Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- Anonymised companies €1.22bn 44 % · 79 cases
- GVA Capital Ltd. €186.3m 7 % · 1 case
- The Toronto-Dominion Bank €113m 4 % · 1 case
- UBS Financial Services Inc. €108.4m 4 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 4 % · 1 case
- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 3 % · 1 case
- FleetCor Technologies Inc. (heute Corpay Inc.) €87.1m 3 % · 1 case
- Canaccord Genuity LLC €69.2m 2 % · 1 case
- J.P. Morgan SE €57.2m 2 % · 2 cases
- Nationwide Building Society €50.4m 2 % · 1 case
- 206 more€697.4m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 1 | €480,000 |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
21 Jan 2025 Banco di Desio e della Brianza S.p.A.Banca d'Italia fines Banco di Desio €480,000 over customer transparency failings €480,000
The Banca d'Italia (Bank of Italy) imposed a fine of 480,000 EUR on Banco di Desio e della Brianza S.p.A. under Art. 144 of the Consolidated Banking Act (TUB). An inspection from 2 October to 15 December 2023 found shortcomings in organisation and controls for compliance with the rules on transparency and fair treatment of customers, including Arts. 117-bis, 126-septies and 126-quinquiesdecies et seq. TUB; the bank's corrective measures were taken into account.
Transparency duties towards customers need their own controls within the organisation; where these are missing, the supervisor sanctions the bank even if individual errors are corrected later.
Transparency and fair treatment of bank customers
- Authority / court
- Banca d'Italia
- Area of law
- Consumer protection and online retail
- Legal basis
- Art. 127 Abs. 01 TUB i. V. m. Art. 117-bis, 126-septies und 126-quinquiesdecies bis 126-septiesdecies TUB; Transparenzbestimmungen der Banca d'Italia vom 29.07.2009; Art. 144 TUB
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Mitigating circumstances
- The bank's corrective measures were taken into account in setting the fine.
- Published
- 14 Mar 2025
- Banca d'Italia – Banco di Desio e della Brianza Spa, Provvedimento n. 13 del 21 gennaio 2025 Decision of an authority
- Banca d'Italia – Provvedimenti sanzionatori (Liste) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Direct link