Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific, Middle East and Africa: 2,207 cases from 44 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by authority- Information Commissioner's Office (ICO) €2.74m 79 % · 12 cases
- Wellingborough Magistrates' Court (Anklage: Health and Safety Executive) €558,542 16 % · 1 case
- Southwark Crown Court (Anklage: Health and Safety Executive) €160,495 5 % · 1 case
- Financial Conduct Authority (FCA) – 0 % · 1 case
What for?
by area of lawAll areas of law
Who?
by company- 23andMe, Inc. €2.74m 79 % · 1 case
- Anonymised companies €719,037 21 % · 13 cases
- United Lincolnshire Teaching Hospitals NHS Trust – 0 % · 1 case
When?
per year, by date of decision| Period | Cases | Total |
|---|---|---|
| 2022 | 1 | – |
| 2023 | 10 | €160,495 |
| 2024 | 3 | €558,542 |
| 2025 | 1 | €2.74m |
| 2026 | 0 | – |
15 cases
5 Jun 2025 23andMe, Inc.ICO: £2.31 million against 23andMe after credential stuffing targeting genetic data €2.74m
From April to September 2023, attackers used reused credentials to access data on 155,592 people in the United Kingdom, including ancestry, family trees and health information. There was no MFA, no secure password rules and no effective monitoring; despite anomalies in July 2023, the full investigation only began in October. Joint investigation by the UK Information Commissioner's Office (ICO) with the Privacy Commissioner of Canada.
Companies that manage genetic or health data must protect customer accounts against credential stuffing with MFA and investigate warning signs immediately.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- UK GDPR Art. 5 Abs. 1 lit. f, Art. 32 Abs. 1
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Healthcare
- Employees
- 250 to 999
- Culpability
- negligent
- Published
- 17 Jun 2025
Original amount 2,310,000 GBP, converted at the ECB reference rate of 5 Jun 2025.
- 23andMe fined for failing to protect UK users' genetic data Press release of an authority
- ICO Penalty Notice: 23andMe, Inc. Decision of an authority
- SEC EDGAR: 23andMe Holding Co., Form 10-K zum 31.03.2025 (265 Beschäftigte) Official register or notice
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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13 Dec 2024 United Lincolnshire Teaching Hospitals NHS TrustICO: Reprimand for United Lincolnshire Teaching Hospitals NHS Trust over late subject access responses Reprimand or warning
The ICO issued a reprimand to United Lincolnshire Teaching Hospitals NHS Trust. The ICO found that between March 2021 and March 2022 the trust failed to answer 32% of subject access requests within the one-month statutory deadline. The ICO found infringements of the requirements to respond on time.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 15(3) UK GDPR; Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- Employees
- 1,000 to 9,999
- ICO Enforcement: United Lincolnshire Teaching Hospitals NHS Trust. Enthält Informationen des Information Commissioner's Office, lizenziert unter der Open Government Licence v3.0. Enforcement database of an authority
- Reprimand: United Lincolnshire Teaching Hospitals NHS Trust (13 December 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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25 Mar 2024 an English NHS university hospital trustICO: reprimand for NHS hospital trust over late subject access responses Reprimand or warning
The ICO issued a reprimand to an English NHS university hospital trust. According to the ICO's findings, the hospital answered only 59% of subject access requests on time between 1 August 2022 and 1 July 2023, and 621 requests were still outstanding on 30 January 2024. Until January 2021 requests had been handled in alphabetical order, and the trust extended deadlines across the board without telling the people concerned. The ICO found infringements of Articles 12(3), 15(1) and 15(3) UK GDPR. The date follows from the six-month deadline to 25 September 2024 set in the reprimand and matches the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data subject rights and transparency
- Legal basis
- Art. 12(3), 15(1) und 15(3) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2024) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 25 Mar 2026 · Direct link
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9 Jan 2024 an English NHS hospital trustNHS hospital trust: £480,000 fine after accident in a manhole €558,542
The hospital trust was fined £480,000 and ordered to pay £4,286.15 in costs after an employee was found unconscious in a manhole on 1 February 2022 while unblocking a drain and suffered a brain injury. The Health and Safety Executive found that the manhole had not been identified as a confined space and the task had not been properly risk-assessed; there was no safe system of work for clearing blocked drains, and the estates team had not been trained for work in confined spaces.
Manholes and drains must be recognised as confined spaces before anyone enters them.
Work in confined spaces and manholes
Missing or inadequate training played a role in the decision.
- Authority / court
- Wellingborough Magistrates' Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 2(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- final
- Sector
- Healthcare
- Mitigating circumstances
- Guilty plea.
- Published
- 9 Jan 2024
Original amount 480,000 GBP, converted at the ECB reference rate of 9 Jan 2024.
