employee of the egg producer climbed between two running manure conveyors to check a noise and was caught at the in-running nip; he suffered nerve damage to both arms. The drive had no fixed or interlocked guards – instruction and clothing rules alone were not sufficient. The Health and Safety Executive (HSE) prosecution resulted in a fine of 53,000 GBP.
Instruction is no substitute for technical safeguards: in-running nips must be protected by fixed or interlocked guards.
Stopping machinery before intervening
- Authority / court
- Health and Safety Executive (Aberdeen Sheriff Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Provision and Use of Work Equipment Regulations 1998, reg. 11(1) und (2); Health and Safety at Work etc. Act 1974, s. 33(1)(c)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Food and agriculture
- Published
- 13 May 2026
Original amount 53,000 GBP, converted at the ECB reference rate of 7 May 2026.
- Egg farm fined after worker trapped in running conveyor machinery Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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1 May 2026 Ultra Electronics Holdings Limited (vormals plc)Ultra Electronics: DPA of around 10.1 million GBP over bribery in Algeria and Oman €11.6m
The British defence supplier failed to prevent bribery by agents in connection with three public contracts in Oman and Algeria (including a contract with the Omani Ministry of Transport worth up to 200 million GBP). The DPA approved by Southwark Crown Court provides for a penalty of 10,083,150 GBP; in addition, the company is bearing around 4.8 million GBP of the SFO's investigation costs and must report on its compliance programme for three years.
Companies that use agents for government contracts must be able to demonstrate adequate procedures – otherwise the company is liable under Section 7 Bribery Act even without any intent to bribe on its own part.
Use of sales agents in public contracts
- Authority / court
- Serious Fraud Office (SFO)
- Area of law
- Bribery and corruption · Bribery of public officials
- Legal basis
- Section 7 Bribery Act 2010 (Failure to prevent bribery); Deferred Prosecution Agreement
- Action
- Fine
- Status of proceedings
- final
- Sector
- Defence and security
- Culpability
- intentional
- Mitigating circumstances
- Self-report of the Algerian matters in 2018; restructuring of ownership and leadership; 45 % discount on the penalty.
- Published
- 1 May 2026
Original amount 10,083,150 GBP, converted at the ECB reference rate of 30 Apr 2026.
- SFO secures £10m from British defence supplier Press release of an authority
- SFO DPA with Ultra Electronics Holdings Limited (formerly plc) Decision of an authority
- Serious Fraud Office v Ultra Electronics Holdings [2026] EWCR 4 (Approved Judgment, 1 May 2026) Court decision
- SFO-Ultra Indictment (Crown Court at Southwark) Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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30 Apr 2026 Cardiff UniversityCardiff University: £280,000 fine over occupational asthma from animal allergens €323,232
Cardiff University was fined £280,000 and ordered to pay £11,745 in costs after two employees developed occupational asthma from exposure to animal allergens. According to the Health and Safety Executive, the university failed from 2008 to 2025 to identify and implement suitable controls against allergen exposure, although the COSHH regulations and relevant guidance had long been in place.
Slowly developing occupational diseases also lead to prosecution when exposures go uncontrolled for years.
Health protection in laboratories working with animals
- Authority / court
- Cardiff Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Public sector
- Mitigating circumstances
- Guilty plea.
- Published
- 1 May 2026
Original amount 280,000 GBP, converted at the ECB reference rate of 30 Apr 2026.
- HSE: Cardiff University fined £280,000 after two employees develop occupational asthma (01.05.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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30 Apr 2026 Deutsche Bank AG London BranchOFSI: GBP 165,000 settlement penalty for Deutsche Bank AG London Branch over payments to an app developer €190,476
On 30 April 2026 OFSI imposed a monetary penalty of GBP 165,000 on the London branch of Deutsche Bank AG by way of settlement. According to OFSI's findings, in June and July 2022 the branch processed two payments totalling GBP 635,618.75 for a customer to a Russian app developer owned by a designated entity. According to OFSI, its screening provider's list did not contain ownership information on the designated entity, so the beneficiary was not identified. The bank had voluntarily disclosed the payments on 20 September 2022. After a notice of intent of 12 September 2025, which OFSI upheld on 2 December 2025, the bank requested a ministerial review on 23 January 2026; the proceedings ended in settlement. The publication does not state the amount originally proposed. Source: Office of Financial Sanctions Implementation (OFSI), HM Treasury, "Imposition of Monetary Penalty – Deutsche Bank AG London Branch (“DBLB”)", 19 May 2026, https://www.gov.uk/government/publications/imposition-of-monetary-penalty-deutsche-bank-ag-london-branch-dblb. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019, reg. 12; Geldbuße nach s. 146 Policing and Crime Act 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Published
- 19 May 2026
Original amount 165,000 GBP, converted at the ECB reference rate of 30 Apr 2026.
- OFSI: Imposition of Monetary Penalty – Deutsche Bank AG London Branch (DBLB) (gov.uk, OGL v3.0) Decision of an authority
- Imposition of Monetary Penalty – Deutsche Bank AG London Branch (DBLB) (gov.uk, OGL v3.0) Enforcement database of an authority
- OFSI – Financial sanctions enforcement: decisions and monetary penalties imposed (Sammlung, gov.uk, OGL v3.0) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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21 Apr 2026 Industrial Chemicals LimitedIndustrial Chemicals: 3.8 million GBP after caustic soda burns – one leg amputated €4.37m
In 2019, an employee stepped into a puddle of caustic soda; his safety boots offered no protection, and his leg had to be amputated below the knee. In 2022, another worker suffered chemical burns during manual decanting. The Health and Safety Executive (HSE) found leaking pipes and valves, a lack of maintenance, no risk assessment for decanting and untested safety footwear; fine of 3.8 million GBP plus 124,748 GBP in costs. According to the annual accounts filed with the UK companies register for financial year 2024, the company had around 469 employees.
Leaks of hazardous substances are not a normal state of affairs – maintenance, spill management and tested protective equipment go hand in hand.
Handling corrosive hazardous substances and PPE
- Authority / court
- Health and Safety Executive (Southwark Crown Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Control of Substances Hazardous to Health Regulations 2002, reg. 7(1)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Chemicals and pharmaceuticals
- Employees
- 250 to 999
- Published
- 24 Apr 2026
Original amount 3,800,000 GBP, converted at the ECB reference rate of 21 Apr 2026.
- Chemical company fined £3.8 million after investigation into serious chemical burns suffered by two employees Press release of an authority
- Companies House: Registereintrag Industrial Chemicals Limited (03886037) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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21 Apr 2026 Unternehmen (Anrufe zur Schadensregulierung), UK (anonymisiert)ICO: enforcement notice against a UK company over claims management calls without consent Order
The ICO issued an enforcement notice to a UK company. The ICO found that the company had instigated calls about claims management services without the consent of the people called. Under regulation 21A of PECR such calls are only permitted with prior consent; the ICO also found a breach of regulation 24. The notice is an enforcement notice and does not impose a fine.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21A und 24 PECR; section 40 DPA 1998
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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20 Apr 2026 Sapia Partners LLPFCA: Public censure for Sapia Partners over lack of segregation for client money Reprimand or warning
The FCA publicly censured Sapia Partners LLP. Sapia was responsible for client money accounts operated in connection with its appointed representative, a wealth manager, but the FCA found that from 2014 to 2020 it did not ensure effective segregation between those making payments and those reconciling the accounts. About £150 million was deposited into the accounts in that period, exposing clients to a risk of loss. Sapia agreed to a voluntary payment of £19,637,950 to that representative's clients; for this reason the FCA did not impose a fine, which it said would otherwise have been £7,412,000 (after discount).
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- FCA Principle 10; CASS 7.12.2R bzw. CASS 7.3.2R; section 205 FSMA 2000
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Financial services and insurance
- FCA Final Notice: Sapia Partners LLP (20 April 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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15 Apr 2026 Automobile Association Developments Limited (AA Driving School, BSM Driving School)AA and BSM driving schools: 4.2 million GBP for drip pricing – CMA's first consumer fine €4.83m
For online bookings, the driving schools only showed a mandatory booking fee at checkout instead of in the initial price. Following an admission and settlement, the CMA imposed a penalty of 4.2 million GBP (40 % discount on 7 million GBP) and ordered refunds of more than 760,000 GBP to more than 80,000 customers. According to the annual accounts filed with the UK companies register for financial year 2026, the company had around 6,776 employees.
Mandatory fees must be included from the very first price – in the United Kingdom, the CMA has been able to impose fines for this itself since 2025.
Price disclosures and mandatory fees at online checkout
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail · Misleading advertising and pricing
- Legal basis
- Digital Markets, Competition and Consumers Act 2024
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Employees
- 1,000 to 9,999
- Mitigating circumstances
- Admission and early settlement (40 % discount).
- Published
- 15 Apr 2026
Original amount 4,200,000 GBP, converted at the ECB reference rate of 15 Apr 2026.
- CMA orders the AA and BSM driving schools to refund learner drivers over drip pricing Press release of an authority
- Companies House: Registereintrag Automobile Association Developments Limited (01878835) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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10 Apr 2026 MM Flowers LimitedFlower supplier: leg amputated after roller deck accident – 134,000 GBP €153,837
While unloading stuck air cargo skids ahead of Valentine's Day 2023, an employee's leg became trapped in a 10 cm gap in the roller deck and was struck by a skid that slid forward; the leg had to be amputated. Employees had to free stuck loads by hand, and the gap had never been identified; fine of 134,000 GBP plus 4,908 GBP in costs. According to its annual accounts (financial year to August 2025), the flower supplier had an average of 882 employees.
Include everyday tasks such as freeing stuck loads in the risk assessment – especially for peak periods.
- Authority / court
- Peterborough Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Food and agriculture
- Employees
- 250 to 999
- Published
- 13 Apr 2026
Original amount 134,000 GBP, converted at the ECB reference rate of 10 Apr 2026.
- 'At one point I was genuinely terrified I was going to bleed out and die' (HSE) Press release of an authority
- Companies House: Registereintrag MM Flowers Limited (05697954) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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30 Mar 2026 Energy Prices Direct LimitedICO: £160,000 fine for Energy Prices Direct over calls without TPS screening €184,325
The ICO fined Energy Prices Direct Limited, an energy switching broker, £160,000. The ICO found that the company had obtained contact details from public sources and list providers and did not screen them against the TPS/CTPS registers before making marketing calls. The legal basis is regulations 21 and 24 of PECR. Under the notice, timely payment reduces the amount by 20% to £128,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21 und 24 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
Original amount 160,000 GBP, converted at the ECB reference rate of 30 Mar 2026.
- ICO Enforcement: Energy Prices Direct Limited. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Energy Prices Direct Limited (30 March 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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27 Mar 2026 Dinosaur Merchant Bank LimitedDinosaur Merchant Bank: 338,000 GBP – CFD trading without market abuse surveillance €389,760
After a new order management system was introduced in June 2024, CFD transactions with an underlying value of around 3.05 billion USD were not captured by automated trade surveillance. The bank identified the error in October 2024 but only remedied it in May 2025; the Financial Conduct Authority (FCA) imposed 338,000 GBP after a 30% cooperation discount.
With every system migration, check whether surveillance systems actually capture the new data flows.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- Art. 16 Abs. 2 UK MAR; SYSC 6.1.1R; FCA Principle 3
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Full cooperation (30% discount); CFD business discontinued in May 2025.
Original amount 338,000 GBP, converted at the ECB reference rate of 27 Mar 2026.
- FCA fines Dinosaur Merchant Bank Limited for market abuse surveillance failures (27.03.2026) Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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26 Mar 2026 Huws Gray LimitedBuilders' merchant Huws Gray: 2.2 million GBP after fatal conveyor accident €2.54m
At Herringswell sawmill in 2024 a labourer was crushed by a pack of timber weighing around three tonnes after a colleague started the conveyor without seeing him inside the conveyor framework. The company knew that workers were entering the danger zone – CCTV showed 19 occasions between 14 April and 23 May 2024 – but only put up stickers; fine of 2.2 million GBP plus 9,929 GBP in costs. According to its 2025 annual accounts, the company had an average of 4,570 employees.
Where you know of unsafe behaviour at machinery, prevent it by technical means – warning signs alone will not satisfy a court.
- Authority / court
- Chelmsford Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Retail and e-commerce
- Employees
- 1,000 to 9,999
- Published
- 27 Mar 2026
Original amount 2,200,000 GBP, converted at the ECB reference rate of 26 Mar 2026.
- Major builders merchant fined £2.2 million after worker killed in conveyor crush (HSE) Press release of an authority
- Companies House: Registereintrag Huws Gray Limited (02506633) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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26 Mar 2026 Commercial Lines Limited (HLN Supplies)Plastics fabricator: two finger injuries in ten days – 16,000 GBP €18,494
In August 2024 two employees of the Leeds plastics fabricator lost parts of fingers within ten days – one on an unguarded sanding machine, the other on a table saw. The HSE (Health and Safety Executive, Britain's workplace safety regulator) found inadequate guarding, insufficient saw training, no safe systems of work and no suitable risk assessment; fine of 16,000 GBP plus 6,534 GBP in costs for the business, which had 17 employees according to its annual accounts.
Treat an accident on one machine as a warning for all others – after the first incident, review all guarding and instruction immediately.
Safe use of saws and machinery
Missing or inadequate training played a role in the decision.
- Authority / court
- Leeds Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974; Regulation 3(1) Management of Health and Safety at Work Regulations 1999
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Manufacturing and mechanical engineering
- Employees
- Under 50
- Published
- 26 Mar 2026
Original amount 16,000 GBP, converted at the ECB reference rate of 26 Mar 2026.
- Plastics firm fined after two workers lose fingers in just ten days (HSE) Press release of an authority
- Companies House: Registereintrag Commercial Lines Limited (01762733) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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24 Mar 2026 3R Technology UK Ltd3R Technology UK: penalty for exporting contaminated plastic waste despite prohibition €92,442
From 2022 to 2025, the company exported containers of supposedly clean plastic that was in fact contaminated with electronic waste such as cables and circuit boards; in some cases, the waste was hidden at the back of the container, and further containers were shipped despite prohibition notices from August 2024. The company pleaded guilty and was fined 80,000 GBP; in addition, it was ordered to pay 45,000 GBP in costs and a 2,000 GBP surcharge. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 19 employees.
Incorrectly declared waste exports are detected during port inspections; those who ignore regulatory prohibitions risk a criminal conviction.
Correct classification and declaration of waste for export
- Authority / court
- Preston Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Waste and hazardous substances
- Legal basis
- Vorschriften zur grenzüberschreitenden Abfallverbringung (Notifizierung und Zustimmung); Verstoß gegen Untersagungsverfügungen
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- Under 50
- Culpability
- intentional
- Repeat case
- yes
- Mitigating circumstances
- Guilty plea.
- Published
- 2 Apr 2026
Original amount 80,000 GBP, converted at the ECB reference rate of 24 Mar 2026.
- Lancashire company and director fined for illegal exports Press release of an authority
- Companies House: Registereintrag 3R Technology UK Limited (11188539) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 5 · Direct link
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23 Mar 2026 The Bank of London Group Limited und Oplyse Holdings Limited (vormals The Bank of London Group Holdings Limited)PRA: £2m fine on The Bank of London and its parent for misleading it about capital €2.31m
The PRA fined The Bank of London Group Limited and its financial holding company Oplyse Holdings Limited 2,000,000 GBP. Between October 2021 and May 2024 they failed to meet their capital requirements for an extended period, repeatedly misled the PRA about their actual capital position – including with fabricated documents – and did not properly manage or report a large exposure arising from a loan by the bank to its parent. It was the PRA's first fine for a lack of integrity and its first action against a financial holding company; a penalty of 12 million GBP would have been appropriate.
Only the true capital position counts with the regulator – embellished or fabricated evidence turns a capital problem into an integrity breach.
Truthfulness towards the regulator; no embellished capital evidence
- Authority / court
- Prudential Regulation Authority (PRA), Bank of England
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- PRA Fundamental Rules 1, 3, 4 und 7; PRA Rulebook: Reporting (CRR) Part Kap. 3 Art. 5 und Art. 7, Large Exposures (CRR) Part Art. 393–395, Notifications 2.3, Related Party Transaction Risk 2.1 und 2.3, Definition of Capital 7A; ss. 206 und 192Y FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- intentional
- Mitigating circumstances
- Because serious financial hardship was demonstrated, the PRA reduced the penalty from 12 million GBP to 2 million GBP; the firms settled with the PRA.
- Published
- 24 Mar 2026
Original amount 2,000,000 GBP, converted at the ECB reference rate of 23 Mar 2026.
- PRA Final Notice to The Bank of London Group Limited and Oplyse Holdings Limited, 23 March 2026 Decision of an authority
- Bank of England news release: PRA fines The Bank of London and its parent company Oplyse Holdings Limited £2m (24 March 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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20 Mar 2026 Conclusive Financial Limited (auch „PCP Refunds“)FCA orders Conclusive to remove misleading adverts for motor finance claims Order
The FCA directed the claims management company Conclusive Financial Limited, which also trades as “PCP Refunds”, with immediate effect to remove adverts for motor finance compensation claims and to refrain from similar adverts in future. The adverts used, without permission, edited video clips of the founder of a well-known consumer finance website as well as the FCA logo, presented the firm's authorised status as a mark of quality, cited an unsubstantiated average refund of 1,846 GBP and did not adequately explain the fees charged for its “No Win, No Fee” service.
Financial promotions must not borrow trust from celebrities or regulators' logos, nor promise unsubstantiated average amounts.
Compliant advertising on social media; no use of celebrities or regulators' logos
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Consumer protection and online retail · Misleading advertising and pricing
- Legal basis
- s. 137S FSMA 2000; CMCOB 3.2.1R, 3.2.7R und 3.2.9R
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 14 Apr 2026
- FCA First Supervisory Notice to Conclusive Financial Limited, 20 March 2026 Decision of an authority
- FCA press release on misleading claims management adverts (14 April 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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19 Mar 2026 Busy Bees Nurseries LimitedBusy Bees: £485,374 in minimum wage arrears owed to 9,056 nursery staff €561,854
The UK Department for Business and Trade publicly named the nursery operator Busy Bees Nurseries Limited in round 23 of the National Minimum Wage Naming Scheme. According to investigations by HM Revenue & Customs (HMRC), the company had paid a total of 9,056 workers less than the statutory minimum wage between April 2017 and October 2022 and had to repay £485,374.05 – on average around £54 per person. According to the ministry, the 389 employers named in this round also received penalties totalling around £12.6 million; the amount per company is not published.
Where many employees earn close to the minimum wage, regularly checking payroll against the applicable minimum rates is a must – small shortfalls per person add up to large arrears and public naming.
Minimum wage compliance in payroll
- Authority / court
- Department for Business and Trade (DBT) und HM Revenue & Customs (HMRC), National Minimum Wage Naming Scheme
- Area of law
- Health and safety and employment law · Minimum wage and undeclared work
- Legal basis
- Britisches Mindestlohnrecht (National Minimum Wage / National Living Wage); National Minimum Wage Naming Scheme
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- 1,000 to 9,999
- Published
- 19 Mar 2026
Original amount 485,374.05 GBP, converted at the ECB reference rate of 19 Mar 2026.
- Hundreds of employers handed penalties for illegally underpaying workers (DBT/HMRC/Fair Work Agency, 19 March 2026) Press release of an authority
- National Minimum Wage Naming Scheme: Round 23 – Full list of employers and arrears (DBT) Official register or notice
- Busy Bees Nurseries Limited (03454787) – Full accounts made up to 31 December 2025, Note 5 Employees (Companies House) Official register or notice
Checked against the official source on 3 Oct 2026 · Direct link
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19 Mar 2026 Apple Distribution International LimitedOFSI: GBP 390,000 settlement penalty for Apple Distribution International over payments to an app developer €451,452
On 19 March 2026 OFSI imposed a monetary penalty of GBP 390,000 on Ireland-based Apple Distribution International Limited by way of settlement. According to OFSI's findings, the company, which pays out revenues to software developers on an app marketplace, instructed two payments totalling GBP 635,618.75 in June and July 2022 from a UK bank account to a Russian app developer owned by a designated entity, and did not cancel the instructions. OFSI identified reliance on developers' self-declarations and on third-party data, among other things, as causes. The company had voluntarily disclosed the payments on 4 October 2022. The settlement followed a notice of intent of 11 November 2025 and was reached under the settlement process introduced in February 2026; OFSI made no findings against the parent company. Source: Office of Financial Sanctions Implementation (OFSI), HM Treasury, "Imposition of monetary penalty: Apple Distribution International Limited", 30 March 2026, https://www.gov.uk/government/publications/imposition-of-monetary-penalty-apple-distribution-international-limited. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019, reg. 12; Geldbuße nach s. 146 Policing and Crime Act 2017 (Settlement)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Telecoms, IT and software
- Published
- 30 Mar 2026
Original amount 390,000 GBP, converted at the ECB reference rate of 19 Mar 2026.
- OFSI: Imposition of Monetary Penalty – Apple Distribution International Limited (ADI) (gov.uk, OGL v3.0) Decision of an authority
- Imposition of monetary penalty: Apple Distribution International Limited (gov.uk, OGL v3.0) Enforcement database of an authority
- OFSI – Financial sanctions enforcement: decisions and monetary penalties imposed (Sammlung, gov.uk, OGL v3.0) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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12 Mar 2026 Direktmarketing-Unternehmen, UK (anonymisiert)ICO: £130,000 fine for a direct marketing firm over calls to TPS numbers €150,737
In March 2026 the ICO fined a small UK direct marketing company £130,000 and also served an enforcement notice. According to the ICO, over almost eleven months in 2024 the company had staff make more than 230,000 marketing calls to lines that had been on the UK's opt-out register for sales calls (Telephone Preference Service, TPS) for over 28 days, prompting 12 complaints. The ICO treated this as a breach of regulation 21 of PECR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21 und 24 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 130,000 GBP, converted at the ECB reference rate of 12 Mar 2026.
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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11 Mar 2026 National Grid Electricity Transmission plcNational Grid (NGET): 20 million GBP after neglected Harker substation €23.2m
Between 2016 and 2021, the transmission system operator did not adequately monitor, maintain and repair the civil structures of the 132 kV Harker substation near Carlisle – a hub for electricity exchange between Scotland and England – and thereby also delayed grid connections. NGET accepted the breaches and paid 20 million GBP into the Energy Industry Voluntary Redress Scheme.
