Compliance Radar

Who was sanctioned, and for what?

Fines, court rulings and incidents from Europe and North America: 756 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.

Canada Clear all filters
42cases from 1 jurisdiction
€207.2mTotal of monetary amounts (34 cases with an amount)
€108.1mLargest single case: Xeltox Enterprises Ltd. (Cryptomus)
€142,445Median per case with an amount

Click a bar to drill down one level.

When?

per quarter, by date of decision
Trend
PeriodCasesTotal
Q3 20231€2.28m
Q4 20231€272,982
Q1 20241€136,295
Q2 20241€2.22m
Q3 20240—
Q4 20242€243,869
Q1 20253€1.63m
Q2 20252€159,285
Q3 20254€141,557
Q4 20254€108.3m
Q1 20268€25.8m
Q2 20269€64.8m
Q3 20266€1.21m

42 cases

24 Sep 2026 Kalibrate Canada (Tochter der Kalibrate Technologies Ltd.)Canada: Kalibrate must stop sharing retailer-specific petrol station data CanadaAbuse of market power Order

Kalibrate's "Market Intelligence" product passed on retailer-specific sales data from petrol stations that allowed conclusions to be drawn about competitors and could facilitate coordinated pricing behaviour. In an agreement registered with the Competition Tribunal, Kalibrate undertakes to supply only aggregated and time-delayed data – the first case under the reformed abuse of dominance rules.

What organisations can take from it

Providers of market and price data must ensure that their products do not disseminate individualised competitor data.

Authority / court
Competition Bureau Canada (Consent Agreement beim Competition Tribunal)
Area of law
Competition law · Abuse of market power
Legal basis
Abuse-of-dominance-Bestimmungen des Competition Act (Fassung 2023)
Action
Order
Status of proceedings
unknown
Sector
Energy and utilities
Published
24 Sep 2026

Checked against the official source on 25 Sep 2026 · Direct link

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10 Sep 2026 Algoma Steel Inc.Algoma Steel: 1.2 million CAD fine for gear oil in the St. Marys River Canada, ONWaste and hazardous substances €747,710

In June 2022, a gear oil tank overflowed at the steelworks in Sault Ste. Marie; an estimated 1,000 to 1,250 litres of oil entered the St. Marys River, harmful to fish and migratory birds. The company pleaded guilty to two counts and is paying 1.2 million CAD into the Environmental Damages Fund; its name is listed in the Environmental Offenders Registry.

What organisations can take from it

Even small tank overflows near watercourses lead to fines in the millions – overfill protection and containment systems are mandatory.

Relevance to training and awareness

Filling and monitoring oil tanks

Authority / court
Ontario Court of Justice, Sault Ste. Marie (Ermittlungen: Environment and Climate Change Canada)
Area of law
Environment and sustainability · Waste and hazardous substances
Legal basis
Fisheries Act, Subsection 36(3); Migratory Birds Convention Act, 1994, Subsection 5.1(1)
Action
Fine
Status of proceedings
unknown
Sector
Steel and metals
Mitigating circumstances
Guilty plea.
Published
11 Sep 2026

Original amount 1,200,000 CAD, converted at the ECB reference rate of 10 Sep 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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27 Aug 2026 Maple Lodge Farms Ltd.Poultry processor Maple Lodge Farms: CA$500,000 after CO2 leak without gas detection system Canada, ONWorkplace safety and accidents €309,578

In March 2024, a CO2 hose on a vacuum mixer ruptured in the deli area of the plant in Brampton; around 16,000 pounds of carbon dioxide escaped and one worker suffered life-threatening injuries. There was no CO2 sensor with an alarm. Following a guilty plea, a fine of CA$500,000 plus a 25 % victim fine surcharge.

What organisations can take from it

Wherever refrigerant or inert gases are used in quantity, a gas detection system is part of the basic equipment.

