Compliance Radar

Who was sanctioned, and for what?

Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.

DACHTransport, logistics and shippingHamburger Hafen und Logistik AG Clear all filters
1case from 1 jurisdiction
€200,000Total of monetary amounts
€200,000Largest single case: Hamburger Hafen und Logistik AG
€200,000Median per case with an amount

Click a bar to drill down one level.

by amountby number of cases

Where?

by country
  1. Germany €200,000 100 % · 1 case

What for?

by area of law

All areas of law

  1. Capital markets and financial supervision €200,000 100 % · 1 case

Who?

by company
  1. Hamburger Hafen und Logistik AG €200,000 67 % · 1 case
  2. Favre SA Transports Internationaux TIR Martigny; weitere Parteien: Favre et Studer SA, RETRIPA VALAIS SA, TMR, Centre de Transferts Martigny SA €98,722 33 % · 1 case
  3. Berliner Verkehrsbetriebe (BVG) AöR — 0 % · 1 case

When?

per quarter, by date of decision
Trend
PeriodCasesTotal
Q3 20230—
Q4 20230—
Q1 20241€200,000
Q2 20240—
Q3 20240—
Q4 20240—
Q1 20250—
Q2 20250—
Q3 20250—
Q4 20250—
Q1 20260—
Q2 20260—
Q3 20260—

1 case

Newest firstHighest amounts
22 Jan 2024 Hamburger Hafen und Logistik AGHHLA: failure to publish notices on financial reports GermanyDisclosure and reporting obligations €200,000

HHLA had not announced from when and at which internet address the 2021 annual financial report and the 2022 half-yearly financial report were publicly available. The fine has been final since 14 February 2024.

What organisations can take from it

Safeguard recurring mandatory publications by means of a checklist with named responsible persons and deadlines.

Authority / court
Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Area of law
Capital markets and financial supervision · Disclosure and reporting obligations
Legal basis
§ 114 Abs. 1 Satz 2 i. V. m. § 117 Nr. 1 und § 115 Abs. 1 Satz 2 i. V. m. § 117 Nr. 2 WpHG
Action
Fine
Status of proceedings
final
Sector
Transport, logistics and shipping
Published
2 Feb 2024
Sources

Checked against the official source on 25 Sep 2026 · Direct link

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