- HSE, Pressemitteilungen (Übersicht) (Entscheidung 2024) Press release of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 9 Jan 2026 · Direct link
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20 Dec 2023 an English NHS hospital trustICO: reprimand for NHS hospital trust over a misdirected appointment letter Reprimand or warning
The ICO issued a reprimand to an English NHS hospital trust. According to the ICO's findings, a hospital administrator sent an appointment letter for a child's medical examination to the wrong address, the home of the mother's relatives rather than the father's, together with an advice leaflet, causing significant distress to the family. The ICO criticised the trust for being unable to show a documented process or adequate guidance for handling particularly sensitive correspondence received through unusual channels. It found infringements of Articles 5(1)(f) and 5(1)(d) UK GDPR. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f) und 5(1)(d) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 20 Dec 2025 · Direct link
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23 Nov 2023 a Scottish regional health boardICO: reprimand for health board after an unauthorised person gained access to a ward Reprimand or warning
The ICO issued a reprimand to a Scottish regional health board. According to the ICO's findings, an unauthorised individual got onto a hospital ward and, because there were no identity checks and the process was unclear, was handed a handover document containing personal and health data of 14 patients and helped to care for one patient; the document was taken away and has not been recovered. The ICO also criticised the absence of any procedure for recording whether such documents were destroyed at the end of a shift, and an overall training rate of 42%. It found an infringement of Article 5(1)(f) UK GDPR; its reasoning also refers to Article 32(2) UK GDPR. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f) UK GDPR (in der Begründung zusätzlich Art. 32(2) UK GDPR); Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 23 Nov 2025 · Direct link
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14 Nov 2023 a British operator of private psychiatric hospitalsHospital operator: £140,000 fine after the death of a patient €160,495
The operator of a hospital in Roehampton was fined £140,000, with costs to be decided later. In 2013 a young patient on a specialist psychiatric ward was found unconscious in a lounge and died three days later. The Health and Safety Executive found that the company had not organised in-patient treatment so that patients were not exposed to risks to their health.
Monitoring of vulnerable patients must be maintained even when the ward is dealing with other incidents.
Monitoring vulnerable patients on psychiatric wards
- Authority / court
- Southwark Crown Court (Anklage: Health and Safety Executive)
- Area of law
- Health and safety and employment law · Workplace safety and accidents
- Legal basis
- Section 3(1) Health and Safety at Work etc. Act 1974
- Action
- Fine
- Status of proceedings
- final
- Sector
- Healthcare
- Mitigating circumstances
- Guilty plea.
- Published
- 14 Nov 2023
Original amount 140,000 GBP, converted at the ECB reference rate of 14 Nov 2023.
- HSE, Pressemitteilungen (Übersicht) (Entscheidung 2023) Press release of an authority
Checked against the official source on 3 Oct 2026 · Company name anonymised since 14 Nov 2025 · Direct link
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30 Oct 2023 an English NHS university hospital trustICO: reprimand for NHS hospital trust over unprocessed referrals Reprimand or warning
The ICO issued a reprimand to an English NHS university hospital trust. According to the ICO's findings, outpatient referrals dropped off the worklist of the electronic referral system after 180 days and were lost to the hospital after more than 550 days; the trust had set up neither a formal process nor training for the manual follow-up. A total of 4,768 people were affected: 4,199 had their referrals delayed and for 569 the data disappeared from the system; some waited more than two years for treatment. The ICO found an infringement of Article 5(1)(f) UK GDPR. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 30 Oct 2025 · Direct link
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30 Aug 2023 a British healthcare groupHealthcare group: dual bookkeeping conceals around 4 billion USD of debt Reprimand or warning
The healthcare group kept two sets of accounting records and, between March 2019 and February 2020, published misleading financial information that understated its debt by around 4 billion USD. The FCA issued a public censure and refrained from imposing a fine so as not to reduce the amounts available to creditors.