Operators of critical networks must systematically inspect even the inconspicuous civil structures of their installations – a maintenance backlog becomes a threat to supply.
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Other
- Legal basis
- Electricity Act 1989, s. 9(2); Standard Licence Condition B7 (Transmission Licence)
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
Original amount 20,000,000 GBP, converted at the ECB reference rate of 11 Mar 2026.
Checked against the official source on 25 Sep 2026 · Direct link
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10 Mar 2026 U K Insurance LimitedPRA: £10.625m fine on U K Insurance for an incorrect Solvency II balance sheet €12.3m
The PRA fined U K Insurance Limited, the principal insurance company of the Direct Line Group (part of Aviva since July 2025), 10,625,000 GBP. Because of ineffective controls and staffing and capability issues in its finance and actuarial functions, its Solvency II balance sheet was miscalculated in 2023 and 2024, so that the firm overstated its solvency to the PRA and the market; the error went undetected for a considerable time. It was the first case under the PRA's Early Account Scheme.
Regulatory metrics such as the solvency ratio need effective preventive and detective controls and sufficiently qualified staff.
Controls, capability and training in finance and actuarial functions
Missing or inadequate training played a role in the decision.
- Authority / court
- Prudential Regulation Authority (PRA), Bank of England
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- PRA Fundamental Rule 6; Notifications 6.1; Reporting 2.4 und 3.2 (PRA Rulebook); s. 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- negligent
- Mitigating circumstances
- Participation in the Early Account Scheme with early admissions: 50% discount (otherwise 21.25 million GBP); after discovery management notified the PRA without delay, corrected the published figures and remedied the causes; in the PRA's view the breaches were neither deliberate nor reckless.
- Published
- 11 Mar 2026
Original amount 10,625,000 GBP, converted at the ECB reference rate of 10 Mar 2026.
- PRA Final Notice to U K Insurance Limited, 10 March 2026 Decision of an authority
- Bank of England news release: PRA fines U K Insurance Limited £10,625,000 (11 March 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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3 Mar 2026 John Wood Group PLCJohn Wood Group: incorrect financial results published – almost 13 million GBP €14.9m
The energy services company published incorrect results for the 2022 and 2023 financial years and for the first half of 2024; accounting judgements were influenced by the desire to maintain previously reported figures, and systems and controls were inadequate. The UK Financial Conduct Authority (FCA) imposed a fine of 12,993,700 GBP (18,562,500 GBP without the 30 % discount).
Accounting judgements must not be geared to figures already communicated – this is a control failure, not a calculation error.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Listing Rule 1.3.3R; Listing Principle 1
- Action
- Fine
- Status of proceedings
- final
- Sector
- Energy and utilities
- Employees
- 10,000 or more
- Mitigating circumstances
- 30 % discount for early settlement and acceptance of the findings
- Published
- 4 Mar 2026
Original amount 12,993,700 GBP, converted at the ECB reference rate of 3 Mar 2026.
- FCA fines John Wood Group PLC for issuing misleading statements Press release of an authority
- 2026 fines Enforcement database of an authority
- FCA Final Notice: John Wood Group PLC (3 March 2026) Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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23 Feb 2026 Reddit, Inc.ICO: £14.47 million fine for Reddit over processing children's data without age checks €16.6m
The ICO fined Reddit, Inc. £14,472,500. The regulator found that the platform did not use any robust age assurance and therefore had no lawful basis for processing the personal data of children under 13. The ICO also found that Reddit had not carried out a data protection impact assessment on the risks to children before January 2025. The ICO found infringements of Articles 5(1)(a), 6, 8 and 35 UK GDPR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection
- Legal basis
- Art. 5(1)(a), 6, 8 und 35 UK GDPR; section 155 DPA 2018
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Media and online platforms
Original amount 14,472,500 GBP, converted at the ECB reference rate of 23 Feb 2026.
- ICO Enforcement: Reddit, Inc. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Reddit, Inc. (23 February 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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23 Feb 2026 Yorkshire Water Services LimitedYorkshire Water: 733,333 GBP fine for repeated sewage discharges into park brook €839,630
Between October 2018 and August 2019, untreated sewage entered a brook in Pools Brook Country Park on three occasions – due to a burst rising main, a blockage caused by wet wipes and a failing pipe coupling; during the first incident, fish died in the park lake. Yorkshire Water had already pleaded guilty in January 2024 and had not attended any of the interviews; the court imposed a fine of 733,333 GBP plus costs. According to the annual accounts filed with the UK companies register for financial year 2026, the company had around 4,481 employees.
After a first incident, the cause at the site must be remedied permanently; repeated discharges from the same pipe lead to high fines.
- Authority / court
- Derby Crown Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulations 12(1)(b) und 38(1)(a) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- 1,000 to 9,999
- Culpability
- negligent
- Repeat case
- yes
- Published
- 23 Feb 2026
Original amount 733,333 GBP, converted at the ECB reference rate of 23 Feb 2026.
- Yorkshire Water fined £733k after polluting country park stream Press release of an authority
- Companies House: Registereintrag Yorkshire Water Services Limited (02366682) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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20 Feb 2026 The Commissioner of Police for the City of London (City of London Police)ICO: reprimand for City of London Police over late subject access responses Reprimand or warning
The ICO issued a reprimand to the City of London Police. The ICO found that between 1 April 2023 and 31 July 2025 the police force had failed to answer subject access requests within the statutory deadline. The ICO found this breached Article 12(3) UK GDPR and section 45(3) of the Data Protection Act 2018.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3) UK GDPR; section 45(3) DPA 2018; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- ICO Enforcement: The Commissioner of Police for the City of London. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: City of London Police (20 February 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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18 Feb 2026 Somers Forge LimitedSomers Forge: 750,000 GBP after fatal accident on a 20-metre lathe €859,697
In December 2023, a machinist was caught by a lathe and fatally injured while finishing a rotating workpiece with emery cloth. The forge had not prohibited manual work with emery cloth, had not prevented access to moving parts and had not carried out a risk assessment; the Health and Safety Executive (HSE) prosecution resulted in a fine of 750,000 GBP plus 38,314 GBP in costs. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 136 employees.
Expressly prohibit dangerous habitual practices on machine tools and safeguard against them with guarding and instruction.
Safe working on rotating machinery
- Authority / court
- Health and Safety Executive (Walsall Magistrates' Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Health and Safety at Work etc. Act 1974, s. 2(1)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Steel and metals
- Employees
- 50 to 249
- Published
- 18 Feb 2026
Original amount 750,000 GBP, converted at the ECB reference rate of 18 Feb 2026.
- Forging company fined over death of employee entangled in lathe Press release of an authority
- Companies House: Registereintrag Somers Forge Limited (00468767) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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16 Feb 2026 Carillion plc (in liquidation)FCA: Public censure for Carillion plc over misleading market information Reprimand or warning
The FCA publicly censured the former construction and services group Carillion plc. The regulator found that between July 2016 and July 2017 the company published misleading information, breaching the prohibition of market manipulation and listing requirements; in July 2017 Carillion had to announce a provision of £845 million. Because the company has been in liquidation since January 2018, no fine was imposed; the FCA stated it would otherwise have been £37.91 million.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Market abuse and insider dealing
- Legal basis
- Art. 15 MAR; Listing Rule 1.3.3R; Listing Principle 1; Premium Listing Principle 2; sections 91 und 123 FSMA 2000
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Construction and real estate
- FCA Final Notice: Carillion plc (in liquidation) (16 February 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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12 Feb 2026 Severn Trent Water LimitedSevern Trent: £1.5m enforcement undertaking after discharges into Broadway Brook €1.72m
The Environment Agency accepted an enforcement undertaking from Severn Trent Water under which the company pays £1,500,000 to Gloucestershire Wildlife Trust, covers the agency's costs and commits to remedial action. It concerns two unauthorised sewage discharges from the Blackminster treatment works near Evesham into Broadway Brook on 12 June and 20 August 2022 and a breach of permit conditions.
An enforcement undertaking avoids prosecution but can still entail payments running into millions.
Operating treatment works in line with the permit
- Authority / court
- Environment Agency
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Reg. 38(1) und 38(2) Environmental Permitting (England and Wales) Regulations 2010/2016
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
Original amount 1,500,000 GBP, converted at the ECB reference rate of 12 Feb 2026.
- Environment Agency: Enforcement undertakings accepted by the Environment Agency (Eintrag EU1099) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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4 Feb 2026 MediaLab.AI, Inc.ICO: £247,590 fine for Imgur operator MediaLab over children's data without age checks €287,361
The ICO fined MediaLab.AI, Inc., which operated the Imgur platform in the UK until 30 September 2025, £247,590. The ICO found that Imgur admitted children under 13, stated to be under parental supervision, and relied on consent as its lawful basis, but it had no way of establishing users' ages and therefore of obtaining the required parental consent. The ICO therefore found there was no valid lawful basis and also found that no data protection impact assessment had been carried out (Articles 5(1)(a), 6, 8 and 35 UK GDPR).
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection
- Legal basis
- Art. 5(1)(a), 6, 8 und 35 UK GDPR; section 155(1)(a) DPA 2018
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Media and online platforms
Original amount 247,590 GBP, converted at the ECB reference rate of 4 Feb 2026.
- ICO Enforcement: MediaLab.AI, Inc. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Penalty Notice: MediaLab.AI, Inc. (4 February 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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3 Feb 2026 Rangecourt SA (vormals Banque Havilland SA)Upper Tribunal: £4m penalty on former Banque Havilland over plan to manipulate the Qatari riyal €4.64m
In 2017 staff at the London branch of the Luxembourg private bank Banque Havilland SA (now Rangecourt SA) prepared a paper setting out manipulative trading strategies intended to put pressure on the Qatari riyal and its peg to the US dollar; it was meant for a UAE sovereign wealth fund. On 3 February 2026 the Upper Tribunal upheld the breach of Principle 1 (integrity) but reduced the penalty of 10,000,000 GBP set by the FCA in its Decision Notice of 17 January 2023 to 4,000,000 GBP.
Offering clients strategies that amount to market manipulation breaches a firm's duty of integrity, even if none of it is ever carried out.
Integrity: no market manipulation concepts for clients or prospects
- Authority / court
- Upper Tribunal (Tax and Chancery Chamber) (Verfahren der Financial Conduct Authority (FCA))
- Area of law
- Capital markets and financial supervision · Market abuse and insider dealing
- Legal basis
- Principle 1 der FCA Principles for Businesses; s. 206 FSMA 2000; Entscheidung nach s. 133 FSMA 2000
- Action
- Fine
- Status of proceedings
- reduced
- Sector
- Financial services and insurance
- Culpability
- intentional
- Mitigating circumstances
- According to the findings the paper was not passed on and the strategy was never implemented; the bank itself reported the matter to the Luxembourg supervisor CSSF and to the FCA, cooperated, had it investigated at its own cost of around £2.5m, and the employees involved had left the bank.
- Liability of senior managers
- Measures against individuals are not set out here.
- Published
- 3 Feb 2026
Original amount 4,000,000 GBP, converted at the ECB reference rate of 3 Feb 2026.
- Upper Tribunal (Tax and Chancery Chamber), Rangecourt SA (formerly Banque Havilland SA) and others v FCA, [2026] UKUT 00047 (TCC), 3 February 2026 Court decision
- FCA press release: Upper Tribunal finds that Banque Havilland devised a plan to harm the Qatari economy (3 February 2026) Press release of an authority
- FCA Decision Notice to Banque Havilland SA, 17 January 2023 Decision of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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3 Feb 2026 TMAC LtdICO: £100,000 fine for TMAC over marketing calls to TPS numbers €115,969
The ICO fined TMAC Ltd £100,000 and issued an enforcement notice. The ICO found that between 8 February and 24 September 2024 the company made 260,332 unsolicited marketing calls to numbers registered with the Telephone Preference Service (TPS). Recipients were also not given the caller details required by regulation 24 of PECR. The legal basis is regulations 21 and 24 of PECR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21(1)(b) und 24 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 100,000 GBP, converted at the ECB reference rate of 3 Feb 2026.
- ICO Enforcement: TMAC Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: TMAC Ltd (3 February 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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29 Jan 2026 Tarmac Building Products LimitedTarmac Building Products: 633,300 GBP after worker's legs crushed on production line €731,124
At the Linford plant in 2022 an employee's legs were trapped between metal frames weighing over a tonne because the interlocked access gate did not cut the power to the preceding sections of track. Previous near misses and a risk assessment from years earlier that called for additional control measures were not acted upon; fine of 633,300 GBP plus 5,583 GBP in costs. According to its 2025 annual accounts, the company had an average of 596 employees.
Follow up near misses and outstanding actions from risk assessments – otherwise they prove in court that you knew of the risk.
- Authority / court
- Chelmsford Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Employees
- 250 to 999
- Published
- 30 Jan 2026
Original amount 633,300 GBP, converted at the ECB reference rate of 29 Jan 2026.
- Building materials manufacturer fined over £600,000 after worker suffers life-changing injuries at Tarmac plant (HSE) Press release of an authority
- Companies House: Registereintrag Tarmac Building Products Limited (04026569) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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28 Jan 2026 Syngenta LtdSyngenta: 400,000 GBP after uncontrolled release of high-pressure steam during maintenance €460,564
While flange bolts were being removed from a steam trap in November 2023, a corroded isolation valve failed and high-pressure steam escaped; the contractor's fitter narrowly escaped serious injury. The agrochemicals group had not maintained work equipment and had not assessed the risk despite known corrosion (only single instead of double isolation). The Health and Safety Executive (HSE) prosecution resulted in a fine of 400,000 GBP plus 8,288 GBP in costs.
Known corrosion requires safer isolation procedures – routine tasks must not mask risks.
Isolation and shut-off during maintenance
- Authority / court
- Health and Safety Executive (Leeds Magistrates' Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Provision and Use of Work Equipment Regulations 1998, reg. 5(1); Management of Health and Safety at Work Regulations 1999, reg. 3(1)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Chemicals and pharmaceuticals
- Employees
- 10,000 or more
- Published
- 28 Jan 2026
Original amount 400,000 GBP, converted at the ECB reference rate of 28 Jan 2026.
- Major chemical firm hit with £400,000 fine after dangerous steam release Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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27 Jan 2026 Salford Grab Hire LimitedExcavator bucket used as a prop: mechanic seriously injured – 10,000 GBP for grab hire firm €11,517
During the repair of a tipper truck, a JCB bucket without a quick hitch or retaining pin was used to prop up the raised tipper body; the one-tonne bucket fell and seriously injured a mechanic. The business (11 employees according to its micro-entity accounts) had not used suitable props; fine of 10,000 GBP plus 3,475.90 GBP in costs.
Secure raised loads only with props designed for the purpose – improvised supports using work equipment are a typical cause of serious crush injuries.
- Authority / court
- Warrington Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Employees
- Under 50
- Published
- 4 Feb 2026
Original amount 10,000 GBP, converted at the ECB reference rate of 27 Jan 2026.
- Plant hire company fined £10,000 after employee struck by falling JCB bucket (HSE) Press release of an authority
- Companies House: Registereintrag Salford Grab Hire Ltd (10895680) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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22 Jan 2026 Stanley Wire LimitedWire drawing company: fatal accident at unguarded machine – 140,000 GBP €160,514
In 2021 a 45-year-old employee in Penistone became entangled in an unguarded wire drawing and recoiling machine and died. There was no risk assessment, no safe system of work, no fixed guards or interlocks and no formal training, only verbal instruction; after the accident eight prohibition notices were served. Fine of 140,000 GBP plus 6,652 GBP in costs for the business, which had 17 employees according to its annual accounts.
Provide formal training and physical guarding rather than relying on verbal instruction – make dangerous moving parts technically inaccessible.
Machinery safety and formal instruction
Missing or inadequate training played a role in the decision.
- Authority / court
- Sheffield Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Steel and metals
- Employees
- Under 50
- Mitigating circumstances
- Early guilty plea
- Published
- 23 Jan 2026
Original amount 140,000 GBP, converted at the ECB reference rate of 22 Jan 2026.
- Company fined after operative receives fatal head injury at work (HSE) Press release of an authority
- Companies House: Registereintrag Stanley Wire Limited (12783585) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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20 Jan 2026 Multi Packaging Solutions UK LimitedPackaging manufacturer: 4.5-tonne machine falls on worker – 433,333 GBP €496,828
During an improvised relocation of a 4.5-tonne machine without lifting points, using a forklift and skates, the load slid off the forks at the East Kilbride plant in 2023 and struck an employee working underneath it on the head; he suffered permanent damage to his sight, hearing and facial nerves. The lifting operation had not been planned by a competent person; fine of 433,333 GBP. According to its 2024 annual accounts, the company (now Smurfit Westrock Consumer Packaging UK Limited) employed an average of 1,397 people in the United Kingdom.
Have rare, non-routine lifting operations planned separately by a competent person before anyone steps under the load – they are the most dangerous.
- Authority / court
- Hamilton Sheriff Court (Ermittlung: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Regulation 8(1)(a) und (c) Lifting Operations and Lifting Equipment Regulations 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Manufacturing and mechanical engineering
- Employees
- 1,000 to 9,999
- Published
- 21 Jan 2026
Original amount 433,333 GBP, converted at the ECB reference rate of 20 Jan 2026.
- Packaging company fined after worker suffers life-changing head injuries (HSE) Press release of an authority
- Companies House: Registereintrag Multi Packaging Solutions UK Limited (02586987) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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19 Jan 2026 Derbyshire ConstabularyDerbyshire Constabulary: 60,000 GBP after burn injuries during Molotov cocktail training €69,196
During a public order training exercise in February 2021, police officers wearing flame-retardant protective clothing had petrol bombs thrown at them; four officers suffered burns with permanent scarring. There was no information on the service life and testing of the PPE, no risk assessment for the manufacture and use of the petrol bombs, and no safe systems of work. The Health and Safety Executive (HSE) prosecution resulted in a fine of 60,000 GBP plus 9,470 GBP in costs.
Realistic operational training also needs a risk assessment and tested protective equipment.
Safety in high-risk exercises and PPE testing
- Authority / court
- Health and Safety Executive (Sheffield Magistrates' Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Health and Safety at Work etc. Act 1974, s. 2(1)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Public sector
- Published
- 20 Jan 2026
Original amount 60,000 GBP, converted at the ECB reference rate of 19 Jan 2026.
- Derbyshire police prosecuted for failing to protect officers Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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15 Jan 2026 Allay Claims LtdICO: £120,000 fine for Allay Claims over marketing texts about PPI tax refunds €138,344
The ICO fined Allay Claims Ltd £120,000 and issued an enforcement notice. The ICO found that the company had sent a large volume of unsolicited text messages promoting services to reclaim tax on PPI refunds; the enforcement notice gives the period as 1 February 2023 to 13 February 2024. The ICO found a serious breach of regulation 22 of PECR (electronic marketing without consent).
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 22 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
Original amount 120,000 GBP, converted at the ECB reference rate of 15 Jan 2026.
- ICO Enforcement: Allay Claims Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Allay Claims Ltd (15 January 2026) Decision of an authority
- Enforcement Notice: Allay Claims Ltd (15 January 2026) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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8 Jan 2026 Glasgow City CouncilGlasgow City Council: 80,000 GBP after collapse of a rusted-through lamp post €92,092
In June 2023, a lamp post dating from the 1950s/60s, whose steel at the base was at least 60 % rusted through, fell over and seriously injured a pedestrian. The post had been rated as poor in 2022 but was not scheduled for replacement until 2024; the council's visual inspections did not identify the acute risk of collapse. The Health and Safety Executive (HSE) prosecution resulted in a fine of 80,000 GBP.
Inspection regimes for ageing infrastructure must prioritise findings and trigger immediate action where there is acute danger.
- Authority / court
- Health and Safety Executive (Glasgow Sheriff Court)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Health and Safety at Work etc. Act 1974, s. 3(1)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Public sector
- Published
- 12 Jan 2026
Original amount 80,000 GBP, converted at the ECB reference rate of 8 Jan 2026.
- Glasgow City Council fined £80,000 after military veteran struck by collapsing lamppost Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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6 Jan 2026 Futamura Chemical UK LtdHydrogen sulphide in drainage system: film manufacturer pays 200,000 GBP after death €230,867
At the Wigton plant in 2021 an employee collapsed in a pump room after exposure to gas and died; a delivery driver who tried to help also lost consciousness. According to the investigation, the cellulose film manufacturer had not assessed that hydrogen sulphide from the production process could enter the drainage system and be released there; fine of 200,000 GBP plus 20,000 GBP in costs. According to its 2025 annual accounts, the company had an average of 283 employees.
Cover all exposure pathways in risk assessments for hazardous substances – including effluent and drainage systems.
- Authority / court
- Warrington Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) und 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Chemicals and pharmaceuticals
- Employees
- 250 to 999
- Published
- 8 Jan 2026
Original amount 200,000 GBP, converted at the ECB reference rate of 6 Jan 2026.
- Cellulose film packaging company fined after workers exposed to harmful gas (HSE) Press release of an authority
- Companies House: Registereintrag Futamura Chemical UK Limited (10042418) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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23 Dec 2025 Perenco UK LimitedPerenco UK: enforcement undertaking after oil spill in Poole Harbour €459,900
The Environment Agency accepted an enforcement undertaking from Perenco UK: the company pays £401,447 to five local organisations (£60,000, £30,000, £200,547, £10,000 and £100,900), covers the agency's costs and commits to remedial measures. The underlying offence was a breach of a permit condition: an inadequately maintained oil pipe at the Wytch Farm site had corroded, and on 23 March 2023 crude oil or reservoir fluid escaped into Ower Bay in Poole Harbour. According to the agency, the overall package amounts to around £6.1m, including response and clean-up costs and £620,000 paid to affected parties.
Corrosion inspections must be designed to detect wall loss that progresses faster than expected.
Pipeline integrity and corrosion monitoring
- Authority / court
- Environment Agency
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Reg. 38(2) Environmental Permitting (England and Wales) Regulations 2010/2016; Environmental Civil Sanctions (England) Order 2010
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Substantial costs already incurred for response and clean-up, and measures taken to prevent a recurrence (the agency's reasons for accepting the offer).