Authority / court
Provincial Offences Court Brampton (Ermittlung: Ontario Ministry of Labour, Immigration, Training and Skills Development)
Area of law
Health and safety and employment law · Workplace safety and accidents
Legal basis
Section 25(2)(h) Occupational Health and Safety Act (Ontario)
Action
Fine
Status of proceedings
final
Sector
Food and agriculture
Mitigating circumstances
Guilty plea; permanently installed CO2 sensor after the incident.
Published
27 Aug 2026

Original amount 500,000 CAD, converted at the ECB reference rate of 27 Aug 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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11 Aug 2026 Volga-Dnepr Airlines LLCFederal Court: cargo airline Volga-Dnepr remains on Canadian sanctions list CanadaBreaches of sanctions and embargoes Order

The Russian cargo airline had been added to the list of the Special Economic Measures (Russia) Regulations in April 2023; the Minister of Foreign Affairs rejected the application for delisting. The Federal Court (2026 FC 1048) dismissed the application for judicial review: the Minister had not exercised her broad discretion unreasonably, and there was no procedural error.

What organisations can take from it

Listed logistics partners often remain listed for years – anyone buying air freight must continuously screen carriers and parent companies against sanctions lists.

Relevance to training and awareness

Listings of transport service providers in partner screening

Authority / court
Federal Court (2026 FC 1048); Minister of Foreign Affairs
Area of law
Sanctions and export control · Breaches of sanctions and embargoes
Legal basis
Special Economic Measures Act; Special Economic Measures (Russia) Regulations, SOR/2014-58, ss. 2(a), 8
Action
Order
Status of proceedings
unknown
Sector
Transport, logistics and shipping

Checked against the official source on 25 Sep 2026 · Direct link

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23 Jul 2026 Nova Scotia Gaming CorporationFINTRAC: 231,826 CAD against Nova Scotia Gaming over missing suspicious transaction reports CanadaSuspicious activity reports €144,584

The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) imposed 231,826 CAD on the Halifax gaming corporation (casino sector) because it failed to file suspicious transaction reports on attempted transactions despite reasonable grounds for suspicion, did not keep its compliance policies up to date and approved by a senior officer, and did not assess the money laundering risk as required. The penalty was paid in full.

What organisations can take from it

Even aborted or merely attempted transactions can be reportable – cashier staff must know this.

Relevance to training and awareness

Suspicious transaction reports even for merely attempted transactions

Authority / court
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Area of law
Money laundering and terrorist financing · Suspicious activity reports
Legal basis
Proceeds of Crime (Money Laundering) and Terrorist Financing Act, Part 1, und zugehörige Verordnungen
Action
Fine
Status of proceedings
final
Sector
Other
Published
3 Sep 2026

Original amount 231,826 CAD, converted at the ECB reference rate of 23 Jul 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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15 Jul 2026 Colonial Farms Ltd.Colonial Farms: CFIA administrative monetary penalty of 11,000 CAD under SFCR s. 88 CanadaOther €6,852

On 15 July 2026, the Canadian Food Inspection Agency (CFIA) imposed an administrative monetary penalty of 11,000 CAD on the company in Western Canada for a violation of s. 88 of the Safe Food for Canadians Regulations. An earlier penalty under the same provision from May 2025 was set aside in review proceedings.

What organisations can take from it

Companies that do not eliminate the cause after a first penalty risk repeat penalties and stricter supervision.

Authority / court
Canadian Food Inspection Agency (CFIA)
Area of law
Other
Legal basis
Safe Food for Canadians Regulations, s. 88
Action
Fine
Status of proceedings
final
Sector
Food and agriculture

Original amount 11,000 CAD, converted at the ECB reference rate of 15 Jul 2026.

Sources

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18 Jun 2026 Ideal Supply Inc.Ladder fall in warehouse: industrial supplies distributor pays CA$70,000 Canada, ONWorkplace safety and accidents €43,239

At the warehouse and distribution centre in Listowel (around 130 employees at the site), a worker fell around 1.2 m while climbing down a ladder at high-bay racking. He had not been adequately informed, instructed and supervised on the safe use of ladders. Fine of CA$70,000 plus victim fine surcharge.

