Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America and Asia-Pacific: 1,847 cases from 39 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- Anonymised companies 102 cases 24 % · €1.34bn
- „Paysera LT“, UAB 2 cases 0 % · €762,000
- J.P. Morgan SE 2 cases 0 % · €57.2m
- Peken Global Limited (KuCoin) 2 cases 0 % · €12.7m
- S-Pankki Oyj 2 cases 0 % · €9.47m
- UBS Financial Services Inc. 2 cases 0 % · €115.3m
- „ЗП Либра“ ООД 1 case 0 % · €22,602
- 13010431 Canada Inc. (Necosmart) 1 case 0 % · €434,295
- 2147353 Ontario Inc. 1 case 0 % · €22,376
- 2294235 Ontario Inc. 1 case 0 % · €44,108
- 301 more301 cases
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 1 | €4.87m |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 0 | – |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 0 | – |
| Q4 2026 | 0 | – |
1 case
12 Dec 2024 Bit Trade Pty Ltd (Betreiber der Kryptobörse Kraken)Kraken operator Bit Trade: AUD 8m penalty for missing target market determination €4.87m
From October 2021 Bit Trade offered more than 1,100 Australian customers a “margin extension” product, which the Court classified as a credit facility, without having made the required target market determination. Customers paid more than USD 7 million in fees and interest and suffered trading losses of more than USD 5 million. The Court imposed AUD 8 million; it was the first penalty for a missing target market determination.
Crypto providers too must check whether their products are regulated financial products and make a target market determination before distribution.
Product approval and target market determinations for new financial and crypto products
- Authority / court
- Federal Court of Australia (auf Antrag der Australian Securities and Investments Commission, ASIC)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- Design and Distribution Obligations des Corporations Act 2001 (Cth) (Pflicht zur Target Market Determination)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 12 Dec 2024
Original amount 8,000,000 AUD, converted at the ECB reference rate of 12 Dec 2024.
- ASIC 24-274MR: Kraken crypto exchange operator to pay $8 million following ASIC enforcement action Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link