- Published
- 13 Mar 2026
Original amount 401,447 GBP, converted at the ECB reference rate of 23 Dec 2025.
- Environment Agency: Enforcement undertakings accepted by the Environment Agency (Eintrag EU1138) Enforcement database of an authority
- Environment Agency: Major oil spill in Poole Harbour costs company £6m (13.03.2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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17 Dec 2025 PPB Entertainment Limited, PPB Counterparty Services Limited, Betfair Casino Limited u. a. (4 Lizenznehmer, Paddy Power Betfair)Paddy Power Betfair: £2m for identifying at-risk players too late €2.28m
Four online licensees trading as Paddy Power and Betfair (PPB Entertainment Limited, PPB Counterparty Services Limited, Betfair Casino Limited, TSE Malta LP) will pay a total of £2,000,000 in lieu of a financial penalty under a settlement and contribute to the Commission's investigation costs. An assessment in April and May 2024 found that their customer interaction systems identified signs of harm such as rapidly rising deposits or very long gambling sessions too late; one customer, for example, staked £86,000 within 16 days without a manual account review. The company had already been penalised in 2023 for marketing to vulnerable customers.
Automated triggers alone are not enough: where there are clear signs of harm, a person must intervene promptly.
Manual review where there are clear signs of harm rather than relying solely on automation
- Authority / court
- Gambling Commission
- Area of law
- Consumer protection and online retail
- Legal basis
- s. 116 Gambling Act 2005; SRCP 3.4.3 Abs. 1, 4, 7, 8 und 11 der Licence Conditions and Codes of Practice (LCCP)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Repeat case
- yes
- Mitigating circumstances
- Full cooperation, early acceptance of the failings and swift implementation of an action plan.
- Published
- 17 Dec 2025
Original amount 2,000,000 GBP, converted at the ECB reference rate of 17 Dec 2025.
- Gambling Commission: Paddy Power Betfair to pay £2m for regulatory failures (17.12.2025) Press release of an authority
- Gambling Commission: Paddy Power Betfair Public Statement (17.12.2025) Decision of an authority
- Gambling Commission: Register of regulatory actions (All regulatory actions) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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17 Dec 2025 BeAccount Ltd (Handelsname Payine)FCA bars e-money institution BeAccount from business over customer due diligence failings Order
The FCA barred BeAccount Ltd (trading as Payine), an authorised e-money institution, with immediate effect from all e-money and payment services, including taking on new customers and new customer funds, and required it to return customer funds and to inform customers and the public. After reviewing client files, the FCA had serious concerns that the institution was not complying with the money laundering rules – on risk assessment, internal policies, customer due diligence and enhanced due diligence for politically exposed persons – and was not managing its risks effectively.
Customer risk ratings must be maintained transparently and reviewed regularly; treating high-risk customers as low risk puts the authorisation at stake.
Customer due diligence and customer risk rating
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- reg. 11(1) Electronic Money Regulations 2011; Money Laundering Regulations 2017 (regs. 18, 19, 27, 28 und 35)
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- FCA First Supervisory Notice to BeAccount Ltd, 17 December 2025 Decision of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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17 Dec 2025 Greencore Group plcGreencore/Bakkavor: takeover only with sale of sauce plant in Bristol Order
In the planned acquisition of the food manufacturer Bakkavor, the Competition and Markets Authority (CMA) found a substantial lessening of competition in chilled own-label sauces for UK supermarkets. It cleared the merger only because Greencore undertook to sell its entire chilled soups and sauces plant in Bristol, including its employees, to a pre-determined purchaser.
Even overlaps in small product segments can hold up an entire acquisition – prepare remedies early.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Merger control
- Legal basis
- Enterprise Act 2002, s. 73(2) (Undertakings in lieu of reference)
- Action
- Order
- Status of proceedings
- final
- Sector
- Food and agriculture
- Published
- 18 Dec 2025
- CMA case page: Greencore / Bakkavor merger inquiry Official register or notice
- CMA: Decision on acceptance of undertakings in lieu of reference (ME/2257/25), 17.12.2025 Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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12 Dec 2025 Police Service of ScotlandICO: £66,000 fine and reprimand for Police Scotland over handling of sensitive data €75,282
The ICO fined the Police Service of Scotland £66,000 and also issued a reprimand. The ICO found that, during a criminal investigation, the police carried out a bulk download of data from the mobile phone of an employee who had made a complaint, without ensuring that this was lawful, fair and limited to what was necessary; it found infringements for the period 18 January to 5 April 2021. For this the ICO issued the reprimand under sections 35 and 37 DPA 2018 (Part 3). The ICO also found that the Professional Standards Department later disclosed this data without authorisation to the person accused, in an internal misconduct investigation. Appropriate technical and organisational measures for compiling such misconduct packs were missing, and the breach was only reported to the ICO on 30 June 2022, although the police had known of it since 17 June 2022. For these infringements the ICO imposed the fine. The combined notice relies, among other provisions, on Articles 5(1)(f) and 32(1) UK GDPR (security of processing), Articles 5(1)(c) and 25 UK GDPR (data minimisation, data protection by design) and Article 33(1) UK GDPR (breach notification).
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(c), 5(1)(f), 25(1)-(2), 32(1) und 33(1) UK GDPR; section 155 DPA 2018 (Geldbuße); sections 35 und 37 DPA 2018 (Part 3), Verwarnung nach Schedule 13 para 2(c) DPA 2018
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Public sector
Original amount 66,000 GBP, converted at the ECB reference rate of 12 Dec 2025.
- ICO Enforcement: Police Service of Scotland. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand and Penalty Notice: Police Service of Scotland (12 December 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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11 Dec 2025 Nationwide Building SocietyFCA: £44 million against Nationwide over financial crime controls €50.4m
The UK Financial Conduct Authority (FCA) imposed £44,078,500 (after a 30% discount) because, from October 2016 to July 2021, the building society had no effective systems to keep due diligence and risk assessments for personal customers up to date, and did not identify personal accounts used for business purposes. As a result, one customer received 24 fraudulent Covid furlough payments totalling £27.3 million.
Keep customer profiles continuously up to date – anyone who postpones known weaknesses for years ends up paying for the abuse.
Identifying personal accounts used for business purposes
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- FCA Principle 3; SYSC 6.1.1R und 6.3.1R
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Employees
- 10,000 or more
- Mitigating circumstances
- 30% settlement discount
- Published
- 12 Dec 2025
Original amount 44,078,500 GBP, converted at the ECB reference rate of 11 Dec 2025.
- FCA fines Nationwide £44m for failings in financial crime controls Press release of an authority
- 2025 fines | FCA Enforcement database of an authority
- Final Notice: Nationwide Building Society (11.12.2025) Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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11 Dec 2025 ZMLUK LimitedICO: £105,000 fine for ZMLUK over unsolicited marketing emails €119,986
The ICO fined ZMLUK Limited £105,000. The ICO found that the company had sent unsolicited marketing emails for energy-saving products; the notice gives the period as 1 January to 21 July 2023. The ICO found a serious breach of regulation 22 of PECR (electronic marketing without consent). Under the notice, timely payment reduces the amount by 20% to £84,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 22 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 105,000 GBP, converted at the ECB reference rate of 11 Dec 2025.
- ICO Enforcement: ZMLUK Limited. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: ZMLUK Ltd (11 December 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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10 Dec 2025 Euro Car Parks LimitedCMA: GBP 473,000 fine for Euro Car Parks for ignoring an information notice €541,128
Euro Car Parks left a formal CMA information notice served in July 2025 unanswered for around three months despite repeated attempts at contact, later saying it had blocked the authority's emails as suspected fraud. The CMA did not accept this as a reasonable excuse and, in its first penalty under the new DMCCA powers, imposed a fixed penalty of GBP 473,000; the company has appealed to the High Court, and no breach of consumer law has been found. The decision is not final.
Information requests from authorities must reliably reach the right people and be answered on time – suspecting spam or fraud is no excuse.
Handling information requests from authorities
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail
- Legal basis
- Schedule 5 paragraph 16C(2) Consumer Rights Act 2015 (geändert durch den Digital Markets, Competition and Consumers Act 2024)
- Action
- Fine
- Status of proceedings
- under appeal
- Sector
- Transport, logistics and shipping
- Published
- 13 Feb 2026
Original amount 473,000 GBP, converted at the ECB reference rate of 10 Dec 2025.
- CMA decision page: Euro Car Parks Ltd fixed penalty Enforcement database of an authority
- CMA: Final enforcement notice to Euro Car Parks Limited (10 December 2025) Decision of an authority
- CMA press release: CMA fines Euro Car Parks £473k for failure to comply with legal information notice (13 February 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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5 Dec 2025 FMP West Midlands LimitedMetal polishing firm: fine after crush injury on unguarded tube polishing machine €27,501
While feeding a tube polishing machine that had no guarding and defective rollers, an employee's hand was drawn into the machine; one finger was partially severed and two others were crushed. The business had not prevented access to dangerous machine parts. Fine of £24,000 plus costs. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 16 employees.
In-running nips on rollers must be protected by fixed guards; defective machines must be taken out of service, not kept running.
- Authority / court
- Birmingham Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Regulation 11(1) Provision and Use of Work Equipment Regulations 1998
- Action
- Fine
- Status of proceedings
- final
- Sector
- Steel and metals
- Employees
- Under 50
- Published
- 8 Dec 2025
Original amount 24,000 GBP, converted at the ECB reference rate of 5 Dec 2025.
- Metal polishing company fined after employee's hand crushed in machinery (HSE) Press release of an authority
- Companies House: Registereintrag FMP (West Midlands) Limited (15228193) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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2 Dec 2025 Post Office LimitedICO: reprimand for Post Office over publication of unredacted settlement deed Reprimand or warning
On 2 December 2025 the ICO issued a reprimand to Post Office Limited. The ICO found that on 25 April 2024 the company put the unredacted version of a settlement deed on its corporate website instead of the intended redacted one, exposing personal data of 502 postmasters who had taken part in the 2017 group litigation linked to the Horizon IT scandal. The ICO concluded that appropriate technical and organisational measures were lacking, in breach of Articles 5(1)(f), 32(1) and 32(2) UK GDPR. No fine was imposed.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f), 32(1) und 32(2) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Transport, logistics and shipping
- ICO Enforcement: Post Office Limited. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: Post Office Limited (2 December 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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1 Dec 2025 British exporter pays 620,515 GBP for unlicensed exports of military goods €706,898
In September 2025, an unnamed British exporter paid a compound settlement of 620,515.04 GBP to HM Revenue & Customs (HMRC) for unlicensed exports of military goods. HMRC offers such settlements only for unintentional breaches or weaknesses in internal controls and following voluntary disclosure (date = publication).
Weaknesses in internal export control become expensive even without intent – disclosing breaches early can avoid prosecution.
Classification of goods and licensing requirements for military goods
- Authority / court
- HM Revenue & Customs (HMRC) / Export Control Joint Unit
- Area of law
- Sanctions and export control · Export control and dual-use goods
- Legal basis
- Export Control Order 2008
- Action
- Fine
- Status of proceedings
- final
- Sector
- Defence and security
- Culpability
- negligent
- Mitigating circumstances
- Voluntary disclosure (prerequisite for the compound settlement)
- Published
- 1 Dec 2025
Original amount 620,515.04 GBP, converted at the ECB reference rate of 1 Dec 2025.
- NTE 2025/31: UK exporter pays compound settlement for breaches of export controls Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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28 Nov 2025 Institute of Certified BookkeepersFCA: Public censure for Institute of Certified Bookkeepers over deficient AML supervision Reprimand or warning
The FCA, through its supervisor OPBAS, publicly censured the Institute of Certified Bookkeepers. The professional body is responsible for anti-money laundering supervision of more than 3,000 bookkeepers in the UK. The FCA found that between January 2022 and July 2023 it did not supervise its members effectively or on a risk basis; among other things it suspended inspections for more than nine months and did not keep adequate records of its supervision.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing
- Legal basis
- Regulation 16 Oversight of Professional Body AML and CTF Supervision Regulations 2017; Regulations 17 und 46 MLRs 2017
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Other
- FCA Final Notice: Institute of Certified Bookkeepers (28 November 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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25 Nov 2025 Shell UK LimitedShell UK: £560,000 fine after hydrocarbon release on Brent Charlie €637,233
Shell UK pleaded guilty to two charges under the offshore fire and explosion regulations (PFEER 1995) and was fined £560,000. On 19 May 2017, around 200 kg of gas and 1,550 kg of crude oil escaped into a concrete leg of the Brent Charlie platform from corroded pipework that had originally been installed only temporarily; the ventilation systems had also been inadequately maintained. More than 170 people on board were exposed to a potential fire and explosion risk.
Temporary installations need a fixed removal date and, until then, their own inspection regime.
Management of change for temporary pipework
- Authority / court
- Aberdeen Sheriff Court (Ermittlung: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Offshore Installations (Prevention of Fire and Explosion, and Emergency Response) Regulations 1995 (PFEER), zwei Anklagepunkte
- Action
- Fine
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Guilty plea; the court set the fine after taking mitigating factors into account.
- Published
- 28 Nov 2025
Original amount 560,000 GBP, converted at the ECB reference rate of 25 Nov 2025.
- HSE: Shell UK fined £560,000 following major hydrocarbon release (28.11.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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20 Nov 2025 LastPass UK LtdICO: £1.2 million against LastPass UK after breach of backup database €1.39m
In 2022, an attacker first compromised an employee's company laptop and then the personal laptop of a senior employee, whose master password he captured using a keylogger. Because the personal and business password vaults were linked via the same master password, he obtained the access and decryption keys stored there and stole data on up to 1.6 million UK users from the backup database. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 35 employees.
Never keep critical keys on employees' personal devices or in their personal accounts – access must be technically separated and restricted.
Separation of personal and work devices and credentials
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- UK GDPR Art. 5 Abs. 1 lit. f, Art. 32 Abs. 1 lit. f
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Telecoms, IT and software
- Employees
- Under 50
- Culpability
- negligent
- Published
- 11 Dec 2025
Original amount 1,228,283 GBP, converted at the ECB reference rate of 20 Nov 2025.
- Password manager provider fined £1.2m by ICO for data breach Press release of an authority
- ICO Enforcement: LastPass UK Ltd Enforcement database of an authority
- Companies House: Registereintrag LastPass UK Ltd (13720418) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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20 Nov 2025 ein Dachdeckerbetrieb in EnglandRoofing contractor: 16,650 GBP after fall through skylight opening €18,888
While re-covering a flat roof on a residential property in England, an employee fell more than three metres through an open skylight opening and needed surgery. The business (a micro-enterprise with fewer than 10 employees) had not planned the work at height and had provided neither a crash deck nor netting; fine of 16,650 GBP plus 7,205 GBP in costs.
Secure or provide protection beneath openings before work starts, even on small roofing jobs; planning is mandatory, not optional.
- Authority / court
- Birmingham Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Employees
- Under 50
- Published
- 25 Nov 2025
Original amount 16,650 GBP, converted at the ECB reference rate of 20 Nov 2025.
- HSE, Pressemitteilungen (Übersicht) (Entscheidung 2025) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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11 Nov 2025 Devro (Scotland) LimitedDevro (Scotland): 48,000 GBP fine for discharging industrial wastewater into burn €58,610
In July 2021, a blockage in the foul sewer at the Moodiesburn plant (collagen casings for sausages) caused untreated industrial wastewater to back up into the surface water system, polluting the Bothlin Burn with ammonia and organic load. The company pleaded guilty on 11 November 2025; on 24 March 2026, the Scottish Environment Protection Agency (SEPA) reported a fine of 48,000 GBP plus a 3,600 GBP victim surcharge. According to the annual accounts filed with the UK companies register for financial year 2024, the company had around 316 employees.
On-site drainage needs monitoring and maintenance so that faults in the foul sewer do not reach watercourses via surface water pipes.
- Authority / court
- Airdrie Sheriff Court (Ermittlungen: SEPA, Anklage: Crown Office and Procurator Fiscal Service)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulations 4 und 44(1)(a) Water Environment (Controlled Activities) (Scotland) Regulations 2011; Section 20(3)(a) Water Environment and Water Services (Scotland) Act 2003
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Food and agriculture
- Employees
- 250 to 999
- Published
- 24 Mar 2026
Original amount 51,600 GBP, converted at the ECB reference rate of 11 Nov 2025.
- Sausage casing firm fined £48,000 for polluting North Lanarkshire burn with industrial effluent Press release of an authority
- Companies House: Registereintrag Devro (Scotland) Limited (SC129787) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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10 Nov 2025 Bank of Scotland PLCOFSI: GBP 160,000 penalty for Bank of Scotland over payments through a designated person's account €182,274
On 10 November 2025 OFSI imposed a monetary penalty of GBP 160,000 on Bank of Scotland PLC; without the 50 per cent discount for voluntary disclosure it would have been GBP 320,000, according to OFSI. According to OFSI's findings, between 8 and 24 February 2023 the bank processed 24 payments totalling GBP 77,383.39 through the account of a person designated under Russia sanctions, including credits of GBP 76,000. According to OFSI, screening failed to pick up a variant of the name, and a human error occurred during a PEP review on 20 February 2023. The notice of intent of 28 August 2025 had proposed GBP 175,000. The bank did not request a ministerial review. Source: Office of Financial Sanctions Implementation (OFSI), HM Treasury, "Imposition of monetary penalty: Bank of Scotland PLC", 26 January 2026, https://www.gov.uk/government/publications/imposition-of-monetary-penalty-bank-of-scotland-plc. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019, reg. 11, 12; Geldbuße nach s. 146 Policing and Crime Act 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Published
- 26 Jan 2026
Original amount 160,000 GBP, converted at the ECB reference rate of 10 Nov 2025.
- OFSI: Imposition of Monetary Penalty – Bank of Scotland PLC (gov.uk, OGL v3.0) Decision of an authority
- Imposition of monetary penalty: Bank of Scotland PLC (gov.uk, OGL v3.0) Enforcement database of an authority
- OFSI – Financial sanctions enforcement: decisions and monetary penalties imposed (Sammlung, gov.uk, OGL v3.0) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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6 Nov 2025 Lead Pronto LtdICO: £30,000 fine for Lead Pronto over marketing texts about boiler grants €34,064
The ICO fined Lead Pronto Ltd £30,000 and issued an enforcement notice. The ICO found that the company had sent unsolicited text messages promoting government-funded boiler grants. The ICO found a serious breach of regulation 22 of PECR (electronic marketing without consent).
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 22 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 30,000 GBP, converted at the ECB reference rate of 6 Nov 2025.
- ICO Enforcement: Lead Pronto Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Lead Pronto Ltd (6 November 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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30 Oct 2025 Barratt Redrow, Persimmon, Taylor Wimpey u. a. (7 Wohnungsbauunternehmen)CMA: seven housebuilders pay GBP 100m after suspected information exchange €113.6m
The CMA accepted binding commitments from Barratt Redrow, Bellway, Berkeley, Bloor Homes, Persimmon, Taylor Wimpey and Vistry after investigating whether they had exchanged competitively sensitive information such as achieved sale prices. The companies committed to stop sharing such information, introduce compliance measures and annual competition law training, help develop industry guidance and jointly pay GBP 100m to affordable housing programmes; no infringement was found.
Even exchanging current sale prices with competitors can trigger a competition investigation and large payments; contacts with competitors need clear rules and training.
Exchanging pricing and sales information with competitors
Missing or inadequate training played a role in the decision.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Cartels and collusion
- Legal basis
- Chapter I prohibition Competition Act 1998 (Verdacht); Verpflichtungszusagen nach section 31A Competition Act 1998
- Action
- Other
- Status of proceedings
- final
- Sector
- Construction and real estate
- Published
- 30 Oct 2025
Original amount 100,000,000 GBP, converted at the ECB reference rate of 30 Oct 2025.
- CMA case page: Investigation into suspected anti-competitive conduct by housebuilders Enforcement database of an authority
- CMA: Decision to accept commitments in relation to suspected anti-competitive conduct by certain housebuilders, Case 51392 (30 October 2025) Decision of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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28 Oct 2025 ExxonMobil Chemical LimitedExxonMobil Chemical: 176,000 GBP fine for six days of continuous flaring in Fife €200,913
Following a loss of steam in April 2019, the ethylene plant in Fife flared for almost a week; the smoke significantly exceeded permit limits, and the Scottish Environment Protection Agency (SEPA) received over 900 complaints. Existing procedures and emergency plans should have prevented the incident but were not adequately followed. The company pleaded guilty and was fined 176,000 GBP.
Emergency plans only protect if staff apply them consistently in an emergency – regular drills are part of permit compliance.
Compliance with operating and emergency procedures in industrial plants
- Authority / court
- Kirkcaldy Sheriff Court (Ermittlungen: Scottish Environment Protection Agency, SEPA)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulation 67(1)(b) Pollution Prevention and Control (Scotland) Regulations 2012; Section 2 Pollution Prevention and Control Act 1999
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Chemicals and pharmaceuticals
- Employees
- 10,000 or more
- Culpability
- negligent
- Published
- 28 Oct 2025
Original amount 176,000 GBP, converted at the ECB reference rate of 28 Oct 2025.
- ExxonMobil Chemical Limited fined £176,000 for six days of flaring that sounded like a jet engine Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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24 Oct 2025 Knowles Logistics LimitedLogistics firm: fall from sugar beet conveyor – 133,000 GBP €152,418
In 2023 an employee climbed up the side of a sugar beet conveyor to clear a blockage by hand, fell and suffered broken ribs, a lung injury and liver damage. Blockages occurred several times per shift, and there was no safe system for clearing them; fine of 133,000 GBP plus 5,438 GBP in costs. According to its 2024 annual accounts, the company employed an average of 535 people.
Establish a defined, safe procedure for recurring faults – otherwise improvised work at height becomes the norm.
- Authority / court
- Peterborough Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Transport, logistics and shipping
- Employees
- 250 to 999
- Published
- 30 Oct 2025
Original amount 133,000 GBP, converted at the ECB reference rate of 24 Oct 2025.