What organisations can take from it

Even everyday tasks such as working from ladders at racking require documented instruction – otherwise there is no evidence whatsoever if an incident occurs.

Relevance to training and awareness

Safe use of ladders in the warehouse

Missing or inadequate training played a role in the decision.

Authority / court
Provincial Offences Court Stratford (Ermittlung: Ontario Ministry of Labour, Immigration, Training and Skills Development)
Area of law
Health and safety and employment law · Workplace safety and accidents
Legal basis
Sections 25(2)(a), 66(1) Occupational Health and Safety Act (Ontario)
Action
Fine
Status of proceedings
final
Sector
Retail and e-commerce
Mitigating circumstances
Guilty plea.
Published
8 Jul 2026

Original amount 70,000 CAD, converted at the ECB reference rate of 18 Jun 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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18 Jun 2026 St. Joseph's Healthcare HamiltonHamilton hospital: CA$65,000 after injury caused by known centrifuge defect Canada, ONWorkplace safety and accidents €40,151

In the teaching hospital's virology laboratory, the lid of a centrifuge fell on an employee who had to hold it open by hand because of a defective gas spring; she was seriously injured. Maintenance reports from 2023 and 2024 had already called for the spring to be replaced. Fine of CA$65,000 plus victim fine surcharge.

What organisations can take from it

A defect documented in maintenance reports that is not remedied makes every subsequent accident foreseeable – defective equipment must be taken out of use.

Relevance to training and awareness

Reporting defective equipment and taking it out of service

Authority / court
Provincial Offences Court Hamilton (Ermittlung: Ontario Ministry of Labour, Immigration, Training and Skills Development)
Area of law
Health and safety and employment law · Workplace safety and accidents
Legal basis
Section 25(1)(b) Occupational Health and Safety Act (Ontario)
Action
Fine
Status of proceedings
final
Sector
Healthcare
Mitigating circumstances
Guilty plea; repair two days after the accident.
Published
21 Jul 2026

Original amount 65,000 CAD, converted at the ECB reference rate of 18 Jun 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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22 May 2026 Parrish & Heimbecker, Limited; GrainsConnect Canada Operations Inc.Canada: grain elevator must be sold in the takeover of GrainsConnect CanadaMerger control Order

The planned acquisition of GrainsConnect by Parrish & Heimbecker would have reduced competition for the purchase of wheat from farmers around Reford (Saskatchewan). The Competition Bureau reached an agreement under which P&H must divest the grain elevator in Reford to an approved buyer and continue to operate it normally until then.

What organisations can take from it

Merger control also has local effects: even a single site can trigger a divestiture requirement.

Authority / court
Competition Bureau Canada (Consent Agreement beim Competition Tribunal)
Area of law
Competition law · Merger control
Legal basis
Competition Act (Kanada), Fusionskontrolle
Action
Order
Status of proceedings
unknown
Sector
Food and agriculture
Published
22 May 2026

Checked against the official source on 25 Sep 2026 · Direct link

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15 May 2026 ArcelorMittal Exploitation Minière Canada s.e.n.c.ArcelorMittal mining subsidiary in Québec: 100 million CAD fine for acidic mine effluent Canada, QCWaste and hazardous substances €62.5m

From May 2014 to May 2022, acidic effluent, effluent with elevated zinc, nickel or suspended solids content, and effluent that was acutely lethal to fish entered fish-bearing waters from the Mont-Wright mining complex and the Fire Lake mine in the Fermont region. The company pleaded guilty to 100 counts; the fine of 100 million CAD goes almost entirely to the Environmental Damages Fund, and an action plan on wastewater management must also be submitted by mid-February 2027.

What organisations can take from it

Long-standing exceedances of limit values add up to hundreds of individual offences; effluent monitoring must lead to immediate corrective action.