Parallel sets of books only come to light if treasury, accounting and auditors obtain credit confirmations independently of one another.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Market abuse and insider dealing
- Legal basis
- Art. 15 i. V. m. Art. 12 Abs. 1 lit. c MAR; s. 123(3) FSMA 2000 (öffentliche Rüge)
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Healthcare
- Published
- 17 Nov 2023
- FCA, Final Notices (Übersicht) (Entscheidung 2023) Press release of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 30 Aug 2025 · Direct link
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31 Jul 2023 a Scottish regional health boardICO: reprimand for health board over patient data shared in a messaging app group Reprimand or warning
The ICO issued a reprimand to a Scottish regional health board. According to the ICO's findings, between 1 April 2020 and 25 April 2022 staff in one team shared patient data in an unapproved messaging app group with 26 members, including at least 533 entries with names of adults and children, phone numbers, dates of birth, addresses and images containing clinical information; in addition, an unauthorised person was added to the group by mistake. The group was used during the Covid-19 pandemic as a substitute for conversations in the office, without the organisation's knowledge. The ICO found infringements of Articles 5(1)(f), 25(1) and 32(1) UK GDPR. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f), 25(1) und 32(1) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 31 Jul 2025 · Direct link
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19 Jul 2023 a Northern Ireland patient advocacy bodyICO: reprimand for patient advocacy body after an open email list exposed a gender identity panel Reprimand or warning
The ICO issued a reprimand to a patient advocacy body in Northern Ireland. According to the ICO's findings, on 20 January 2021 a member of staff sent an email to the 15 members of an advisory panel being set up for people with lived experience of gender dysphoria and mistakenly put the recipients in CC rather than BCC; 13 of the addresses identified the individual, so health data was disclosed. The ICO considered email using BCC unsuitable given the sensitivity and criticised the lack of guidance on using BCC and an out-of-date email policy. It found infringements of Articles 5(1)(f) and 32(1) UK GDPR. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f) und 32(1) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 19 Jul 2025 · Direct link
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25 Apr 2023 an English NHS university hospital trustICO: reprimand for NHS hospital trust after a patient's address was disclosed to an ex-partner Reprimand or warning
The ICO issued a reprimand to an English NHS university hospital trust. According to the ICO's findings, the trust routinely listed the full postal addresses of other recipients as copy recipients on letters, without seeking their consent or assessing the risk; as a result, one person's address was disclosed to their former partner despite previous allegations of abuse. The ICO also criticised the lack of a process to flag such situations in parental disputes and the lack of training for administrative staff. It found an infringement of Article 5(1)(f) UK GDPR. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f) UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 25 Apr 2025 · Direct link
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9 Mar 2023 a Scottish regional health boardICO: reprimand for health board after an open email list exposed patients of an HIV service Reprimand or warning
The ICO issued a reprimand to a Scottish regional health board. According to the ICO's findings, on 13 June 2019 an invitation was emailed to 37 people without using the BCC function, so all recipients could see the other addresses, most of which contained names; because the recipients were identifiable as likely users of HIV services, the ICO considered the addresses likely to be health data. One recipient recognised at least four other people. The ICO considered that relying on BCC for this group was not the most secure approach and found infringements of Articles 5(1)(f), 32(1) and 25 UK GDPR. According to the reprimand, the ICO had considered a fine of GBP 35,000 but did not impose one because of its revised approach to the public sector since June 2022. The reprimand is undated; the date follows the ICO case page.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f), 32(1) und 25 UK GDPR; Verwarnung nach Art. 58(2)(b) UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 9 Mar 2025 · Direct link
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7 Mar 2023 an English NHS hospital trustICO: reprimand for NHS hospital trust after patient records were lost when a system was shut down Reprimand or warning
On 7 March 2023 the ICO issued a reprimand to an English NHS hospital trust. According to the ICO's findings, before the licence for an electronic document viewing system expired, the trust downloaded the patient records it held but did not check that the download was incomplete; data of 1,159 people was affected: records of 1,155 people were inaccessible from 19 January 2020 until 12 October 2021, and parts of the records of four patients were permanently lost. There was no decommissioning policy and no adequate oversight; one patient's care planning was affected. The ICO found infringements of Articles 5(1)(f), 24(1) and 24(2) UK GDPR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f), 24(1) und 24(2) UK GDPR; Verwarnung nach Art. 58 UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 7 Mar 2025 · Direct link
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10 Nov 2022 a London NHS hospital trustICO: reprimand for NHS hospital trust after losing access to scans stored on USB sticks Reprimand or warning
On 10 November 2022 the ICO issued a reprimand to a London NHS hospital trust. According to the ICO's findings, from May 2013 the trust stored hysteroscopy scans on USB sticks for nine years without backing them up to its servers, contrary to its own policy; the two remaining encrypted sticks became inaccessible on 5 April 2018, affecting between 4,000 and 10,000 people. The trust did not initially recognise the incident as a personal data breach and reported it late; there were no risk assessments, no training and no designated information asset owners. The ICO found infringements of Articles 5(1)(f) and 24(1) UK GDPR.
- Authority / court
- Information Commissioner's Office (ICO)
- Area of law
- Data protection · Data breaches and data security
- Legal basis
- Art. 5(1)(f) und 24(1) UK GDPR; Verwarnung nach Art. 58 UK GDPR
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Healthcare
- ICO, Übersicht der Durchsetzungsmaßnahmen (Entscheidung 2022) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 4 · Company name anonymised since 10 Nov 2024 · Direct link