- Transport company fined £133,000 after employee fell from sugar beet conveyor (HSE) Press release of an authority
- Companies House: Registereintrag Knowles Logistics Limited (00446417) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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24 Oct 2025 Verus Financial Services LimitedFCA strips Verus Financial Services of permissions after deliberate breach of restriction Order
The FCA removed all regulated activities from the permission of the financial intermediary Verus Financial Services Limited with immediate effect and imposed an asset restriction. By its own admission the firm had repeatedly and deliberately breached a restriction it had voluntarily accepted in September 2023, which prohibited payments above 5,000 GBP without the FCA's consent, had failed to comply with a Financial Ombudsman Service decision of 30 June 2024 in favour of a customer and, in the FCA's view, had not been open and cooperative.
Restrictions voluntarily agreed with the regulator are binding – deliberately breaching them quickly leads to loss of permission.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- ss. 55J(2)(a)(ii) und 55L(3)(a) FSMA 2000; Threshold Condition para. 2E Schedule 6 FSMA; DISP 3.7.12R; Principles 6 und 11 der FCA Principles for Businesses
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Culpability
- intentional
- FCA First Supervisory Notice to Verus Financial Services Limited, 24 October 2025 Decision of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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22 Oct 2025 Gate GourmetTribunal: Gate Gourmet files no response – £20,000 to whistleblower €23,018
Because Gate Gourmet failed to file a response to the claim despite repeated requests, the Manchester Employment Tribunal found that there had been detriment on grounds of a protected disclosure and in January 2026 awarded £15,000 for loss of earnings and £5,000 for injury to feelings. An application for reconsideration, based on an email inbox that was no longer monitored, was refused.
Correspondence from authorities and courts must go to monitored addresses – missed deadlines turn a defensible claim into a default judgment.
Managing deadlines and incoming mail in litigation
- Authority / court
- Employment Tribunal
- Area of law
- Whistleblower protection · Retaliation against whistleblowers
- Legal basis
- Employment Rights Act 1996, s. 47B (Benachteiligung wegen geschützter Offenlegung); Employment Tribunal Procedure Rules 2024, Rule 22
- Action
- Other
- Status of proceedings
- unknown
- Sector
- Food and agriculture
- Published
- 7 Jan 2026
Original amount 20,000 GBP, converted at the ECB reference rate of 22 Oct 2025.
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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15 Oct 2025 Capita plc und Capita Pension Solutions LimitedICO: £14 million against Capita after ransomware attack affecting 6.6 million people €16.1m
In March 2023, an employee unintentionally downloaded malicious files; although an alert was triggered after ten minutes, the device was only isolated after 58 hours. Attackers stole around one terabyte of data on 6.6 million people (including pension data and criminal record information). Fines imposed by the UK Information Commissioner's Office (ICO): £8 million against Capita plc and £6 million against Capita Pension Solutions.
Security alerts need binding response times and an adequately staffed SOC – known vulnerabilities must be remedied across the group.
Handling malicious downloads and security alerts
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- UK GDPR Art. 5 Abs. 1 lit. f, Art. 32
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Employees
- 10,000 or more
- Culpability
- negligent
- Mitigating circumstances
- £45 million had provisionally been proposed; reduced, among other things, for security improvements, credit monitoring for those affected and cooperation with authorities and the NCSC.
- Published
- 15 Oct 2025
Original amount 14,000,000 GBP, converted at the ECB reference rate of 15 Oct 2025.
- Capita fined £14m for data breach affecting over 6m people Press release of an authority
- ICO Enforcement: Capita plc Enforcement database of an authority
- ICO Monetary Penalty Notice: Capita plc and Capita Pension Solutions Limited Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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15 Oct 2025 Biffa Waste Services LtdBiffa: £2.48m fine after fatal accident involving a reversing lorry €2.85m
Waste company Biffa was fined £2.48m and ordered to pay £5,768.06 in costs after a worker at its Bradford waste transfer station was struck and killed by a reversing skip wagon on 10 August 2023. The Health and Safety Executive found that the segregation of pedestrians and vehicles was not effectively monitored; CCTV showed that workers routinely bypassed the protected routes.
Control measures on paper are not enough; whether they are actually followed must be monitored continuously.
Traffic routes, reversing and supervision in yards
- Authority / court
- Leeds Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Reg. 5(1) Management of Health and Safety at Work Regulations 1999
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Mitigating circumstances
- Guilty plea.
- Published
- 17 Oct 2025
Original amount 2,480,000 GBP, converted at the ECB reference rate of 15 Oct 2025.
- HSE: Biffa fined almost £2.5 million after worker crushed by skip wagon (17.10.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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13 Oct 2025 Bridgnorth Aluminium LimitedAluminium rolling mill: hydraulic arm falls on worker in casting mould – 300,000 GBP €345,742
In 2023 a worker was kneeling in a casting mould when the hydraulic launder arm, weighing around 1.5 tonnes, fell on him as a result of hydraulic failure; he was trapped for more than 20 minutes and has not been able to return to work since. The safety bar was not fit for purpose and the risk of the arm falling had never been assessed; fine of 300,000 GBP plus 8,301 GBP in costs. According to its 2025 annual accounts, the plant had an average of 345 employees.
Do not work beneath raised loads – where this cannot be avoided, use tested mechanical fall-prevention devices.
- Authority / court
- Cannock Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Steel and metals
- Employees
- 250 to 999
- Published
- 20 Oct 2025
Original amount 300,000 GBP, converted at the ECB reference rate of 13 Oct 2025.
- Aluminium manufacturer fined £300,000 after worker crushed (HSE) Press release of an authority
- Companies House: Registereintrag Bridgnorth Aluminium Limited (04155640) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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13 Oct 2025 BlueCrest Capital Management (UK) LLPFCA: Public censure for BlueCrest over conflicts between internal and external funds Reprimand or warning
The FCA publicly censured BlueCrest Capital Management (UK) LLP. Between October 2011 and December 2015 BlueCrest managed external funds for investors as well as an internal fund open only to partners and staff. The FCA found that portfolio managers were moved from the external to the internal fund without the resulting conflict of interest being managed adequately, leaving external investors with an inferior service. Instead of a fine, the FCA took into account BlueCrest's agreement to pay USD 101 million in redress to non-US investors.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- FCA Principle 8 (Interessenkonflikte); section 205 FSMA 2000; section 55L(5) FSMA 2000 (Entschädigungsauflage)
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Financial services and insurance
- FCA Final Notice: BlueCrest Capital Management (UK) LLP (13 October 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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9 Oct 2025 South Wales PoliceICO: enforcement notice against South Wales Police over subject access backlog Order
The ICO issued an enforcement notice to South Wales Police over serious delays in handling subject access requests. The ICO found that from April 2023 to March 2024 the force answered only 29% of requests on time; in August 2025, 352 requests were overdue, one of them by almost two years. The ICO ordered the force to clear the backlog by June 2026. The legal basis is Articles 12(3), 15(1) and 15(3) UK GDPR and section 45 of the Data Protection Act 2018. According to the notice, the force employs almost 3,000 police officers and over 2,200 other staff.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 15(3) UK GDPR; section 45 DPA 2018; section 149 DPA 2018
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Public sector
- Employees
- 1,000 to 9,999
- ICO Enforcement: South Wales Police. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Enforcement Notice: South Wales Police (9 October 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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8 Oct 2025 Manor Farm Dairy LtdManor Farm Dairy: fine after slurry overflow into stream near Dorchester €18,635
In March 2024, cattle slurry ran from the dairy farm's lagoons into a stream, seriously damaging it over more than 2 km, with effects up to 4.5 km downstream. The court imposed a fine of 6,000 GBP (reduced from 9,000 GBP because of an early guilty plea) and 10,158.50 GBP in costs; the Environment Agency described the incident as avoidable. The company is a micro-enterprise with fewer than 10 employees.
Farms must maintain sufficient slurry storage capacity and monitor lagoons.
- Authority / court
- Taunton Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulations 12(1)(b) und 38(1)(a) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Food and agriculture
- Employees
- Under 50
- Culpability
- negligent
- Mitigating circumstances
- Early guilty plea (fine reduced from 9,000 to 6,000 GBP).
- Published
- 13 Oct 2025
Original amount 16,158.5 GBP, converted at the ECB reference rate of 8 Oct 2025.
- Manor Farm Dairy in Dorset fined for slurry polluting river Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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7 Oct 2025 Paywiser LimitedFCA halts e-money institution Paywiser and bans unregistered cryptoasset business Order
The FCA barred Paywiser Limited, an authorised e-money institution, with immediate effect from providing e-money and payment services to new and existing customers and, by a direction under the money laundering rules, also prohibited it from carrying on cryptoasset business without registration. The FCA had serious concerns about its risk management and internal controls, did not consider its sole shareholder fit and proper, saw indications of unregistered cryptoasset business and criticised a lack of openness with the regulator.
New lines of business such as cryptoasset services need their own registration before launch – an existing e-money authorisation does not cover them.
Registration requirements for cryptoasset services
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- reg. 11(1) Electronic Money Regulations 2011; regs. 56(1)(f) und 74C Money Laundering Regulations 2017; Principle 11 der FCA Principles for Businesses
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- FCA First Supervisory Notice to Paywiser Limited, 7 October 2025 Decision of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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6 Oct 2025 Northwood Consumer Limited (heute NP Birmingham Limited)Reversing HGV kills employee: manufacturer pays 240,000 GBP €276,021
In 2023 an employee was killed by a reversing HGV on the service road of the shared industrial estate in Birmingham. The company had not assessed the risks of workplace transport, had neither avoided reversing nor made it safer with banksmen or signage, and had not controlled HGV access; fine of 240,000 GBP plus 6,917 GBP in costs. According to its 2024 annual accounts, the company employed an average of 37 people.
Set clear rules for workplace transport: avoid or safeguard reversing and separate pedestrian routes from vehicle routes.
- Authority / court
- Birmingham Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) und 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Manufacturing and mechanical engineering
- Employees
- Under 50
- Published
- 7 Oct 2025
Original amount 240,000 GBP, converted at the ECB reference rate of 6 Oct 2025.
- HSE, Pressemitteilung zu Northwood Consumer Limited (Entscheidung 2025) Press release of an authority
- Companies House: Registereintrag Northwood Consumer Limited (10296424) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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2 Oct 2025 Lanes Group LimitedLanes Group: fatal accident with high-pressure hose – 800,000 GBP €917,326
While a high-pressure jetting system was being primed in freezing conditions in 2022, a pressure release occurred and the end of the hose struck a drainage engineer in the face; he died two and a half weeks later. There was no safe system of work, jetting vices were not properly maintained, monitoring was lacking, and information, instruction, training and supervision were insufficient; fine of 800,000 GBP (reduced from 1.2 million GBP for an early guilty plea) plus 8,680 GBP in costs. According to its consolidated accounts (financial year to July 2024), the company employed 2,268 people and the group 3,610.
Make routine safe with high-pressure equipment: always secure hose ends mechanically, include weather risks such as frost in work instructions and check compliance.
Safe working with high-pressure water jetting equipment
Missing or inadequate training played a role in the decision.
- Authority / court
- City of London Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
- Employees
- 1,000 to 9,999
- Mitigating circumstances
- Early guilty plea (reduction from 1.2 million GBP to 800,000 GBP)
- Published
- 6 Oct 2025
Original amount 800,000 GBP, converted at the ECB reference rate of 2 Oct 2025.
- Lanes Group Limited fined £800k after investigation into death of devoted father (HSE) Press release of an authority
- Companies House: Registereintrag Lanes Group Limited (03784486) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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25 Sep 2025 TicketmasterTicketmaster commits to price transparency following Oasis presale Order
The CMA objected that, during the Oasis presale, fans in the queue were not told that standing tickets were being sold at two price levels, and that "Platinum" tickets cost almost 2.5 times as much without it being adequately explained that they offered no added value compared with some standard tickets. Without admitting liability, Ticketmaster gave undertakings: advance notice of tiered pricing, price ranges in the queue, no misleading ticket descriptions and a two-year reporting obligation.
Disclose dynamic or tiered prices before purchase; product descriptions must not suggest added value that does not exist.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail · Misleading advertising and pricing
- Legal basis
- Britisches Verbraucherschutzrecht (Verfahren nach den vor April 2025 geltenden Befugnissen; Verpflichtungszusagen)
- Action
- Order
- Status of proceedings
- final
- Sector
- Media and online platforms
- Employees
- 10,000 or more
- Mitigating circumstances
- Undertakings without admission of liability.
- Published
- 25 Sep 2025
- CMA secures changes from Ticketmaster following Oasis tickets investigation Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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23 Sep 2025 O-I Glass LimitedO-I Glass: missing cab door on shovel loader, worker scalded – 600,000 GBP €687,364
At the Alloa glassworks, a shovel loader used to clear molten glass waste and hot water had been missing the protective cab door for almost two years, although the damage had been reported and other drivers had already been struck. In 2024 material spilled into the cab and scalded a 32-year-old; fine of 600,000 GBP. According to the HSE (Health and Safety Executive, Britain's workplace safety regulator), around 500 people work at the site; according to its 2024 annual accounts, the company employed an average of 642 people.
Set up a binding repair process for reported damage to safety equipment – a report that is not acted upon is a documented failure.
- Authority / court
- Stirling Sheriff Court (Ermittlung: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Regulation 5(1) Provision and Use of Work Equipment Regulations 1998; Section 33(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Manufacturing and mechanical engineering
- Employees
- 250 to 999
- Published
- 30 Sep 2025
Original amount 600,000 GBP, converted at the ECB reference rate of 23 Sep 2025.
- Global glass bottle maker fined £600k after worker injured (HSE) Press release of an authority
- Companies House: Registereintrag O-I Glass Limited (00526983) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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22 Sep 2025 Platinum Gaming LimitedPlatinum Gaming (Unibet): £10m fine for AML and player protection failings €11.5m
The Gambling Commission imposed a financial penalty of £10,000,000, a warning and an additional licence condition requiring an external audit on the operator of unibet.co.uk and uk.bingo.com. Between January 2023 and May 2024, its money laundering risk assessment did not take account of accounts previously closed over money laundering or terrorist financing concerns, so blocked customers could open new accounts; the AML policy was unclear about which level of due diligence applied when, and customers showing clear signs of harm were not contacted. It is the second enforcement action against the company, following one in 2023.
Anyone closing accounts over money laundering concerns must technically prevent the same customers from returning with new accounts.
Recognising blocked customers and timely customer interaction where there are signs of harm
- Authority / court
- Gambling Commission
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- LC 12.1.1 Abs. 1–3 und LC 12.1.2 sowie SRCP 3.4.3 der Licence Conditions and Codes of Practice (LCCP); s. 117(1)(a) und (b) Gambling Act 2005
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
- Repeat case
- yes
- Mitigating circumstances
- The company cooperated throughout the investigation.
- Published
- 22 Oct 2025
Original amount 10,000,000 GBP, converted at the ECB reference rate of 22 Sep 2025.
- Gambling Commission, Public register: Platinum Gaming Limited – regulatory actions (Entscheidung 22.09.2025) Enforcement database of an authority
- Gambling Commission: £10m fine for online operator Platinum Gaming Limited (22.10.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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10 Sep 2025 Colorcon LimitedPharmaceutical supplier Colorcon paid Moscow salaries via sanctioned banks €176,590
In 2022, the Moscow office of the British subsidiary made payments – mainly salaries – to accounts at Alfa-Bank, Promsvyazbank, Sberbank and VTB; after deduction of payments covered by a general licence, around 128,300 GBP remained in breach. The approval process in the UK checked only the amount and the recipient, not the bank; because of a four-month delay in reporting, HM Treasury's Office of Financial Sanctions Implementation (OFSI) granted only a 35% instead of a 50% reduction. According to the annual accounts filed with the UK companies register for financial year 2025, the company had around 280 employees.
Anyone approving payments must also screen the recipient's bank against sanctions lists – and report breaches discovered without delay.
Payment approval with screening of the recipient bank, prompt reporting
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019, reg. 12
- Action
- Fine
- Status of proceedings
- final
- Sector
- Chemicals and pharmaceuticals
- Employees
- 250 to 999
- Mitigating circumstances
- Disclosure and full cooperation, but delayed
- Published
- 30 Sep 2025
Original amount 152,750 GBP, converted at the ECB reference rate of 10 Sep 2025.
- OFSI: Imposition of Monetary Penalty – Colorcon Limited Decision of an authority
- OFSI – Enforcement of financial sanctions (Sammlung) Enforcement database of an authority
- Companies House: Registereintrag Colorcon Limited (00999077) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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9 Sep 2025 Imerys Minerals LimitedImerys Minerals: £430,000 enforcement undertaking over china clay discharges €496,364
The Environment Agency accepted an enforcement undertaking from Imerys Minerals: the company pays £430,000 to Westcountry Rivers Trust and covers the agency's costs. Between September 2021 and July 2023, china clay effluent had been discharged without a permit at six sites in Cornwall.
Unauthorised discharges at several sites can together lead to a substantial payment.
Permit requirements for discharges from mineral extraction
- Authority / court
- Environment Agency
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Reg. 38(1) Environmental Permitting (England and Wales) Regulations 2010/2016
- Action
- Other
- Status of proceedings
- final
- Sector
- Other
Original amount 430,000 GBP, converted at the ECB reference rate of 9 Sep 2025.
- Environment Agency: Enforcement undertakings accepted by the Environment Agency (Eintrag EU867) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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8 Sep 2025 Vanquis Bank LimitedOFSI: breach by Vanquis Bank published instead of a penalty after a delayed account freeze Other
On 8 September 2025 OFSI published a report on sanctions breaches by Vanquis Bank Limited but did not impose a monetary penalty. According to OFSI's findings, the account of a person designated under counter-terrorism sanctions remained fully usable for eight days after the designation; during that time GBP 200 was withdrawn in cash and a purchase of GBP 8.99 was made. OFSI had given the bank advance notice the day before the designation. According to OFSI, the staff responsible had been redeployed to remediation work, so the internal one-day deadline for the freeze was missed. The bank reported the breach itself, but only 13 days after the designation. Type of measure: Breach published by OFSI instead of a monetary penalty (disclosure under s. 149(3) PACA 2017). The publication does not mention any pending review. Source: Office of Financial Sanctions Implementation (OFSI), HM Treasury, "Disclosure notice: 08 September 2025", 8 September 2025, https://www.gov.uk/government/publications/disclosure-notice-08-september-2025. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- regulations 11 and 12 of the Counter-Terrorism (Sanctions) (EU Exit) Regulations 2019; Veröffentlichung nach section 149(3) Policing and Crime Act 2017
- Action
- Other
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 8 Sep 2025
- OFSI: Report Concerning Breach of Financial Sanctions Regulations – Vanquis Bank Limited (08.09.2025) (gov.uk, OGL v3.0) Decision of an authority
- Disclosure notice: 08 September 2025 (gov.uk, OGL v3.0) Enforcement database of an authority
- OFSI – Financial sanctions enforcement: decisions and monetary penalties imposed (Sammlung, gov.uk, OGL v3.0) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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28 Aug 2025 Home Improvement Marketing LtdICO: £300,000 fine for Home Improvement Marketing over 2.4 million automated calls €347,343
The ICO fined Home Improvement Marketing Ltd £300,000 and issued an enforcement notice. After executing a search warrant in March 2024, it found that between 31 May and 31 August 2023 the company had instigated 2,449,380 automated marketing calls without prior consent; 274 complaints were received. According to the ICO, the software responded to recipients' answers and offered no way to opt out of further calls. The legal basis is regulations 19 and 24 of PECR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 19 und 24 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
Original amount 300,000 GBP, converted at the ECB reference rate of 28 Aug 2025.
- ICO Enforcement: Home Improvement Marketing Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Home Improvement Marketing Ltd (28 August 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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28 Aug 2025 Green Spark Energy LtdICO: £250,000 fine for Green Spark Energy over 9.6 million automated marketing calls €289,452
The ICO fined Green Spark Energy Ltd £250,000 and issued an enforcement notice. After executing a search warrant in March 2024, the regulator found that from May 2023 to May 2024 the company had instigated 9,587,050 automated calls carrying recorded marketing messages; 497 complaints were received. According to the ICO, the recordings contained misleading statements designed to pressure homeowners, for example about supposed risks of their existing loft insulation. The legal basis is regulations 19 and 24 of PECR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 19 und 24 PECR; section 55A DPA 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
Original amount 250,000 GBP, converted at the ECB reference rate of 28 Aug 2025.
- ICO Enforcement: Green Spark Energy Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Green Spark Energy Ltd (28 August 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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27 Aug 2025 Bristol City CouncilICO: enforcement notice against Bristol City Council over unanswered subject access requests Order
The ICO issued an enforcement notice to Bristol City Council because it found that the council had not responded to subject access requests as required by law. The notice relies on Articles 12(3), 15(1) and 15(3) UK GDPR and examines, among other things, the period from 1 April 2023 to 31 March 2024.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 15(3) UK GDPR; section 149 DPA 2018
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Public sector
- ICO Enforcement: Bristol City Council. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Enforcement Notice: Bristol City Council (27 August 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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26 Aug 2025 GXO Logistics, Inc. und Wincanton LimitedGXO/Wincanton: supermarket warehouse logistics must be sold after takeover Order
GXO had already acquired Wincanton in April 2024; the Competition and Markets Authority (CMA) imposed a hold-separate order, appointed a monitoring trustee and, in Phase 2, found a lessening of competition in dedicated warehousing services for grocery retail. Under the final undertakings, GXO committed to divest Wincanton’s business serving supermarket customers.
Anyone completing a deal before the merger review has concluded bears the risk of having to give up parts of the acquired business again.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Merger control
- Legal basis
- Enterprise Act 2002, ss. 41, 82, 90 (Final Undertakings)
- Action
- Order
- Status of proceedings
- final
- Sector
- Transport, logistics and shipping
- CMA case page: GXO / Wincanton merger inquiry Official register or notice
- CMA: Notice of acceptance of Final Undertakings (GXO / Wincanton), 26.08.2025 Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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8 Aug 2025 Fletcher Plant LimitedWaste broker breaches duty of care in illegal dumping – 117,587 GBP incl. confiscation €135,610
Acting as a waste broker, the Sheffield company arranged in 2019/2020 for more than 1,400 tonnes of waste to be transported to an illegally operated site in Lincolnshire without continuously checking the operator's authorisations. The court imposed a fine of 80,000 GBP and a confiscation order of 37,587.13 GBP (117,587.13 GBP in total) plus 50,000 GBP in costs. According to its 2024 annual accounts, the company had an average of 104 employees.
Treat due diligence on waste contractors as an ongoing task, not a one-off: check their authorisations regularly throughout the contract.