Authority / court
Court of Québec (Ermittlungen: Environment and Climate Change Canada)
Area of law
Environment and sustainability · Waste and hazardous substances
Legal basis
Fisheries Act, Subsection 36(3)
Action
Fine
Status of proceedings
unknown
Sector
Steel and metals
Published
15 May 2026

Original amount 100,000,000 CAD, converted at the ECB reference rate of 15 May 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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8 May 2026 Stan Bharti und Neil Said (ehem. CEOs der Medivolve Inc.)Medivolve: former CEOs conceal their own share allocation – sanctions running into millions Canada, ONDisclosure and reporting obligations €1.71m

The former CEOs Stan Bharti and Neil Said failed to ensure that Medivolve disclosed that they had received millions of shares in the acquisition of Amino Therapeutics in April 2020; the financial disclosures omitted this related-party transaction. Under the approved settlement: Bharti 785,000 CAD penalty and 915,000 CAD disgorgement, Said 200,000 CAD penalty and 854,000 CAD disgorgement, in each case plus costs.

What organisations can take from it

Transactions in which board members themselves receive shares must be disclosed – and those responsible are personally liable.

Authority / court
Capital Markets Tribunal (Ontario) auf Antrag der Ontario Securities Commission
Area of law
Capital markets and financial supervision · Disclosure and reporting obligations
Legal basis
Securities Act (Ontario), RSO 1990, c S.5, s. 129.2
Action
Fine
Status of proceedings
final
Liability of senior managers
Stan Bharti (CEO/Director): 785,000 CAD penalty, 915,000 CAD disgorgement, 50,000 CAD costs, permanent officer-and-director bar; Neil Said (CEO): 200,000 CAD penalty, 854,000 CAD disgorgement, 46,000 CAD costs, 5-year officer-and-director bar

Original amount 2,754,000 CAD, converted at the ECB reference rate of 8 May 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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8 May 2026 Transport Desgagnés Inc.Transport Desgagnés: 40,000 CAD because a tanker entered an Arctic protected area without a permit Canada, NUEnvironment and sustainability €24,902

The tanker M/T Sarah Desgagnés, operated by the company, entered the Akpait National Wildlife Area in Nunavut on 29 September and 6 October 2024 without the required access permit. The Nunavut Court of Justice imposed 40,000 CAD for the Environmental Damages Fund; the company must publish a notice in a local newspaper and is listed in the Environmental Offenders Registry.

What organisations can take from it

Protected area boundaries belong in every vessel's voyage planning; missing access permits are prosecuted even in remote areas.

Relevance to training and awareness

Protected areas in voyage planning and bridge practice

Authority / court
Nunavut Court of Justice (Ermittlungen: Environment and Climate Change Canada)
Area of law
Environment and sustainability
Legal basis
Wildlife Area Regulations (Canada Wildlife Act), Paragraph 3.3(1)(h)
Action
Fine
Status of proceedings
unknown
Sector
Transport, logistics and shipping
Published
8 May 2026

Original amount 40,000 CAD, converted at the ECB reference rate of 8 May 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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7 May 2026 Canada Revenue Agency (CRA)Privacy Commissioner: Canada's tax authority CRA must strengthen protection against account takeovers CanadaData breaches and data security Other

Since 2020, the Canada Revenue Agency (CRA) has experienced more than 42,000 individual breaches in which unauthorised persons accessed tax accounts or changed data in order to redirect benefits. In a special report to Parliament, the Privacy Commissioner of Canada criticised, among other things, the delayed introduction of mandatory MFA and incomplete incident recording, and made nine recommendations, eight of which were accepted in full and one in part.

What organisations can take from it

Online accounts with payment functions need mandatory strong authentication and complete recording of incidents.

Authority / court
Office of the Privacy Commissioner of Canada (OPC)
Area of law
Data protection · Data breaches and data security
Legal basis
Privacy Act (Kanada)
Action
Other
Status of proceedings
unknown
Sector
Public sector
Employees
10,000 or more
Published
7 May 2026

Checked against the official source on 25 Sep 2026 · Direct link

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23 Apr 2026 12066424 Canada Inc.Temporary staffing agency and director: CA$150,000 over unpaid wages Canada, ONMinimum wage and undeclared work €93,832

Following complaints, the labour inspectorate found, among other things, outstanding minimum wages at the temporary staffing agency in Leamington; an audit for 2022 showed that hundreds of employees were owed a total of CA$234,212 in regular wages, public holiday pay and vacation pay. The company and its director did not comply with the 2023 orders to pay; in proceedings held in their absence, the court imposed CA$100,000 on the company and CA$50,000 on the director (plus victim fine surcharge).

What organisations can take from it

Companies that ignore regulatory orders to pay outstanding wages risk not only a corporate fine but also personal liability for management.

Authority / court
Provincial Offences Court Windsor (Ermittlung: Ontario Ministry of Labour, Immigration, Training and Skills Development)
Area of law
Health and safety and employment law · Minimum wage and undeclared work
Legal basis
Employment Standards Act, 2000 (Ontario), ss. 103(8), 106, 132, 136
Action
Fine
Status of proceedings
unknown
Sector
Other
Liability of senior managers
Director Son-Van Duong personally fined CA$50,000.
Published
3 Jun 2026

Original amount 150,000 CAD, converted at the ECB reference rate of 23 Apr 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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15 Apr 2026 Liquidnet Canada Inc.Liquidnet Canada: confidential order data passed on to unauthorised persons Canada, ONOrganisational requirements €369,572

The operator of alternative trading systems passed on confidential order and trading information from its fixed income and equity platforms to unauthorised employees, lacked adequate safeguards and was initially not forthcoming with the regulator. Sanctions: administrative penalty of 600,000 CAD, 75,000 CAD in costs, a reprimand and an external review.

What organisations can take from it

Technically restrict access rights to confidential client data and review them regularly – and make complete reports to the regulator.

Relevance to training and awareness

Need-to-know principle and protection of confidential trading data

Authority / court
Capital Markets Tribunal (Ontario) auf Antrag der Ontario Securities Commission
Area of law
Capital markets and financial supervision · Organisational requirements
Legal basis
National Instrument 21-101, s. 5.10(1)-(3); Securities Act (Ontario) ss. 127(1), 127.1
Action
Fine
Status of proceedings
final
Sector
Financial services and insurance
Mitigating circumstances
Cooperation, self-report, no prior record

Original amount 600,000 CAD, converted at the ECB reference rate of 15 Apr 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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27 Mar 2026 13010431 Canada Inc. (Necosmart)FINTRAC: 693,742 CAD against crypto service provider Necosmart over missing suspicious transaction reports CanadaSuspicious activity reports €434,295

The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) imposed 693,742.50 CAD on the Edmonton money services business, which also exchanges virtual currencies, for five violations: repeated failure to file suspicious transaction reports, lack of written compliance policies, insufficient enhanced measures for high-risk transactions, lack of a risk assessment and incomplete records of occupation and transactions for crypto exchanges.

What organisations can take from it

Small crypto exchange offices need the same basic framework as banks: risk analysis, policies, enhanced scrutiny and reporting.

Relevance to training and awareness

Recognising and reporting grounds for suspicion in crypto exchange

Authority / court
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Area of law
Money laundering and terrorist financing · Suspicious activity reports
Legal basis
Proceeds of Crime (Money Laundering) and Terrorist Financing Act, Part 1, und zugehörige Verordnungen
Action
Fine
Status of proceedings
unknown
Sector
Financial services and insurance
Published
14 May 2026

Original amount 693,742.5 CAD, converted at the ECB reference rate of 27 Mar 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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11 Mar 2026 Birks Group Inc.FINTRAC: jeweller Birks sanctioned over missing risk assessment and compliance review CanadaInternal controls €32,755

The nationwide jewellery chain (a dealer in precious metals and stones) received a penalty of 51,562.50 CAD from the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) because written compliance policies were lacking or not applied, the money laundering risk was not assessed and documented, and the prescribed two-yearly effectiveness review was not carried out. Birks has appealed to the Federal Court.