Duty of care when engaging waste contractors
- Authority / court
- Nottingham Crown Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Waste and hazardous substances
- Legal basis
- Section 34(1)(a) und 34(6) Environmental Protection Act 1990 (Duty of Care)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Transport, logistics and shipping
- Employees
- 50 to 249
- Culpability
- negligent
- Mitigating circumstances
- The court accepted that the company did not know the site was operating illegally; first prosecution in over 40 years, new management team
- Published
- 13 Aug 2025
Original amount 117,587.13 GBP, converted at the ECB reference rate of 8 Aug 2025.
- Sheffield firm pays £167,587.13 for dumping waste in Lincolnshire (Environment Agency) Press release of an authority
- Companies House: Registereintrag Fletcher Plant Limited (08466840) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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30 Jul 2025 Yorkshire Water Services LimitedYorkshire Water: chlorinated water kills more than 430 fish – 865,000 GBP €1m
After an inlet valve failed at Ingbirchworth water treatment works, around one million litres of chlorinated water a day flowed via the emergency overflow into Ingbirchworth Dike from November 2017; more than 430 dead fish were found on a single day. The capacity alarm was set above the overflow level; fine of 865,000 GBP plus 34,979.79 GBP in costs. According to its annual accounts (to March 2026), the utility employed an average of 4,481 people.
Set alarm thresholds so that they trigger before the point of damage – monitoring that only reports after an overflow is not a control.
- Authority / court
- Sheffield Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulation 12(1)(b) und 38(1)(a) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- 1,000 to 9,999
- Culpability
- negligent
- Repeat case
- yes
- Published
- 31 Jul 2025
Original amount 865,000 GBP, converted at the ECB reference rate of 30 Jul 2025.
- Yorkshire Water fined for polluting watercourse (Environment Agency) Press release of an authority
- Companies House: Registereintrag Yorkshire Water Services Limited (02366682) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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29 Jul 2025 Sigma Broking LimitedFCA: £1.09m fine for Sigma Broking over deficient transaction reports €1.26m
The FCA fined Sigma Broking Limited £1,087,300. The FCA found that between December 2018 and December 2023 almost all of the firm's transaction reports were incomplete or inaccurate, affecting 924,584 transactions. The cause was a reporting system set up incorrectly from the start, whose errors were not fixed for years. The fine includes a 30% discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Art. 26 UK MiFIR; FCA Principle 3; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 1,087,300 GBP, converted at the ECB reference rate of 29 Jul 2025.
- FCA Final Notice: Sigma Broking Limited (29 July 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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28 Jul 2025 East Midlands Airport LtdEast Midlands Airport: £892,500 fine over de-icing fluid in drainage water €1.03m
Derby Crown Court imposed three fines of £297,500 each (£892,500 in total) and £65,687.54 in costs on the operator of East Midlands Airport. In January and February 2022, surface water drainage containing residues of aircraft and runway de-icing fluid exceeded the permitted BOD limit of 15 mg/l on three occasions. The court heard that there had already been 13 permit breaches and ten written warnings since 2006.
Repeated limit breaches despite earlier warnings push the level of the penalty up significantly.
Complying with discharge limits during de-icing
- Authority / court
- Derby Crown Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Reg. 38(2) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- final
- Sector
- Transport, logistics and shipping
- Repeat case
- yes
- Mitigating circumstances
- Change of management in 2022 and active engagement with the Environment Agency (as put forward by the company).
- Published
- 28 Jul 2025
Original amount 892,500 GBP, converted at the ECB reference rate of 28 Jul 2025.
- Environment Agency: East Midlands Airport fined £892,500 for environmental pollution (28.07.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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24 Jul 2025 Barents Reinsurance S.A., London BranchPRA: £1.785m fine on the London branch of Barents Reinsurance €2.06m
The PRA fined the London branch of the Luxembourg reinsurer Barents Reinsurance S.A. 1,785,000 GBP – its first fine on a firm operating purely as a reinsurer. Between July 2021 and October 2023 the branch had not prepared adequately for the UK rules applying after Brexit, implemented internal audit recommendations late, lacked proportionate governance and a business continuity plan tailored to its UK business, and submitted regulatory reports late.
Branches of foreign insurers must also adapt governance, continuity planning and regulatory reporting to local supervisory rules as soon as those rules apply.
- Authority / court
- Prudential Regulation Authority (PRA), Bank of England
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- PRA Fundamental Rule 6; Conditions Governing Business 2.3 und 2.6; Reporting 2.1 und 2.5 (PRA Rulebook); s. 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- negligent
- Mitigating circumstances
- Early admissions and cooperation (15% reduction) and settlement (30% discount; 2,550,000 GBP without it); substantial remediation costs; in the PRA's view the breaches were neither deliberate nor reckless.
- Published
- 28 Jul 2025
Original amount 1,785,000 GBP, converted at the ECB reference rate of 24 Jul 2025.
- PRA Final Notice to Barents Reinsurance S.A., London Branch, 24 July 2025 Decision of an authority
- Bank of England news release: The PRA fines Barents Reinsurance S.A., London Branch £1,785,000 (28 July 2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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14 Jul 2025 Barclays Bank PlcFCA: £39.3m fine for Barclays Bank Plc over money laundering risks of a corporate client €45.4m
On 14 July 2025 the FCA fined Barclays Bank Plc £39,314,700 for breaching Principle 2 (due skill, care and diligence). The FCA found that between January 2015 and April 2021 the bank did not properly identify, assess and monitor the money laundering risks posed by one corporate client: apart from March 2019 to May 2020 it treated the client as low risk without knowing enough about its business or where its wealth and funds came from, and it did not reassess that rating when new warning signs emerged. Barclays settled with the FCA and received a 30% discount; without it the fine would have been £56,163,900.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- FCA Principle 2; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 39,314,700 GBP, converted at the ECB reference rate of 14 Jul 2025.
- FCA Final Notice: Barclays Bank Plc (14 July 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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14 Jul 2025 Barclays Bank UK PLCFCA: £3.1m fine for Barclays Bank UK over opening a client money account for a wealth manager €3.57m
The FCA fined Barclays Bank UK PLC £3,093,600. The FCA found that between January 2021 and April 2023 the bank did not gather sufficient information on the purpose and risks of a client money account it opened for a wealth manager; around £34 million was paid into the account. The FCA saw this as evidence of wider weaknesses in opening such accounts. The bank also agreed a voluntary payment of about £6.3 million for the wealth manager's clients.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- FCA Principle 3; SYSC 6.1.1R; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 3,093,600 GBP, converted at the ECB reference rate of 14 Jul 2025.
- FCA Final Notice: Barclays Bank UK PLC (14 July 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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9 Jul 2025 Vocalink LimitedBank of England: £11.9m fine on Vocalink for failing to comply with a direction €13.8m
The Bank of England fined Vocalink Limited, a service provider to systemically important payment systems, 11,900,000 GBP – its first fine on a financial market infrastructure firm. Vocalink had not fully implemented a direction of June 2021 to remedy identified weaknesses in its systems and controls by the extended deadline of 28 February 2022, yet confirmed compliance to the Bank. According to the Bank, the causes were an insufficiently integrated risk management framework for the remediation programme and critical assurance reports that were not passed on to the risk function, internal audit and the board.
Before a firm confirms to its regulator that it has complied with a direction, every critical assurance report must have reached its governing bodies.
Escalating negative assurance findings to governing bodies
- Authority / court
- Bank of England
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- ss. 191 und 196 Banking Act 2009
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Cooperation with early admission (15% reduction) and settlement (a further 30%); 20,000,000 GBP without the reductions; significant investment in remediating the weaknesses.
- Published
- 9 Jul 2025
Original amount 11,900,000 GBP, converted at the ECB reference rate of 9 Jul 2025.
- Bank of England Final Notice to Vocalink Limited, 9 July 2025 Decision of an authority
- Bank of England news release: The Bank of England fines Vocalink Limited £11,900,000 (9 July 2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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8 Jul 2025 Britischer Exporteur (von HMRC nicht genannt, anonymisiert)Exporter pays £1.16m – then the largest settlement over Russia sanctions €1.34m
A UK exporter not named by HMRC paid a compound settlement of £1,160,725.67 in May 2025 over alleged breaches of the Russia sanctions. According to HMRC, it had made goods available to Russia. According to HMRC, it was at the time of the notice the largest settlement the authority had concluded for a breach of the Russia sanctions; among the lessons, HMRC highlights the risk of supplying Russian companies with operations in third countries.
Recipients in third countries must be checked for whether they are Russian companies.
Screening recipients in third countries for connections to Russia
- Authority / court
- HM Revenue & Customs (HMRC)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Published
- 8 Jul 2025
Original amount 1,160,725.67 GBP, converted at the ECB reference rate of 8 Jul 2025.
- HMRC/ECJU: NTE 2025/18: compound settlement for breaches of export control (08.07.2025) Official register or notice
- HMRC: £1.1 million compound settlement for sanctions breach (Fallstudie, 03.11.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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7 Jul 2025 Monzo Bank LimitedFCA: £21 million against Monzo over lax account opening for high-risk customers €24.5m
The UK Financial Conduct Authority (FCA) imposed £21,091,300 (after a 30% discount) because, from 2018 to 2020, Monzo onboarded customers on the basis of sparse and sometimes obviously implausible information – such as well-known London landmarks given as addresses. Despite a requirement not to take on any more high-risk customers, the bank opened more than 34,000 such accounts up to 2022. According to the annual accounts filed with the UK companies register for financial year 2026, the company had around 4,591 employees.
Automated onboarding needs plausibility checks – and supervisory requirements must be implemented in a technically effective way.
Plausibility checks in customer onboarding
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- FCA Principle 3 (PRIN 3); s. 55L FSMA (Verstoß gegen Auflage)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Employees
- 1,000 to 9,999
- Mitigating circumstances
- 30% settlement discount
- Published
- 8 Jul 2025
Original amount 21,091,300 GBP, converted at the ECB reference rate of 7 Jul 2025.
- FCA fines Monzo £21m for failings in financial crime controls Press release of an authority
- 2025 fines | FCA Enforcement database of an authority
- Final Notice: Monzo Bank Limited (07.07.2025) Decision of an authority
- Companies House: Registereintrag Monzo Bank Limited (09446231) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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26 Jun 2025 DYS 44 Art Gallery LimitedArt dealer DYS 44 Art Gallery: £158,679 fine for money laundering failings €185,916
HMRC imposed a penalty of £158,679 under the Money Laundering Regulations 2017 on the gallery, which is supervised for anti-money laundering purposes as an art market participant. The failings concerned risk assessment, policies and controls, staff training, due diligence, the timing of verification and record keeping; no appeal was lodged.
Art dealers too must identify buyers in good time and document every check.
Anti-money laundering duties in the art trade, especially timely identity verification
Missing or inadequate training played a role in the decision.
- Authority / court
- HM Revenue & Customs (HMRC)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- Reg. 18, 19, 24, 28, 30, 40 und 41 Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Retail and e-commerce
- Published
- 26 Jun 2025
Original amount 158,679 GBP, converted at the ECB reference rate of 26 Jun 2025.
- HMRC: Businesses that have not complied with the money laundering regulations (2024 to 2025) Enforcement database of an authority
- HMRC: Businesses not complying with money laundering regulations (Übersicht mit Änderungshistorie) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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24 Jun 2025 BirthlinkICO: £18,000 fine for charity Birthlink over destroyed records €21,109
The ICO fined the Scottish charity Birthlink £18,000. The ICO found that the organisation had destroyed around 4,800 personal records; according to the ICO, up to ten per cent of them may be irreplaceable.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f), 5(2), 32(1)-(2) und 33 UK GDPR; section 155 DPA 2018
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 18,000 GBP, converted at the ECB reference rate of 24 Jun 2025.
- ICO Enforcement: Birthlink. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Birthlink (24 June 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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17 Jun 2025 Safran S.A.Safran/Collins: clearance only in exchange for sale of actuation businesses Order
The Competition and Markets Authority (CMA) found that Safran’s acquisition of part of the actuation and flight control business of Collins Aerospace (RTX) would result in a substantial lessening of competition in horizontal stabiliser trim actuators. Clearance was granted only in return for the undertaking to divest Safran’s North American actuation business, including sites in Mexico, California and Canada, to a pre-approved purchaser (Woodward).
In acquisitions in concentrated supply markets, prepare remedies including a buyer early – here the CMA required an upfront buyer.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Merger control
- Legal basis
- Enterprise Act 2002, s. 73 (Undertakings in lieu of reference)
- Action
- Order
- Status of proceedings
- final
- Sector
- Manufacturing and mechanical engineering
- Employees
- 10,000 or more
- Published
- 23 Jun 2025
- CMA case page: Safran / Collins merger inquiry Official register or notice
- CMA: Decision on acceptance of undertakings in lieu of reference (ME/7081/23) Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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16 Jun 2025 Farringdon Energy Limited (Handelsname Champion Energy)Ofgem: GBP 214,580 fine for Farringdon Energy over direct debits without supply €251,766
Ofgem found that the business electricity supplier lacked robust, documented processes – they relied on the knowledge of a single employee – and therefore collected direct debits from customers it was not, or no longer, supplying; 25 customers suffered a detriment of around GBP 175,000. Following a provisional order in May 2024, the authority confirmed a penalty of GBP 223,676, from which it deducted GBP 9,096 in goodwill payments already made, leaving GBP 214,580 to pay.
Even micro-businesses need documented processes – knowledge held by only one employee is not compliance.
Documented processes instead of knowledge held by one person
- Authority / court
- Office of Gas and Electricity Markets (Ofgem) für die Gas and Electricity Markets Authority
- Area of law
- Consumer protection and online retail
- Legal basis
- Standard Licence Condition 4A.1 der Stromversorgungslizenz; section 27A Electricity Act 1989
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- Under 50
- Mitigating circumstances
- Remedial action after the provisional order; goodwill payments of GBP 9,096 already made were credited.
- Published
- 19 Jun 2025
Original amount 214,580 GBP, converted at the ECB reference rate of 16 Jun 2025.
- Ofgem enforcement case: Notice of penalty: Farringdon Energy Limited (19 June 2025) Enforcement database of an authority
- Ofgem/GEMA: Notice of decision to impose a financial penalty on Farringdon Energy Limited (16 June 2025) Decision of an authority
- Companies House: Farringdon Energy Limited, accounts for the period ended 31 October 2024 Official register or notice
Checked against the official source on 3 Oct 2026 · Direct link
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6 Jun 2025 AmazonAmazon commits to the CMA to tougher action against fake reviews Order
Following an investigation into fake reviews and "catalogue abuse" (transferring good reviews to other products), Amazon undertook to the CMA to detect and remove such reviews quickly, to sanction infringing sellers up to and including a ban on selling, and to set up simple reporting channels.
Anyone who publishes reviews must maintain active processes against fakes and the transfer of reviews.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail · Fake reviews
- Legal basis
- Enterprise Act 2002, Part 8 (Verpflichtungszusagen nach altem Durchsetzungsregime)
- Action
- Order
- Status of proceedings
- final
- Sector
- Retail and e-commerce
- Employees
- 10,000 or more
- Mitigating circumstances
- Voluntary undertakings without a fine.
- Published
- 6 Jun 2025
- Amazon gives undertakings to CMA to curb fake reviews Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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6 Jun 2025 South Yorkshire PoliceICO: Reprimand for South Yorkshire Police after loss of body-worn video footage Reprimand or warning
The ICO issued a reprimand to South Yorkshire Police. The ICO found that during a data transfer in July 2023, carried out by a third-party supplier within the digital evidence management system, 96,174 original body-worn video recordings were accidentally deleted. The ICO found that the force lacked appropriate technical and organisational security measures and could not demonstrate compliance. The action was based on the law-enforcement processing rules in Part 3 of the DPA 2018.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- section 34(3) und section 40 DPA 2018 (Part 3)
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- ICO Enforcement: South Yorkshire Police. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: South Yorkshire Police Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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5 Jun 2025 23andMe, Inc.ICO: £2.31 million against 23andMe after credential stuffing targeting genetic data €2.74m
From April to September 2023, attackers used reused credentials to access data on 155,592 people in the United Kingdom, including ancestry, family trees and health information. There was no MFA, no secure password rules and no effective monitoring; despite anomalies in July 2023, the full investigation only began in October. Joint investigation by the UK Information Commissioner's Office (ICO) with the Privacy Commissioner of Canada.
Companies that manage genetic or health data must protect customer accounts against credential stuffing with MFA and investigate warning signs immediately.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- UK GDPR Art. 5 Abs. 1 lit. f, Art. 32 Abs. 1
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Healthcare
- Employees
- 250 to 999
- Culpability
- negligent
- Published
- 17 Jun 2025
Original amount 2,310,000 GBP, converted at the ECB reference rate of 5 Jun 2025.
- 23andMe fined for failing to protect UK users' genetic data Press release of an authority
- ICO Penalty Notice: 23andMe, Inc. Decision of an authority
- SEC EDGAR: 23andMe Holding Co., Form 10-K zum 31.03.2025 (265 Beschäftigte) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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30 May 2025 Southern Gas Networks plcSouthern Gas Networks plc: 5.8 million GBP – gas leaks attended too slowly €6.89m
In 2022/23, the gas distribution network operator failed to meet the licence requirement in its southern England network to attend 97% of reported gas escapes within one or two hours respectively. Following self-reporting, it acknowledged the breach and paid 5.8 million GBP into the Energy Industry Voluntary Redress Fund; the Office of Gas and Electricity Markets (Ofgem) pointed to the significant risk to the public.
Emergency response times are a core duty for utility networks – staff and deployment planning must also cover peak loads.
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Other
- Legal basis
- Gas Transporter Licence, Standard Special Condition D10 2(h)
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Self-reporting before the formal data submission; targets met for two years since.
Original amount 5,800,000 GBP, converted at the ECB reference rate of 30 May 2025.
- Ofgem: Three gas distribution operators to pay £8 million for missing callout targets (30.05.2025) Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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30 May 2025 Cadent Gas LimitedCadent Gas Limited: 1.5 million GBP – gas leaks attended too slowly €1.78m
In 2022/23, the gas distribution network operator failed to meet the licence requirement in its North London and North West networks to attend 97% of reported gas escapes within one or two hours respectively. Following self-reporting, it acknowledged the breach and paid 1.5 million GBP into the Energy Industry Voluntary Redress Fund; the Office of Gas and Electricity Markets (Ofgem) pointed to the significant risk to the public.
Emergency response times are a core duty for utility networks – staff and deployment planning must also cover peak loads.
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Other
- Legal basis
- Gas Transporter Licence, Standard Special Condition D10 2(h)
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Self-reporting before the formal data submission; targets met for two years since.
Original amount 1,500,000 GBP, converted at the ECB reference rate of 30 May 2025.
- Ofgem: Three gas distribution operators to pay £8 million for missing callout targets (30.05.2025) Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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30 May 2025 Scotland Gas Networks plcScotland Gas Networks plc: 700,000 GBP – gas leaks attended too slowly €832,145
In 2022/23, the gas distribution network operator failed to meet the licence requirement in its Scottish network to attend 97% of reported gas escapes within one or two hours respectively. Following self-reporting, it acknowledged the breach and paid 700,000 GBP into the Energy Industry Voluntary Redress Fund; the Office of Gas and Electricity Markets (Ofgem) pointed to the significant risk to the public.
Emergency response times are a core duty for utility networks – staff and deployment planning must also cover peak loads.
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Other
- Legal basis
- Gas Transporter Licence, Standard Special Condition D10 2(h)
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Self-reporting before the formal data submission; targets met for two years since.
Original amount 700,000 GBP, converted at the ECB reference rate of 30 May 2025.
- Ofgem: Three gas distribution operators to pay £8 million for missing callout targets (30.05.2025) Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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30 May 2025 Yorkshire Water Services LimitedYorkshire Water: faulty backup pump ignored for months – 350,000 GBP €416,072
The backup pump at Fossbridge pumping station in York was out of action for five months, although the defect had repeatedly been noted during maintenance; as a result, sewage flowed into Foss Dyke in March 2018. For the discharge and the breach of the maintenance permit condition, the court imposed 350,000 GBP plus 14,028.65 GBP in costs. According to its annual accounts (to March 2026), the utility employed an average of 4,481 people (previous year 3,876).
Give repair orders for emergency equipment deadlines and escalation – a defect noted repeatedly is proof of knowledge in court.
- Authority / court
- York Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulation 12(1)(b), 38(1)(a) und 38(2) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- 1,000 to 9,999
- Published
- 30 May 2025
Original amount 350,000 GBP, converted at the ECB reference rate of 30 May 2025.
- Yorkshire Water fined after pumping station sewage incident (Environment Agency) Press release of an authority
- Companies House: Registereintrag Yorkshire Water Services Limited (02366682) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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23 May 2025 Vifor Pharma UK Limited u. a. (CSL-Konzern)CMA: Vifor pays GBP 23m to the NHS after suspected disparagement of a rival €27.4m
The CMA had investigated whether, between 2010 and 2024, Vifor abused a suspected dominant position in high-dose intravenous iron by spreading potentially misleading claims about the safety of the rival product Monofer compared with its own Ferinject. It accepted binding commitments: a voluntary payment of GBP 23m to the NHS, a corrective communication campaign aimed at healthcare professionals and additional compliance measures; no infringement was found.
Safety claims about competing products made to healthcare professionals must be substantiated and balanced – disparagement can be pursued as an abuse of market power.
Claims about competitor products in pharmaceutical marketing
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Abuse of market power
- Legal basis
- Chapter II prohibition, section 18(1) Competition Act 1998 (Verdacht); Verpflichtungszusagen nach section 31A Competition Act 1998
- Action
- Other
- Status of proceedings
- final
- Sector
- Chemicals and pharmaceuticals
- Published
- 23 May 2025
Original amount 23,000,000 GBP, converted at the ECB reference rate of 23 May 2025.
- CMA case page: Investigation into suspected anti-competitive conduct by Vifor Pharma in relation to intravenous iron treatments Enforcement database of an authority
- CMA: Decision to accept commitments offered by Vifor in relation to the supply of high-dose intravenous iron, Case 51377 (23 May 2025) Decision of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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16 May 2025 London Borough of Hammersmith and FulhamICO: Reprimand for London Borough of Hammersmith and Fulham over hidden data in FOI response Reprimand or warning
The ICO issued a reprimand to the London Borough of Hammersmith and Fulham. The ICO found that, in answering a Freedom of Information request, the council released a spreadsheet that contained hidden data. This exposed personal data of 6,528 people, 2,342 of them children. The ICO criticised inadequate security measures and a failure to demonstrate compliance.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f), 5(2), 24(1), 32(1)(b) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- ICO Enforcement: London Borough of Hammersmith and Fulham. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: London Borough of Hammersmith and Fulham (16 May 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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15 May 2025 Greater Manchester PoliceICO: Reprimand for Greater Manchester Police over subject access request backlog Reprimand or warning
The ICO issued a reprimand to the Chief Constable of Greater Manchester Police. The ICO found that, because of a persistent backlog of historic requests, the force repeatedly failed to answer subject access requests on time. The ICO found infringements of both the UK GDPR and the law-enforcement provisions of the DPA 2018.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3) und Art. 15 UK GDPR; section 45 und section 54 DPA 2018 (Part 3); Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- Employees
- 10,000 or more
- ICO Enforcement: Greater Manchester Police. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: Greater Manchester Police (15 May 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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7 May 2025 Spreadex LimitedSpreadex: £2.02m fine for anti-money laundering and player protection breaches €2.38m
The Gambling Commission imposed a financial penalty of £2,022,000, a warning and an additional licence condition on the betting operator. Between September 2022 and November 2023 the company breached the anti-money laundering licence condition LC 12.1.1, a customer interaction requirement (SRCP 3.4.3 para. 9c) and a specific condition of its licence; it had also not sufficiently considered the AML guidance in OCP 2.1.1. The Commission had already announced a payment by Spreadex in August 2022.
Specific licence conditions from earlier cases must be demonstrably met; breaching them aggravates the consequences.
Complying with specific licence conditions imposed after earlier cases
- Authority / court
- Gambling Commission
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- LC 12.1.1 Abs. 1–3, SRCP 3.4.3 Abs. 9c, besondere Lizenzauflage und OCP 2.1.1 der Licence Conditions and Codes of Practice (LCCP); s. 117(1)(a) und (b) Gambling Act 2005
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
- Repeat case
- yes
- Mitigating circumstances
- The company cooperated throughout the investigation.
- Published
- 15 May 2025
Original amount 2,022,000 GBP, converted at the ECB reference rate of 7 May 2025.
- Gambling Commission, Register of regulatory actions: Spreadex Limited (Entscheidung 07.05.2025) Enforcement database of an authority
- Gambling Commission: £2m fine for online operator Spreadex Limited (15.05.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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14 Apr 2025 eine kleine Anwaltskanzlei in EnglandICO: £60,000 against a law firm over hack and late notification €69,458
In 2022, attackers used brute force to penetrate the law firm's network via a rarely used administrator account without MFA and stole 32 GB of highly sensitive data, which appeared on the dark web. The firm only learned of this from the National Crime Agency and reported the incident to the UK Information Commissioner's Office (ICO) only 43 days later.
Even small law firms need MFA on admin accounts and a reporting process that meets the 72-hour deadline.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- UK GDPR Art. 5 Abs. 1 lit. f, Art. 32 Abs. 1 und 2, Art. 33 Abs. 1
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- Under 50
- Culpability
- negligent
- Published
- 16 Apr 2025
Original amount 60,000 GBP, converted at the ECB reference rate of 14 Apr 2025.
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2025) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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11 Apr 2025 Svarog Shipping & Trading Company LimitedTanker shipping company Svarog left OFSI information request unanswered €5,768
In the context of investigations into dealings with a Sovcomflot subsidiary, the fuel shipping company registered in the UK and operating from Cyprus did not respond in time to a formal information request from HM Treasury's Office of Financial Sanctions Implementation (OFSI); a response only came after contact via its auditors. No sanctions breach as such was found, but the information offence was.
Information requests from sanctions authorities need a clear intake channel and deadline monitoring – merely missing the deadline is already an offence.
Handling requests from authorities and deadlines
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Russia (Sanctions) (EU Exit) Regulations 2019, regs. 72, 74(1)(a)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Transport, logistics and shipping
- Culpability
- negligent
- Mitigating circumstances
- Minor, indirect harm; the response was provided subsequently
- Published
- 8 May 2025
Original amount 5,000 GBP, converted at the ECB reference rate of 11 Apr 2025.
- OFSI: Imposition of Monetary Penalty – Svarog Shipping & Trading Company Limited Decision of an authority
- OFSI – Enforcement of financial sanctions (Sammlung) Enforcement database of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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9 Apr 2025 Britisches Exportunternehmen, Militärgüter (anonymisiert)UK exporter pays £3.23m for unlicensed exports of military goods €3.74m
A UK company not named by HMRC paid a compound settlement of £3,231,762.40 in February 2025 in lieu of prosecution over the alleged export of military goods without the licence required under the Export Control Order 2008. HMRC set out the facts in these terms. It was the largest of three settlements totalling close to £3.7 million that HMRC concluded between January and March 2025; no sanctions offences were involved.
Before every export, check whether the goods are military-listed and obtain the appropriate licence.
Classification of goods and licensing requirements for military goods
- Authority / court
- HM Revenue & Customs (HMRC)
- Area of law
- Sanctions and export control · Export control and dual-use goods
- Legal basis
- Export Control Order 2008; Customs and Excise Management Act 1979
- Action
- Fine
- Status of proceedings
- final
- Sector
- Defence and security
- Published
- 9 Apr 2025
Original amount 3,231,762.4 GBP, converted at the ECB reference rate of 9 Apr 2025.
Checked against the official source on 3 Oct 2026 · Direct link
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1 Apr 2025 Ford, Volkswagen, BMW u. a. (10 Fahrzeughersteller sowie die Verbände ACEA und SMMT)CMA: GBP 77.7m fine for carmakers over recycling and advertising collusion €92.9m
The CMA found two cartel infringements: from 2002 to 2017 the manufacturers had agreed not to advertise recyclability rates above the statutory minimum of 85%, and from 2004 to 2018 eight of them, later joined by others, had operated a buyers' cartel agreeing not to pay companies that recycle end-of-life vehicles. Under settlement, fines totalling GBP 77,688,917 were imposed: Ford 18,541,929, Volkswagen 14,755,900, BMW 11,060,925, Nissan/Renault 9,979,826 jointly plus 2,800,646 for Nissan alone, Peugeot Citroën/Stellantis 5,189,948, Vauxhall/Opel (with General Motors and Stellantis as former and current owners) 5,171,248 in total, Jaguar Land Rover 4,626,404, Toyota 4,502,760, Mitsubishi 898,531, ACEA 114,000 and SMMT 46,800 GBP. Mercedes-Benz had reported the cartel and received full immunity; the European Commission adopted its own decision for the EU on the same day.
Agreements on green advertising or purchasing terms reached in trade association meetings are still cartels – sustainability goals do not justify coordination between competitors.
Sustainability agreements and buyers' cartels in trade association meetings
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Cartels and collusion
- Legal basis
- Chapter I prohibition, section 2(1) Competition Act 1998
- Action
- Fine
- Status of proceedings
- final
- Sector
- Automotive
- Employees
- 10,000 or more
- Mitigating circumstances
- 20% settlement discount for all addressees; additional leniency reductions for Peugeot Citroën and Vauxhall/Opel together with their current and former owners Stellantis and General Motors (45%), the SMMT (35%) and Mitsubishi (25%); full immunity for Mercedes-Benz as the first to report.
- Published
- 1 Apr 2025
Original amount 77,688,917 GBP, converted at the ECB reference rate of 1 Apr 2025.
- CMA case page: Anti-competitive conduct in relation to vehicle recycling and advertising of recycling-related information Enforcement database of an authority
- CMA press release: Car industry settles competition law case (1 April 2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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27 Mar 2025 AFK Letters Co LtdICO: £90,000 fine for AFK Letters Co over unwanted marketing calls €108,020
The ICO fined AFK Letters Co Ltd £90,000 and also issued an enforcement notice. The ICO found that between January and September 2023 the company made around 95,000 marketing calls to numbers registered with the Telephone Preference Service, which led to complaints to the ICO and the TPS. The company could not show that the people called had consented. Early payment reduces the penalty to £72,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 21 PECR; section 55A DPA 1998; section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 90,000 GBP, converted at the ECB reference rate of 27 Mar 2025.
- ICO Enforcement: AFK Letters Co Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: AFK Letters Co Ltd (27 March 2025) Decision of an authority
- Enforcement Notice: AFK Letters Co Ltd (27 March 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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26 Mar 2025 Advanced Computer Software Group LtdICO: £3 million against NHS service provider Advanced after ransomware without MFA €3.68m
Advanced, a processor for the NHS and care providers, was attacked with ransomware in August 2022 via a customer account without multi-factor authentication; services such as NHS 111 were disrupted. Data on 79,404 people was stolen, including instructions on how to gain entry to the homes of 890 people receiving care at home.
MFA must apply to every single access point without gaps – one unprotected account is enough for attackers.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data processors
- Legal basis
- UK GDPR Art. 32 Abs. 1 (als Auftragsverarbeiter)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Telecoms, IT and software
- Culpability
- negligent
- Mitigating circumstances
- Provisionally £6.09 million; reduced, among other things, for proactive cooperation with the NCSC and the National Crime Agency.
- Published
- 27 Mar 2025
Original amount 3,076,320 GBP, converted at the ECB reference rate of 26 Mar 2025.
- Software provider fined £3m following 2022 ransomware attack Press release of an authority
- ICO Enforcement: Advanced Computer Software Group Limited Enforcement database of an authority
- ICO Penalty Notice: Advanced Computer Software Group Ltd Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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21 Mar 2025 BT, IMG, ITV, BBC (Sky Kronzeuge)CMA: 4.24 million GBP against BT, IMG, ITV and BBC over collusion on freelancer fees €5.06m
Sports broadcasters and production companies exchanged sensitive information in 15 instances about day rates and fee increases for freelance camera operators and sound technicians in order to coordinate pay. Fines: BT 1,738,453 GBP, IMG 1,737,820 GBP, BBC 424,165 GBP, ITV 339,918 GBP; Sky received immunity as the first to come forward.
HR and the procurement of freelance work are also subject to competition law – salary and fee information must not be shared with competitors.
Exchanges about salaries and fees with competitors (labour market)
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Cartels and collusion
- Legal basis
- Chapter I Competition Act 1998
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Media and online platforms
- Employees
- 10,000 or more
- Mitigating circumstances
- 20 % settlement discount for all; leniency discounts for BT, IMG, ITV; immunity for Sky
- Published
- 21 Mar 2025
Original amount 4,240,356 GBP, converted at the ECB reference rate of 21 Mar 2025.
- Sports broadcast and production companies fined £4 million in freelancer pay investigation Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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20 Mar 2025 The London Metal Exchange (LME)London Metal Exchange: 9.2 million GBP – controls and escalation failed in nickel turmoil €11m
When the nickel price rose to over 100,000 USD within just over an hour on 8 March 2022, only junior staff were on duty during Asian trading hours, and they had not been trained to recognise a disorderly market; they did not escalate and even switched off price bands. The Financial Conduct Authority (FCA) imposed a fine on the recognised investment exchange for the first time: 9.2 million GBP after a 30% discount.
Critical infrastructure needs trained staff around the clock and clear escalation paths – including at night and at off-peak times.
Escalation of unusual market conditions; training of shift staff
Missing or inadequate training played a role in the decision.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Information security and cyber · Critical infrastructure
- Legal basis
- FCA REC 2.5.1 (Recognition Requirements); Art. 18 RTS 7 (MiFID II)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Early settlement (30% discount); improvements since March 2022.
Original amount 9,200,000 GBP, converted at the ECB reference rate of 20 Mar 2025.
- FCA: First FCA enforcement action and fine against Recognised Investment Exchange (20.03.2025) Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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14 Mar 2025 Greater Manchester PoliceICO: Reprimand for Greater Manchester Police over lost CCTV footage and late subject access response Reprimand or warning
The ICO issued a reprimand to the Chief Constable of Greater Manchester Police. The ICO found that CCTV footage from a police station custody suite in 2021, which was to be retained because of serious allegations against officers, was not checked for completeness when it was preserved and was partly lost. In addition, the individual concerned did not receive their data on time after a subject access request. The action was based on the law-enforcement processing rules in the DPA 2018.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- section 45(3)(a) und (b) DPA 2018; sechster Datenschutzgrundsatz (section 40 DPA 2018, Part 3)
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- Employees
- 10,000 or more
- ICO Enforcement: Greater Manchester Police (March 2025). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: Greater Manchester Police (14 March 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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14 Mar 2025 Sahara Hands; Peculiar Peoples' Palace Ministries; Impact PlanetOFSI: breaches of information requirements by three charities published instead of a penalty Other
On 14 March 2025 OFSI published a report on breaches by three UK charities – Sahara Hands, Peculiar Peoples' Palace Ministries and Impact Planet – of information requirements under counter-terrorism sanctions law; OFSI did not impose a monetary penalty. According to OFSI's findings, the organisations had failed without reasonable excuse to provide information in response to a formal request, despite three letters. OFSI made clear that this concerns an information offence only and that it holds no information indicating any further breach of the sanctions regulations. OFSI considers it possible that out-of-date contact details on the Charity Commission register played a role, but did not treat this as mitigating. Type of measure: Breach published by OFSI instead of a monetary penalty (disclosure under s. 149(3) PACA 2017). The publication does not mention any pending review. Source: Office of Financial Sanctions Implementation (OFSI), HM Treasury, "Disclosure notice: 14 March 2025", 14 March 2025, https://www.gov.uk/government/publications/disclosure-notice-14-march-2025. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Counter-Terrorism (International Sanctions) (EU Exit) Regulations 2019, reg. 36(6); Veröffentlichung nach s. 149(3) Policing and Crime Act 2017
- Action
- Other
- Status of proceedings
- unknown
- Sector
- Other
- Published
- 14 Mar 2025
- OFSI: Report Concerning Breach of Financial Sanctions Regulations – Information offences (14.03.2025) (gov.uk, OGL v3.0) Decision of an authority
- Disclosure notice: 14 March 2025 (gov.uk, OGL v3.0) Enforcement database of an authority
- OFSI – Financial sanctions enforcement: decisions and monetary penalties imposed (Sammlung, gov.uk, OGL v3.0) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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21 Feb 2025 Royal Bank of Canada, Morgan Stanley, HSBC u. a. (5 Banken; Deutsche Bank als Kronzeugin bußgeldfrei)CMA: GBP 104.46m fine for four banks over information exchange on gilts €126.2m
The CMA issued five separate decisions finding that, between 2009 and 2013, pairs of banks had exchanged competitively sensitive information on trading UK government bonds (gilts and gilt asset swaps), and in part on Debt Management Office auctions and Bank of England buy-back auctions, in bilateral Bloomberg chats between individual traders. Under settlement, Royal Bank of Canada pays 34,200,000, Morgan Stanley 29,700,000, HSBC 23,400,000 and Citi 17,160,000 GBP, GBP 104,460,000 in total; Deutsche Bank, which had reported the exchanges, was not fined.
Chats between traders at different firms are a cartel risk: even occasional exchanges of pricing and auction information can amount to a restriction of competition by object.
Information exchange between competitors in trader chats
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Cartels and collusion
- Legal basis
- Chapter I prohibition, section 2(1) Competition Act 1998
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Employees
- 10,000 or more
- Mitigating circumstances
- Citi: 35% leniency discount and 20% settlement discount; HSBC, Morgan Stanley and RBC: 10% settlement discount. The CMA also took into account the time elapsed since the infringements ended and the banks' extensive compliance measures, some of which pre-dated the investigation.
- Published
- 21 Feb 2025
Original amount 104,460,000 GBP, converted at the ECB reference rate of 21 Feb 2025.
- CMA case page: Anti-competitive arrangements in UK government bonds Enforcement database of an authority
- CMA press release: CMA reaches settlement with banks in competition case (21 February 2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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19 Feb 2025 Smart Home Ensured LimitedICO: Enforcement notice against Smart Home Ensured over marketing calls Order
The ICO issued an enforcement notice to Smart Home Ensured Limited. The ICO found that between July and August 2023 the company made 14,508 unsolicited marketing calls to numbers that had been registered with the Telephone Preference Service for at least 28 days. The notice requires the company to stop such calls. The notice is an enforcement notice and does not impose a fine.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 21 PECR; section 40 DPA 1998 (Enforcement Notice)
- Action
- Order
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- ICO Enforcement: Smart Home Ensured Limited. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Enforcement Notice: Smart Home Ensured Limited (19 February 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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17 Feb 2025 Mako Financial Markets Partnership LLPFCA: £1.66m fine for Mako over control failings in OTC equity trading €2m
The FCA fined Mako Financial Markets Partnership LLP £1,662,700, of which £1,137,283 is disgorgement. The FCA found that between December 2013 and November 2015 Mako executed over-the-counter trades for clients introduced by another broker group, without adequate systems and controls against fraud and money laundering. Customer due diligence and transaction monitoring were, in the FCA's view, inadequate, and red flags in certain equity trades were missed. The fine includes a settlement discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- FCA Principles 2 und 3; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 1,662,700 GBP, converted at the ECB reference rate of 17 Feb 2025.
- FCA Final Notice: Mako Financial Markets Partnership LLP (17 February 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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4 Feb 2025 AG Communications LimitedAG Communications: £1,187,500 over AML, player protection and self-exclusion failings €1.43m
The online operator will pay £1,187,500 in lieu of a financial penalty under a settlement and contribute to the Commission's investigation costs. The settlement also includes a divestment of £220,334, which is not included in the amount shown. A compliance assessment found breaches between May 2023 and October 2024 of the anti-money laundering licence condition LC 12.1.1 para. 3 and of requirements on customer interaction, customer identification, information to customers, reporting of key events and display of rules; the self-exclusion requirements were breached from October 2022 to May 2024, so that, for example, one self-excluded customer was able to set up more than 100 accounts. The Commission had already announced a fine against the company in 2022.
Self-exclusions and loss limits must be enforced as technically binding, not merely offered.
Technical enforcement of self-exclusion and loss limits
- Authority / court
- Gambling Commission
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- s. 116 Gambling Act 2005; LC 12.1.1 Abs. 3, SRCP 3.4.3, SRCP 3.9.1, LC 4.2.1, LC 15.2.1, SRCP 4.2.6 und SRCP 3.5.3 der Licence Conditions and Codes of Practice (LCCP)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Repeat case
- yes
- Mitigating circumstances
- An action plan following the December 2023 assessment, full cooperation with regular updates, early acceptance of the failings and a voluntarily agreed external audit on anti-money laundering and safer gambling, including to improve internal training.
- Published
- 4 Mar 2025
Original amount 1,187,500 GBP, converted at the ECB reference rate of 4 Feb 2025.
- Gambling Commission, Register of regulatory actions: AG Communications Limited (Settlement 04.02.2025) Enforcement database of an authority
- Gambling Commission: AG Communications Limited Public Statement Decision of an authority
- Gambling Commission: AG Communications Limited to pay £1.4m for regulatory failures (04.03.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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4 Feb 2025 Glasgow City CouncilICO: Reprimand for Glasgow City Council over late subject access responses Reprimand or warning
The ICO issued a reprimand to Glasgow City Council. The ICO found that between April 2023 and March 2024 the council answered only 45% of subject access requests within the statutory deadline. The ICO found infringements of the requirements to respond on time.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 15(3) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- Employees
- 10,000 or more
- ICO Enforcement: Glasgow City Council. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: Glasgow City Council Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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3 Feb 2025 City of Edinburgh CouncilICO: Reprimand for City of Edinburgh Council over late subject access responses Reprimand or warning
The ICO issued a reprimand to the City of Edinburgh Council. The ICO found that in 2023 the council failed to answer 40% of subject access requests within the one-month statutory deadline. The ICO found infringements of the requirements to respond on time.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 15(3) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- Employees
- 10,000 or more
- ICO Enforcement: City of Edinburgh Council. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: City of Edinburgh Council Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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27 Jan 2025 Infinox Capital LimitedFCA: £99,200 fine for Infinox over missing transaction reports €117,946
The FCA fined Infinox Capital Limited £99,200. The FCA found that between October 2022 and March 2023 the firm failed to report to the FCA trades from its single-stock CFD business routed through one corporate account. In total 46,053 transaction reports were missing and were only back-reported in December 2023. The fine includes a 30% settlement discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Art. 26(1) UK MiFIR; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 99,200 GBP, converted at the ECB reference rate of 27 Jan 2025.
- FCA Final Notice: Infinox Capital Limited (27 January 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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24 Jan 2025 GoogleGoogle commits to the CMA to tougher action against fake reviews Order
Google undertook to the CMA to improve the detection and removal of fake reviews, to ban repeat offenders worldwide, to place warnings on business profiles with manipulated reviews and deactivate their review function, and to set up simple reporting channels; the CMA will monitor implementation for three years.
Companies that buy reviews risk visible warnings and the loss of their reviews on platforms.
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail · Fake reviews
- Legal basis
- Britisches Verbraucherschutzrecht (Verpflichtungszusagen)
- Action
- Order
- Status of proceedings
- final
- Sector
- Media and online platforms
- Employees
- 10,000 or more
- Mitigating circumstances
- Voluntary undertakings without a fine.
- Published
- 24 Jan 2025
- CMA secures important changes from Google to tackle fake reviews Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link
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10 Jan 2025 Markom Management LimitedOFSI: GBP 300,000 penalty for Markom Management over a refund to a designated person €358,453
On 10 January 2025 OFSI imposed a monetary penalty of GBP 300,000 on the UK company Markom Management Limited, which in 2018 provided fiduciary, administration and bookkeeping services to companies. According to OFSI's findings, on 20 February 2018 the company instructed the return of an overpayment of around GBP 416,590 to a person designated under EU law, thereby making funds directly available to that person. OFSI attributed this to a lack of processes, poor knowledge of sanctions and a wish to make the payment quickly. The company reported the breach in October 2018; OFSI did not grant a disclosure discount. The notice of intent of 1 August 2024 had proposed GBP 400,000; after representations from the company OFSI reduced the amount. A ministerial review upheld the penalty on 4 June 2025. The publication does not mention any pending review. Source: Office of Financial Sanctions Implementation (OFSI), HM Treasury, "Imposition of monetary penalty: Markom Management Limited", 31 July 2025, https://www.gov.uk/government/publications/imposition-of-monetary-penalty-markom-management-limited. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Ukraine (European Union Financial Sanctions) (No. 2) Regulations 2014 (Umsetzung der Verordnung (EU) Nr. 269/2014); Geldbuße nach s. 146 Policing and Crime Act 2017
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 31 Jul 2025
Original amount 300,000 GBP, converted at the ECB reference rate of 10 Jan 2025.