What organisations can take from it

Jewellers, too, must maintain a documented compliance programme with a risk assessment and regular effectiveness reviews.

Authority / court
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Area of law
Money laundering and terrorist financing · Internal controls
Legal basis
Proceeds of Crime (Money Laundering) and Terrorist Financing Act, Part 1, und zugehörige Verordnungen
Action
Fine
Status of proceedings
under appeal
Sector
Retail and e-commerce
Published
5 May 2026

Original amount 51,562.5 CAD, converted at the ECB reference rate of 11 Mar 2026.

Checked against the official source on 25 Sep 2026 · Direct link

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5 Mar 2026 Loblaw Companies LimitedOPC: Loblaw must change retention of PC Optimum data after account deletion CanadaData subject rights and transparency Other

During a wave of boycotts in 2024, Loblaw did not process deletion requests in time and retained purchase and usage data from the loyalty programme (more than 17 million members) even after accounts were closed, without demonstrating effective anonymisation. Loblaw undertook to the Office of the Privacy Commissioner of Canada (OPC) to have the anonymisation independently reviewed and to carry out annual deletions.

What organisations can take from it

Companies that continue to use data as anonymous after account deletion must be able to demonstrate the re-identification risk – IP addresses are often enough to link data to a person.

Authority / court
Office of the Privacy Commissioner of Canada (OPC)
Area of law
Data protection · Data subject rights and transparency
Legal basis
PIPEDA
Action
Other
Status of proceedings
unknown
Sector
Retail and e-commerce
Employees
10,000 or more
Published
5 Mar 2026

Checked against the official source on 25 Sep 2026 · Direct link

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18 Feb 2026 Fraser Health Authority, Provincial Health Services Authority, Vancouver Coastal HealthBritish Columbia: 36 hospital staff accessed records of Lapu-Lapu Day victims without authorisation Canada, BCData breaches and data security Other

Following the tragedy at the Lapu-Lapu Day festival in 2025, 36 employees of three health authorities accessed patient data of 16 admitted persons without authorisation in 71 instances. Those affected were not informed without undue delay; the Information and Privacy Commissioner for British Columbia (OIPC BC) made nine recommendations, including automated access monitoring and deterrent disciplinary measures.

What organisations can take from it

Curiosity is no reason for access: monitor access to the records of high-profile cases in real time and sanction breaches noticeably.

Relevance to training and awareness

Unauthorised viewing of patient records (snooping)

Authority / court
Office of the Information and Privacy Commissioner for British Columbia (OIPC BC)
Area of law
Data protection · Data breaches and data security
Legal basis
Freedom of Information and Protection of Privacy Act (FIPPA) BC, s. 25.1
Action
Other
Status of proceedings
unknown
Sector
Healthcare
Culpability
intentional
Mitigating circumstances
Appropriate safeguards were in place; the authorities responded quickly and accepted all recommendations.
Published
18 Feb 2026

Checked against the official source on 25 Sep 2026 · Direct link

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12 Feb 2026 Peter the Chef Fine Food LimitedPeter the Chef Fine Food: four CFIA penalties totalling 41,600 CAD (food safety) Canada, ONOther €25,794

On a single day, the Canadian Food Inspection Agency (CFIA) imposed four administrative monetary penalties on the food manufacturer in Ontario under the Safe Food for Canadians Act (s. 17(1)) and the Safe Food for Canadians Regulations (ss. 49, 88, 90(1)): 13,000, 11,000, 11,000 and 6,600 CAD, totalling 41,600 CAD.

What organisations can take from it

Preventive controls and documentation under food safety law are sanctioned individually – several gaps quickly add up.

Authority / court
Canadian Food Inspection Agency (CFIA)
Area of law
Other
Legal basis
Safe Food for Canadians Act, s. 17(1); Safe Food for Canadians Regulations, ss. 49, 88, 90(1)
Action
Fine
Status of proceedings
final
Sector
Food and agriculture

Original amount 41,600 CAD, converted at the ECB reference rate of 12 Feb 2026.

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