- OFSI: Imposition of Monetary Penalty – Markom Management Ltd (MML) (gov.uk, OGL v3.0) Decision of an authority
- Imposition of monetary penalty: Markom Management Limited (gov.uk, OGL v3.0) Enforcement database of an authority
- OFSI – Financial sanctions enforcement: decisions and monetary penalties imposed (Sammlung, gov.uk, OGL v3.0) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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9 Jan 2025 Greentube Alderney LimitedGreentube Alderney: £977,887 over anti-money laundering and customer interaction failings €1.17m
The operator of admiralcasino.co.uk will pay £977,887 in lieu of a financial penalty under a settlement and contribute to the Commission's investigation costs. The settlement also includes a divestment of £22,113, which is not included in the amount shown. Between September 2022 and June 2023 it did not implement its money laundering controls effectively – a bank statement submitted as proof of address showing unusual transactions was only scrutinised four months later – and between December 2022 and June 2023 its customer interaction fell short of the requirements. The Commission had already accepted a regulatory settlement from the company in 2021.
Documents received at account opening must be reviewed for money laundering risks immediately, not only when the next threshold is reached.
Immediate review of customer documents for money laundering risks
- Authority / court
- Gambling Commission
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- s. 116 Gambling Act 2005; LC 12.1.1 Abs. 3 und SRCP 3.4.3 Abs. 1 und 8 der Licence Conditions and Codes of Practice (LCCP)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Repeat case
- yes
- Mitigating circumstances
- A swift action plan with progress updates, full cooperation with information provided by agreed deadlines and early acceptance of the failings.
- Published
- 9 Jan 2025
Original amount 977,887 GBP, converted at the ECB reference rate of 9 Jan 2025.
- Gambling Commission, Register of regulatory actions: Greentube Alderney Limited (Settlement 09.01.2025) Enforcement database of an authority
- Gambling Commission: Greentube Alderney Limited Public Statement Decision of an authority
- Gambling Commission: Greentube Alderney Limited to pay £1m for regulatory failures (09.01.2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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9 Jan 2025 ein kleiner britischer BrokerFCA: small broker fined over cum-ex money laundering risks €344,791
From January to September 2015, the broker had no effective systems against financial crime and was therefore exposed to the risk of facilitating fraudulent trading and money laundering in connection with cum-ex trades. Following proceedings before the Upper Tribunal, the UK Financial Conduct Authority (FCA) set the fine at £288,962.53 instead of the £744,745 originally intended.
Even small brokers must question unusually lucrative, circular trading patterns before executing them.
Recognising warning signs in unusual trading structures
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- FCA Principles 2 und 3 (PRIN 2, PRIN 3)
- Action
- Fine
- Status of proceedings
- reduced
- Sector
- Financial services and insurance
- Employees
- Under 50
- Mitigating circumstances
- Reduction by the Upper Tribunal
- Published
- 10 Jan 2025
Original amount 288,962.53 GBP, converted at the ECB reference rate of 9 Jan 2025.
- FCA, Final Notices (Übersicht) (Entscheidung 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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9 Jan 2025 Liquipak LtdBleach into surface water drain: more than 800 dead fish – packing company convicted €3,182
After a wooden pallet collapsed in 2021, sodium hypochlorite (bleach) ran into a manhole that the specialist packing company believed led to the foul sewer; in fact it discharged into the River Holme, and more than 800 fish died. Fine of 2,666.67 GBP after an early guilty plea, 8,973.67 GBP in total including costs and victim surcharge. According to its annual accounts, the business had an average of 25 employees.
If you store chemicals, know where every drain leads – a drainage plan is basic equipment.
Knowledge of site drainage and reporting of spills
- Authority / court
- Kirklees Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Waste and hazardous substances
- Legal basis
- Regulation 12(1)(b) und 38(1)(a) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
- Employees
- Under 50
- Culpability
- negligent
- Mitigating circumstances
- Early guilty plea, full cooperation, clean-up and new storage and handling procedures
- Published
- 24 Jan 2025
Original amount 2,666.67 GBP, converted at the ECB reference rate of 9 Jan 2025.
- Yorkshire company fined for polluting river with bleach (Environment Agency) Press release of an authority
- Companies House: Registereintrag Liquipak Limited (10691734) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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13 Dec 2024 United Lincolnshire Teaching Hospitals NHS TrustICO: Reprimand for United Lincolnshire Teaching Hospitals NHS Trust over late subject access responses Reprimand or warning
The ICO issued a reprimand to United Lincolnshire Teaching Hospitals NHS Trust. The ICO found that between March 2021 and March 2022 the trust failed to answer 32% of subject access requests within the one-month statutory deadline. The ICO found infringements of the requirements to respond on time.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 15(3) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- Employees
- 1,000 to 9,999
- ICO Enforcement: United Lincolnshire Teaching Hospitals NHS Trust. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: United Lincolnshire Teaching Hospitals NHS Trust (13 December 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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5 Dec 2024 Anglian Water Services LimitedAnglian Water: 300,000 GBP for sewage discharge into protected Broads area €362,319
Because of a blockage caused by unflushable items, a pumping station in Ormesby St Margaret discharged untreated sewage in 2018 into Spring Dyke, which flows into a drinking water supply and nature conservation area; thousands of fish died. The court found the company negligent and imposed 300,000 GBP plus 21,896.56 GBP in costs. According to its 2025 annual report, the utility employed an average of 5,874 full-time equivalents.
Fix known weaknesses at pumping stations without an emergency overflow permit before they lead to a discharge.
- Authority / court
- Basildon Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulation 12(1)(b) und 38(1)(a) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- 1,000 to 9,999
- Culpability
- negligent
- Repeat case
- yes
- Published
- 6 Dec 2024
Original amount 300,000 GBP, converted at the ECB reference rate of 5 Dec 2024.
- Anglian Water fined £300,000 for sewage pollution in Norfolk (Environment Agency) Press release of an authority
- Companies House: Registereintrag Anglian Water Services Limited (02366656) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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5 Dec 2024 Betreiber von Kredit-Websites, UK (anonymisiert)ICO: £200,000 fine for a loan website operator over marketing texts €241,546
The ICO fined a small UK company operating loan websites £200,000 and issued an enforcement notice. According to the ICO, between September 2022 and December 2023, 37,977 complaints were received about marketing messages that it found were sent at the company's instigation without valid consent and in some cases without identifying the sender. Early payment reduces the penalty to £160,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 22 und 23 PECR; section 55A DPA 1998; section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
Original amount 200,000 GBP, converted at the ECB reference rate of 5 Dec 2024.
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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5 Dec 2024 Breathe Services LtdICO: £170,000 fine for Breathe Services over millions of marketing calls with spoofed numbers €205,314
The ICO fined the Bolton-based debt advice company Breathe Services Ltd £170,000 and issued an enforcement notice. The ICO found that in 2022 the company made more than 4.3 million marketing calls to numbers registered with the Telephone Preference Service, presenting over 1,000 different caller numbers to hide its identity. The ICO had searched its premises in 2023.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21 und 24 PECR; section 55A DPA 1998; section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
Original amount 170,000 GBP, converted at the ECB reference rate of 5 Dec 2024.
- ICO Enforcement: Breathe Services Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Breathe Services Ltd (5 December 2024) Decision of an authority
- Enforcement Notice: Breathe Services Ltd (5 December 2024) Decision of an authority
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5 Dec 2024 Money Bubble LtdICO: £120,000 fine for Money Bubble over unwanted marketing calls €144,928
The ICO fined Money Bubble Ltd £120,000 and issued an enforcement notice. The ICO found that in October and November 2022 the company made around 169,000 marketing calls to numbers registered with the Telephone Preference Service without being able to show consent; complaints were made to the ICO and the TPS. Early payment reduces the penalty to £96,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 21 und 24 PECR; section 55A DPA 1998; section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 120,000 GBP, converted at the ECB reference rate of 5 Dec 2024.
- ICO Enforcement: Money Bubble Ltd (MPN). Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Monetary Penalty Notice: Money Bubble Ltd (5 December 2024) Decision of an authority
- Enforcement Notice: Money Bubble Ltd (5 December 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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26 Nov 2024 Macquarie Bank Limited, London BranchMacquarie Bank London: 13 million GBP over control failures, more than 400 fictitious trades went undetected €15.6m
According to the FCA's findings, more than 400 fictitious trades were booked and three key internal controls circumvented on the branch's metals and commodities desk between June 2020 and February 2022, so that losses remained concealed; the bank was partly aware of the weaknesses but did not remedy them in time. Unwinding the positions cost around 57.8 million USD; the Financial Conduct Authority (FCA) imposed a fine of around 13 million GBP on the bank.
Close known control weaknesses in trading with a deadline and a responsible owner; otherwise individual misconduct becomes an organisational failure.
Recognising and reporting circumvention of controls in trading
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- FCA Principles for Businesses, Principle 3 (Systeme und Kontrollen); s. 206 Financial Services and Markets Act 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Employees
- 10,000 or more
Original amount 13,031,400 GBP, converted at the ECB reference rate of 26 Nov 2024.
- FCA: MBL fined £13m for serious control failures that allowed trader to conceal over 400 fictitious trades (26.11.2024) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Direct link
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25 Nov 2024 Barclays plcFCA: £30m fine for Barclays plc over undisclosed Qatari arrangements in 2008 €35.9m
The FCA fined Barclays plc £30 million. The FCA found that during its capital raisings in June and October 2008, Barclays entered into advisory agreements with a Qatari investor group whose fees were linked to their participation in the capital raisings. These fees and the link were not disclosed in announcements, prospectuses and a shareholder circular, which in the FCA's view made them misleading. The FCA found failures to take reasonable care over published information and breaches of the requirements for shareholder circulars. In relation to the October 2008 capital raising, it found that Barclays plc had acted recklessly and had not acted with integrity towards its shareholders (Listing Principle 3). Barclays plc had referred the decision notice of 23 September 2022 to the Upper Tribunal but withdrew the reference on 22 November 2024.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- LR 1.3.3R; LR 13.3.1R(3); Listing Principle 3; section 91 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 30,000,000 GBP, converted at the ECB reference rate of 25 Nov 2024.
- FCA Final Notice: Barclays plc (25 November 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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25 Nov 2024 Barclays Bank plcFCA: £10m fine for Barclays Bank plc over incomplete 2008 prospectuses €12m
The FCA fined Barclays Bank plc £10 million. The FCA found that, in connection with the October 2008 capital raising, the bank issued financial instruments whose prospectuses did not mention an advisory agreement with a Qatari investor group and the related fees, which in its view made them misleading. The FCA found a failure to take reasonable care over published information; a separate decision was issued against the parent Barclays plc. Barclays Bank plc had referred the decision notice of 23 September 2022 to the Upper Tribunal but withdrew the reference on 22 November 2024.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Listing Rule 1.3.3R; section 91 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 10,000,000 GBP, converted at the ECB reference rate of 25 Nov 2024.
- FCA Final Notice: Barclays Bank plc (25 November 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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22 Nov 2024 Viatris Inc.Viatris: 1.5 million GBP – key staff replaced despite hold-separate order €1.8m
During the review of the sale of the European rights to the hormone products Duphaston and Femoston to Theramex, an Initial Enforcement Order was in force. Viatris replaced members of the UK management without the consent of the Competition and Markets Authority (CMA) and subsequently failed to report the breach; the CMA imposed 1.5 million GBP.
During a merger review, staffing decisions in the target business also require consent – and breaches must be reported immediately.
Standstill and interim obligations in merger proceedings (management, HR)
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Merger control
- Legal basis
- Enterprise Act 2002, s. 72(2) (Initial Enforcement Order), s. 94A
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Chemicals and pharmaceuticals
- Employees
- 10,000 or more
Original amount 1,500,000 GBP, converted at the ECB reference rate of 22 Nov 2024.
- CMA: Viatris fined £1.5m for failure to comply with CMA order (22.11.2024) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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22 Nov 2024 Sunseeker International LimitedSunseeker: 240,000 GBP fine and confiscation over Myanmar teak without due diligence €368,909
Between April 2021 and July 2022, the yacht builder imported eleven consignments of timber from the EU, including teak from Myanmar, without being able to demonstrate that the risk of illegal logging was negligible; its due diligence system was not maintained and documents were missing. Following a guilty plea, the Bournemouth Crown Court imposed a fine of 240,000 GBP and a confiscation of 66,950.64 GBP (plus costs of 51,619.96 GBP).
For timber from high-risk countries such as Myanmar, the risk can practically never be reduced to a negligible level – purchasing and design should switch to alternatives.
Due diligence for high-risk timber (Myanmar teak)
- Authority / court
- Bournemouth Crown Court (Anklage: Office for Product Safety and Standards (OPSS), Department for Business and Trade)
- Area of law
- Supply chain and human rights · Supply chain due diligence
- Legal basis
- Timber and Timber Products (Placing on the Market) Regulations 2013, Regulations 4(b), 4(c), 4(d)/4(e); Proceeds of Crime Act 2002
- Action
- Fine
- Status of proceedings
- final
- Sector
- Manufacturing and mechanical engineering
Original amount 306,950.64 GBP, converted at the ECB reference rate of 22 Nov 2024.
- OPSS enforcement actions 1 October 2024 to 31 March 2025 Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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22 Nov 2024 Bio Dynamic (UK) LimitedBiogas plant: tank explodes during angle grinding – 304,500 GBP after joint HSE/EA prosecution €365,964
In 2017 two employees were cutting pipes with an angle grinder on top of an eleven-metre-high slurry tank without fall protection; sparks ignited gases, the tank exploded, both were seriously injured and one had a leg amputated. There was no safe tank design, no risk assessments, no permit-to-work procedures, no training and no supervision, and the operator also breached its environmental permit; fines totalling 304,500 GBP plus 229,988 GBP in costs. The company is a micro-enterprise with fewer than 10 employees.
Carry out hot work on plant containing flammable gases only with a permit to work, gas testing and fall protection – having a permit on paper does not protect against liability.
Hot work and permit-to-work procedures in explosive atmospheres
Missing or inadequate training played a role in the decision.
- Authority / court
- Nottingham Crown Court (Anklage: Environment Agency und Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) und 3(1) Health and Safety at Work etc. Act 1974; Regulation 38(2) Environmental Permitting Regulations 2016; Section 33(1)(c) Environmental Protection Act 1990
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- Under 50
- Published
- 28 Nov 2024
Original amount 304,500 GBP, converted at the ECB reference rate of 22 Nov 2024.
- Company fined after an explosion seriously injured two employees (Environment Agency) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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22 Nov 2024 NOW: Pensions Limited und NOW: Pension Trustee LimitedPensions Regulator: £50,000 each for NOW: Pensions and its trustee over reporting failures €120,185
The Determinations Panel of The Pensions Regulator imposed penalties of 50,000 GBP each – the statutory maximum – on NOW: Pensions Limited (scheme funder and strategist) and NOW: Pension Trustee Limited (trustee) of the NOW: Pensions Trust master trust. Both had failed to report three series of undelivered statutory communications to members and potential members – according to TPR more than 80,000 communications about automatic enrolment rights – as significant events, and had failed to report two of them as breaches of law in time. It was the first enforcement action against an authorised master trust for reporting failures.
Anyone who discovers system failures affecting statutory communications must report them to the regulator promptly as an event and as a breach of law – an internal review does not replace the report.
Reporting system and process failures to the regulator
- Authority / court
- The Pensions Regulator (TPR), Determinations Panel
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- s. 10 Pensions Act 1995; s. 16 Pension Schemes Act 2017; s. 70 Pensions Act 2004; reg. 14 Occupational Pension Schemes (Master Trusts) Regulations 2018
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Both firms admitted the breaches in a joint statement; the Panel made no finding of a deliberate attempt to conceal the failures; the penalties were paid in full.
- Published
- 18 Jul 2025
Original amount 100,000 GBP, converted at the ECB reference rate of 22 Nov 2024.
- The Pensions Regulator, Determinations Panel: NOW: Pensions Trust – Determination Notice (22 November 2024) Decision of an authority
- The Pensions Regulator: NOW: Pensions – Regulatory intervention report (18 July 2025) Decision of an authority
- TPR press release PN25-28: Master trust and its trustee handed penalties totalling £100,000 (18 July 2025) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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20 Nov 2024 E.ON NextOfgem: E.ON Next pays GBP 14.5m over missing final bills for prepayment customers €17.4m
Because of a billing system error, former prepayment customers of E.ON Next did not receive final bills on time between February 2021 and September 2023; more than 248,000 customer accounts were affected, credit balances were not refunded and mandatory compensation was not paid. After self-reporting, the company paid GBP 14.5m in total (4.7m in credit refunds, 6.6m in compensation under the Guaranteed Standards of Performance and 3.2m in additional redress) and also wrote off the debts of almost 150,000 former customers.
Billing errors for departing customers quickly add up to millions – final bills and credit refunds need automated controls.
Billing and refund duties towards vulnerable customers
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Consumer protection and online retail
- Legal basis
- Standard Licence Condition 27.17 der Gas- und Stromversorgungslizenzen; Guaranteed Standards of Performance Regulations
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Self-reporting, commendable engagement in the compliance process and the company's past performance were taken into account in setting the redress; the billing systems were corrected.
- Published
- 20 Nov 2024
Original amount 14,500,000 GBP, converted at the ECB reference rate of 20 Nov 2024.
- Ofgem decision: E.ON Next pay a total of £14.5m to former prepayment meter customers due to a failure to issue final bills (20 November 2024) Decision of an authority
- Ofgem press release: E.ON Next pay £14.5m for prepayment billing failures (20 November 2024) Press release of an authority
- Ofgem: Fines and redress payments from 2015 (XLSX) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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20 Nov 2024 Harvey Nichols and Company LtdHarvey Nichols: £175,701 fine for money laundering failings as a high value dealer €210,723
HMRC imposed a penalty of £175,701 under the Money Laundering Regulations 2017 on the company, which is supervised for anti-money laundering purposes as a high value dealer. The failings concerned risk assessment, policies, controls and procedures, staff training, due diligence and record keeping; no appeal was lodged.
A business registered as a high value dealer needs risk assessment, training and customer checks just like a financial institution.
Anti-money laundering duties for high value dealers
Missing or inadequate training played a role in the decision.
- Authority / court
- HM Revenue & Customs (HMRC)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- Reg. 18, 19, 24, 28, 35 und 40 Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Retail and e-commerce
- Published
- 20 Nov 2024
Original amount 175,701 GBP, converted at the ECB reference rate of 20 Nov 2024.
- HMRC: Businesses that have not complied with the regulations (2023 to 2024) Enforcement database of an authority
- HMRC: Businesses not complying with money laundering regulations (Übersicht mit Änderungshistorie) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
Report an error
13 Nov 2024 Opus Energy LimitedOfgem: Opus Energy pays GBP 7.08m after overcharging business customers €8.48m
Opus Energy self-reported that two faults in its billing system had led to overcharging on 87,825 business customer accounts between 2003 and 2023, for example through wrong tariffs or duplicated billing periods. Ofgem found breaches of the licence conditions on fair treatment, operational capability and billing based on meter readings; Opus is paying a package of GBP 7,077,077 in total, made up of GBP 3,914,531 in refunds, GBP 1,597,058 in inflation uplift, GBP 1,304,555 in goodwill payments and GBP 260,933 to the energy industry voluntary redress fund.
Billing systems need regular audits – small individual errors grow into millions over the years.
Billing accuracy and control of IT systems
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Consumer protection and online retail
- Legal basis
- Standard Licence Conditions 0A, 4A und 21B der Gas- und Stromversorgungslizenzen
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Mitigating circumstances
- Self-reporting, full cooperation and swift remediation; according to Ofgem the package would otherwise have been higher.
- Published
- 13 Nov 2024
Original amount 7,077,077 GBP, converted at the ECB reference rate of 13 Nov 2024.
- Ofgem decision: Ofgem closes compliance engagement with Opus Energy in relation to overcharging of customers (13 November 2024) Decision of an authority
- Ofgem press release: Opus Energy to pay £7 million for overcharging business customers (13 November 2024) Press release of an authority
- Ofgem: Fines and redress payments from 2015 (XLSX) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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12 Nov 2024 Metro Bank PlcFCA: £16.7m fine for Metro Bank over gaps in transaction monitoring €20.1m
The FCA fined Metro Bank Plc £16,675,200. The FCA found that between June 2016 and December 2020 a data error meant that more than 60 million transactions worth over £51 billion were not fed into the bank's automated anti-money laundering monitoring system. For a long time the bank did not check whether data reached the system completely. The fine includes a 30% settlement discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- FCA Principle 3; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 16,675,200 GBP, converted at the ECB reference rate of 12 Nov 2024.
- FCA Final Notice: Metro Bank Plc (12 November 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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11 Nov 2024 Wessex Water Services LimitedWessex Water: 500,000 GBP after fish kills and late reporting €604,741
At Bowerhill Lodge pumping station (Melksham), technical failures in 2018 caused discharges into Clackers Brook lasting more than 54 hours, killing more than 2,100 fish; in addition, a rising main at Wick St Lawrence that was known to be critical but was not monitored burst. The court found the company negligent; the utility had also failed to report discharges immediately. It imposed 500,000 GBP plus 60,000 GBP in costs. According to its annual accounts (to June 2025), the utility employed an average of 2,890 people.
Give assets you have identified as critical the monitoring you yourself consider necessary – and report incidents to the regulator immediately.
- Authority / court
- Swindon Magistrates' Court (Anklage: Environment Agency)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Regulation 12(1)(b), 38(1)(a) und 38(2) Environmental Permitting (England and Wales) Regulations 2016
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Employees
- 1,000 to 9,999
- Culpability
- negligent
- Published
- 11 Nov 2024
Original amount 500,000 GBP, converted at the ECB reference rate of 11 Nov 2024.
- Wessex Water fined £500,000 for sewage killing thousands of fish (Environment Agency) Press release of an authority
- Companies House: Registereintrag Wessex Water Services Limited (02366648) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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11 Nov 2024 Herbert Smith Freehills CIS LLPOFSI: GBP 465,000 penalty for Moscow law firm entity Herbert Smith Freehills CIS over payments to designated banks €562,409
On 11 November 2024 OFSI imposed a monetary penalty of GBP 465,000 on Herbert Smith Freehills CIS LLP, the Moscow office of an international law firm; without the 50 per cent discount for voluntary disclosure it would have been GBP 930,000, according to OFSI. According to OFSI's findings, between 25 and 31 May 2022 the entity made six payments totalling GBP 3,932,392.10 to three designated Russian banks, partly in the course of closing the office. OFSI identified insufficient checks and a lack of sanctions screening of the payments, as well as haste in winding down, as causes. OFSI made no findings against the London parent. A ministerial review upheld the penalty on 14 February 2025, and on 14 March 2025 the London parent agreed to pay the penalty in full on the entity's behalf. Source: Office of Financial Sanctions Implementation (OFSI), HM Treasury, "Imposition of monetary penalty: Herbert Smith Freehills CIS LLP Moscow", 20 March 2025, https://www.gov.uk/government/publications/penalty-notice-20-march-2025. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- regulation 12 of the Russia (Sanctions) (EU Exit) Regulations 2019; Geldbuße nach section 146 Policing and Crime Act 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
- Published
- 20 Mar 2025
Original amount 465,000 GBP, converted at the ECB reference rate of 11 Nov 2024.
- OFSI: Imposition of Monetary Penalty – Herbert Smith Freehills CIS LLP (Moscow) (gov.uk, OGL v3.0) Decision of an authority
- Imposition of monetary penalty: Herbert Smith Freehills CIS LLP Moscow (gov.uk, OGL v3.0) Enforcement database of an authority
- OFSI – Financial sanctions enforcement: decisions and monetary penalties imposed (Sammlung, gov.uk, OGL v3.0) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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21 Oct 2024 Volkswagen Financial Services (UK) LimitedFCA: £5.4m fine for Volkswagen Financial Services (UK) over treatment of customers in financial difficulty €6.48m
The FCA fined the motor finance provider Volkswagen Financial Services (UK) Limited £5,397,600. The FCA found that between January 2017 and July 2023 the company did not treat customers in financial difficulty fairly, did not adequately consider their individual circumstances and in some cases repossessed cars that customers relied on for work; complaints were also not properly identified. At least 109,589 customers suffered or were at risk of detriment. The fine includes a 30% discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Consumer protection and online retail
- Legal basis
- FCA Principles 3, 6 und 7; CONC 7.2.1R, 7.3.4R, 7.3.9R, 7.3.14R(1); DISP 1.3.1R; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 5,397,600 GBP, converted at the ECB reference rate of 21 Oct 2024.
- FCA Final Notice: Volkswagen Financial Services (UK) Limited (21 October 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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14 Oct 2024 Southend-on-Sea City CouncilICO: Reprimand for Southend-on-Sea City Council over hidden staff data in FOI response Reprimand or warning
The ICO issued a reprimand to Southend-on-Sea City Council. The ICO found that in a Freedom of Information response published on a public platform in May 2023, a spreadsheet contained hidden personal data of current and former staff, including contact, pay and health details. The error was only noticed months later. The ICO found a breach of the requirement for appropriate data security.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link
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9 Oct 2024 a UK retail bankFCA: £10.9m fine for UK retail bank over treatment of customers in arrears €13m
The FCA fined a UK retail bank £10,910,500. The FCA found that between June 2014 and March 2020 the bank treated some retail customers in arrears or financial difficulty on mortgages, loans, credit cards or overdrafts unfairly, including potentially vulnerable customers. 232,849 customers suffered or were at risk of loss; the company paid around £99.9 million in redress. This case is separate from the fine against the company over its 2018 IT migration. The fine includes a 30% discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Consumer protection and online retail
- Legal basis
- FCA Principles 3 und 6; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 10,910,500 GBP, converted at the ECB reference rate of 9 Oct 2024.
- FCA, Final Notices (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Company name anonymised since 9 Oct 2026 · Direct link
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27 Sep 2024 a UK digital bankFCA: £29m fine for digital bank over financial crime controls €34.7m
The FCA fined a UK digital bank £28,959,426. The FCA found that the fast-growing bank's controls against money laundering and sanctions breaches did not keep pace with its growth. Although the bank agreed with the FCA in 2021 not to open accounts for high-risk customers, it opened 54,359 accounts for 49,183 such customers. In addition, screening of customers and payments against sanctions lists was inadequate between December 2019 and November 2023. The fine includes a 30% discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- FCA Principle 3; Verstoß gegen freiwillige Auflage (VREQ) nach FSMA 2000; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 28,959,426 GBP, converted at the ECB reference rate of 27 Sep 2024.
- FCA, Final Notices (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 27 Sep 2026 · Direct link
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26 Sep 2024 a UK police serviceICO: £750,000 against a UK police service after spreadsheet error in FOI response €898,979
In its response to a freedom of information request, a UK police service published an Excel file whose hidden worksheet contained the surnames, initials, rank and role of all its employees. The file was visible for just over two hours and was deleted after almost three hours; the police service assumed that it had fallen into the hands of militant groups.
Before releasing any file, check for hidden sheets, metadata and raw data; a four-eyes approval process prevents such breaches.
Checking files before publication (hidden worksheets)
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- UK GDPR Art. 5 Abs. 1 lit. f, Art. 32 Abs. 1 und 2
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Public sector
- Employees
- 1,000 to 9,999
- Culpability
- negligent
- Mitigating circumstances
- Application of the public sector approach; without it, the fine would have been £5.6 million.
- Published
- 3 Oct 2024
Original amount 750,000 GBP, converted at the ECB reference rate of 26 Sep 2024.
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 26 Sep 2026 · Direct link
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26 Sep 2024 a UK tax refund claims companyICO: £120,000 fine for tax refund claims firm over millions of marketing texts €143,837
The ICO fined the company £120,000 and issued an enforcement notice. The ICO found that in 2023 the company sent around 7.9 million unlawful marketing texts within a few months, leading to over 66,000 complaints, most about the lack of an opt-out. According to the ICO, the contact data came from third-party suppliers that had not obtained valid consent.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulations 22 und 23 PECR; section 55A DPA 1998; section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 120,000 GBP, converted at the ECB reference rate of 26 Sep 2024.
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 26 Sep 2026 · Direct link
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25 Sep 2024 a French sugar group and its UK subsidiaryCMA: GBP 25,000 fine for sugar group over incomplete response in merger review €29,885
In the in-depth review of a merger with another sugar business, the group provided only part of the board minutes and internal governance documents requested under a formal notice under section 109 of the Enterprise Act 2002, because, in the CMA's view, it read the scope of the notice in an untenably narrow way. The CMA imposed a fine of GBP 25,000; the statutory maximum at the time was GBP 30,000.
Answer information requests in merger control in full rather than on your own narrow reading – under the DMCCA the maximum penalty rises from GBP 30,000 to up to 1% of worldwide turnover.
Responding fully to formal information requests from authorities
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Competition law · Merger control
- Legal basis
- section 110 Enterprise Act 2002 (Nichtbefolgung eines Auskunftsverlangens nach section 109)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Food and agriculture
- Published
- 26 Sep 2024
Original amount 25,000 GBP, converted at the ECB reference rate of 25 Sep 2024.
- CMA, Fälle (Übersicht) (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 25 Sep 2026 · Direct link
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20 Sep 2024 a British water and wastewater companyWater company: £1m enforcement undertaking over unlawful ash disposal €1.19m
Under an enforcement undertaking accepted by the Environment Agency, the water company pays £1,000,000 to a nature conservation charity and covers the agency's costs. Ash from two sludge-powered generators at the Beckton and Crossness treatment works had been disposed of without the relevant permit at a non-hazardous waste landfill in Essex between January 2014 and April 2016.
Residues from a company's own plant must also be classified correctly and disposed of only through permitted routes.
Waste classification and permitted disposal routes
- Authority / court
- Environment Agency
- Area of law
- Environment and sustainability · Waste and hazardous substances
- Legal basis
- Reg. 38(1) Environmental Permitting (England and Wales) Regulations 2010/2016
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
Original amount 1,000,000 GBP, converted at the ECB reference rate of 20 Sep 2024.
- Environment Agency, Enforcement Undertakings (Übersicht) (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 20 Sep 2026 · Direct link
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19 Sep 2024 a UK debt advice companyICO: £30,000 fine for debt advice firm over marketing texts €35,734
The ICO fined the company £30,000 and issued an enforcement notice. The ICO found that between April and August 2023 the company sent around 130,000 unsolicited marketing texts, leading to more than 4,000 reports to the 7726 spam reporting service. Early payment reduces the penalty to £24,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 22 PECR; section 55A DPA 1998; section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
Original amount 30,000 GBP, converted at the ECB reference rate of 19 Sep 2024.
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 19 Sep 2026 · Direct link
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18 Sep 2024 a UK company making marketing callsICO: £80,000 fine for UK company over marketing calls €94,984
On 18 September 2024 the ICO fined the company £80,000 and issued an enforcement notice. The ICO found that between 1 September 2022 and 31 May 2023 the company made 42,688 unsolicited marketing calls to numbers registered with the Telephone Preference Service (TPS).
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 21 PECR; section 55A DPA 1998 (Geldbuße); section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 80,000 GBP, converted at the ECB reference rate of 18 Sep 2024.
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 18 Sep 2026 · Direct link
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2 Sep 2024 a UK online betting and gaming operatorICO: Reprimand for online gambling operator over advertising cookies without consent Reprimand or warning
The ICO issued a reprimand to a UK online betting and gaming operator (part of an international gambling group). The ICO found that between January and March 2023 the operator's website set third-party advertising cookies on arrival and thus processed visitors' personal data before they had consented. The ICO found processing without a lawful basis and without valid consent.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Cookies and tracking
- Legal basis
- Art. 5(1)(a), 6(1)(a) und 7(1) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Media and online platforms
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 2 Sep 2026 · Direct link
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29 Aug 2024 a UK biomass power station operatorOfgem: power station operator pays GBP 25m over inaccurate biomass sourcing data €29.7m
Ofgem found that the power station operator had submitted inaccurate annual profiling data on its biomass for the Renewables Obligation compliance period April 2021 to March 2022, in particular on forest type and sawlog content of Canadian consignments, and could not support these data because of inadequate data governance. The operator accepted the findings, is paying GBP 25m into the energy industry voluntary redress fund, is re-reporting the data and is commissioning an external audit of its supply chain data; Ofgem found no incorrect issue of subsidy certificates.
Sustainability data reported to authorities needs the same data governance as financial figures – right down the supply chain.
Data governance for sustainability and subsidy reporting
- Authority / court
- Office of Gas and Electricity Markets (Ofgem)
- Area of law
- Environment and sustainability
- Legal basis
- Renewables Obligation Order 2015 (Berichtspflichten zu jährlichen Profildaten)
- Action
- Other
- Status of proceedings
- final
- Sector
- Energy and utilities
- Published
- 29 Aug 2024
Original amount 25,000,000 GBP, converted at the ECB reference rate of 29 Aug 2024.
- Ofgem, Bußgelder und Redress-Zahlungen (Übersicht) (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 29 Aug 2026 · Direct link
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29 Aug 2024 a UK concierge and property services companyOFSI: GBP 15,000 penalty for concierge services company over payments for a designated person's property €17,820
On 29 August 2024 OFSI imposed a monetary penalty of GBP 15,000 on a UK concierge and property services company. According to OFSI's findings, the small property management company made or received 26 payments totalling GBP 15,487.30 in 2022 and 2023 in connection with a property owned by a designated person, thereby dealing with frozen funds or making funds available for that person's benefit. Other payments were covered by a general licence, but the company failed to make the reports the licence required; OFSI treated this as a further breach and as an aggravating factor but did not impose a separate penalty for it. The company had not disclosed the breaches voluntarily. It made no representations and did not request a ministerial review. Contains public sector information licensed under the Open Government Licence v3.0 (https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/).
- Authority / court
- HM Treasury, Office of Financial Sanctions Implementation (OFSI)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- regulations 11(1) and 13(1) of the Russia (Sanctions) (EU Exit) Regulations 2019; Geldbuße nach section 146 Policing and Crime Act 2017
- Action
- Fine
- Status of proceedings
- final
- Sector
- Construction and real estate
- Published
- 26 Sep 2024
Original amount 15,000 GBP, converted at the ECB reference rate of 29 Aug 2024.
- OFSI, Durchsetzung von Finanzsanktionen (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 29 Aug 2026 · Direct link
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20 Aug 2024 a UK political partyICO: reprimand for political party over unanswered access and erasure requests Reprimand or warning
The ICO issued a reprimand to a UK political party. According to the ICO's findings, the party built up a backlog of subject access requests after a cyber attack in October 2021, and a privacy mailbox that it had stopped monitoring in November 2021 was later found to contain many access and erasure requests with no evidence of a reply. Between November 2021 and November 2022 the ICO received 154 complaints about how the party handled access requests. The ICO found infringements of Articles 12(3), 15(1) and 17(1) UK GDPR; the party has since, among other steps, contacted all 646 people who had sent requests to the unmonitored mailbox. The reprimand itself is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 17(1) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Other
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 20 Aug 2026 · Direct link
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16 Aug 2024 a large audit firmFCA: £15m fine for audit firm over failure to report concerns at a minibond issuer €17.6m
The FCA fined a large audit firm £15 million. The FCA found that, while auditing the 2016 accounts of a minibond issuer in autumn 2016, the audit firm encountered a lack of cooperation, aggressive behaviour and misleading information from the company. In the FCA's view, the audit firm should have reported to the FCA that this could be significant for supervision but did not. The issuer entered administration in 2019; investors had bought minibonds with a face value of around £237 million.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- section 345 FSMA 2000 (Pflichten von Abschlussprüfern gegenüber der FCA)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Other
Original amount 15,000,000 GBP, converted at the ECB reference rate of 16 Aug 2024.
- FCA, Final Notices (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 16 Aug 2026 · Direct link
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15 Aug 2024 a British beer importerBeer importer: £414,003.54 over breach of packaging rules €483,564
The beer importer paid £414,003.54 to an environmental charity under an enforcement undertaking and covered the agency's costs. Since 2004 the company had not registered as a packaging producer and had therefore not contributed to the recovery of its packaging waste. The amount corresponds to the costs avoided plus a 30 per cent surcharge.
Importers should check whether they must register as packaging producers; ignorance does not prevent repayment plus a surcharge.
Registration duties under extended producer responsibility for packaging
- Authority / court
- Environment Agency
- Area of law
- Environment and sustainability · Waste and hazardous substances
- Legal basis
- Producer Responsibility Obligations (Packaging Waste) Regulations
- Action
- Other
- Status of proceedings
- final
- Sector
- Food and agriculture
- Mitigating circumstances
- The company said it had been unaware of the regulations, offered the payment itself and is now compliant.
- Published
- 15 Aug 2024
Original amount 414,003.54 GBP, converted at the ECB reference rate of 15 Aug 2024.
- Environment Agency, Behördenauftritt (Übersicht) (Entscheidung 2024) Press release of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 15 Aug 2026 · Direct link
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15 Aug 2024 a UK windows and conservatories companyICO: GBP 40,000 fine for windows company over calls to TPS numbers €46,721
On 15 August 2024 the ICO fined a UK windows and conservatories company GBP 40,000 and served an enforcement notice on the same day. According to the ICO's findings, between 1 January and 1 June 2023 the company made 18,280 unsolicited marketing calls to lines that had been on the TPS or CTPS opt-out registers for at least 28 days, without the subscribers having agreed to such calls; eight complaints resulted. The ICO treated this as a breach of regulation 21(1)(b) of PECR. Under the notice, payment by 16 September 2024 reduced the fine to GBP 32,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 21(1)(b) PECR; section 55A DPA 1998 (Geldbuße); section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Construction and real estate
Original amount 40,000 GBP, converted at the ECB reference rate of 15 Aug 2024.
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 15 Aug 2026 · Direct link
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13 Aug 2024 a UK company making marketing callsICO: £40,000 fine for UK company over marketing calls €46,807
The ICO fined the company £40,000 and issued an enforcement notice. The ICO found that the company made 5,361 marketing calls to people whose numbers had been registered with the Telephone Preference Service for at least 28 days. Early payment reduces the penalty to £32,000.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Marketing and consent
- Legal basis
- Regulation 21 PECR; section 55A DPA 1998; section 40 DPA 1998 (Enforcement Notice)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Other
Original amount 40,000 GBP, converted at the ECB reference rate of 13 Aug 2024.
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 13 Aug 2026 · Direct link
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9 Aug 2024 a Cypriot CFD providerFCA: £276,100 fine for Cypriot CFD provider over unfair treatment of CFD customers €322,140
The FCA fined a Cypriot CFD provider £276,100. The FCA found that between January and April 2021 the firm's account managers pushed often inexperienced UK retail customers into trading risky leveraged contracts for difference and gave investment advice without permission to do so. According to the FCA, UK customers lost around £4.4 million in that period. The fine was significantly reduced because of proven serious financial hardship; £1,736,000 had originally been proposed.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Consumer protection and online retail
- Legal basis
- FCA Principle 6; section 20(1) FSMA 2000; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 276,100 GBP, converted at the ECB reference rate of 9 Aug 2024.
- FCA, Final Notices (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 9 Aug 2026 · Direct link
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9 Aug 2024 a UK boiler manufacturerCMA: boiler manufacturer changes marketing of hydrogen-blend-ready boilers Other
The CMA was concerned that the manufacturer, by promoting the ability of its gas boilers to run on a blend of up to 20% hydrogen, gave the impression of an environmental benefit or of future-proofing consumers' heating. The company gave formal undertakings to change or remove such marketing claims, inform its installers and retailers and report to the CMA on compliance; it did not admit any breach of the law.
Environmental claims must reflect the actual benefit to consumers today – a technical option is not yet a climate benefit.
Environmental marketing claims (greenwashing)
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Environment and sustainability · Misleading environmental and sustainability claims
- Legal basis
- Part 8 Enterprise Act 2002 (Undertakings nach section 219); Consumer Protection from Unfair Trading Regulations 2008
- Action
- Other
- Status of proceedings
- final
- Sector
- Manufacturing and mechanical engineering
- Published
- 9 Aug 2024
- CMA, Fälle (Übersicht) (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 9 Aug 2026 · Direct link
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6 Aug 2024 a UK audit firmFCA: Public censure for audit firm over deficient client assets reports Reprimand or warning
The FCA published a censure of a UK audit firm. The FCA found that, as external auditor of a regulated firm, between July 2015 and May 2019 it failed to prepare four client assets reports properly and did not report to the FCA a total of 25 breaches of the client assets rules (CASS) by that client. The FCA stressed that it relies on these reports for its supervision.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- SUP 3.10.4A R(1); section 345 FSMA 2000
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Other
- FCA, Final Notices (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 6 Aug 2026 · Direct link
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2 Aug 2024 a UK asset managerFCA: Public censure for asset manager over risky illiquid fund investments Reprimand or warning
The FCA publicly censured a UK asset manager. The FCA found that, as manager of several French UCITS funds, between April 2015 and November 2019 the company invested in mostly unlisted, hard-to-sell assets without adequate due diligence, risk management and conflicts management; its trading records were also deficient and it did not deal with the FCA in an open and cooperative way. Under the settlement the group secured EUR 250 million for affected unitholders, waived fees and investments of EUR 320 million and agreed to give up its UK permissions.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- FCA Principles 2, 3 und 11; section 205 FSMA 2000
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Financial services and insurance
- FCA, Final Notices (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 2 Aug 2026 · Direct link
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23 Jul 2024 a UK e-money institutionFCA: £3.5m fine for crypto exchange subsidiary over onboarding high-risk customers €4.17m
The FCA fined a UK e-money institution belonging to a US crypto exchange group, £3,503,546. The FCA found that the firm had voluntarily agreed with the FCA not to onboard high-risk customers, but between October 2020 and October 2023 it repeatedly breached this and served 13,416 such customers. In the FCA's view, the cause was poorly designed, tested and monitored controls. The fine includes a 30% settlement discount.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- Regulation 51(1)(a) Electronic Money Regulations 2011; FCA Principle 2
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 3,503,546 GBP, converted at the ECB reference rate of 23 Jul 2024.
- FCA, Final Notices (Übersicht) (Entscheidung 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 23 Jul 2026 · Direct link
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22 Jul 2024 an academy school in EssexICO: reprimand for school over facial recognition without an impact assessment Reprimand or warning
The ICO issued a reprimand to an academy in Essex with around 1,200 pupils aged 11 to 18. According to the ICO's findings, the school introduced facial recognition for cashless catering in March 2023 without first carrying out the required data protection impact assessment, which was only completed in November 2023. Until then it assumed consent unless parents had opted their children out, which in the ICO's view is not valid consent, and it did not seek advice from its data protection officer. The reprimand is based on an infringement of Article 35(1) UK GDPR. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection
- Legal basis
- Art. 35(1) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Public sector
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 22 Jul 2026 · Direct link
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15 Jul 2024 a UK online voucher platformCMA: voucher platform changes countdown marketing and refunds over GBP 4m Other
Following CMA concerns about countdown timers, scarcity and popularity claims and sign-ups to a paid VIP membership via pre-ticked boxes, the platform's companies gave formal undertakings. They now use only accurate urgency and scarcity claims, no longer use pre-ticked boxes for VIP membership and are refunding the fees – according to the CMA, more than GBP 4m in total to more than 870,000 customers as credit with the option to convert to cash.
Countdown timers and scarcity claims must reflect reality, and paid memberships require active consent.
Artificial urgency and pre-ticked boxes in online retail
- Authority / court
- Competition and Markets Authority (CMA)
- Area of law
- Consumer protection and online retail · Misleading advertising and pricing
- Legal basis
- Part 8 Enterprise Act 2002 (Undertakings gegenüber der CMA); Consumer Protection from Unfair Trading Regulations 2008; Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013
- Action
- Other
- Status of proceedings
- final
- Sector
- Retail and e-commerce
- Published
- 19 Jul 2024
- CMA, Fälle (Übersicht) (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 15 Jul 2026 · Direct link