Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 756 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- „Paysera LT“, UAB 2 cases 2 % · €762,000
- „ЗП Либра“ ООД 1 case 1 % · €22,602
- 13010431 Canada Inc. (Necosmart) 1 case 1 % · €434,295
- ADM Investor Services International Limited 1 case 1 % · €7.48m
- AIFM Capital AB 1 case 1 % · €177,187
- Aktia Pankki Oyj 1 case 1 % · €865,000
- American Express Carte France 1 case 1 % · €1.5m
- Arian Financial LLP 1 case 1 % · €344,791
- AS Inbank Finance 1 case 1 % ·
- Asociația Casa de Ajutor Reciproc „FLEXICREDIT” 1 case 1 % · €2,990
- 120 more120 cases
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 1 | €7.48m |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
29 Sep 2023 ADM Investor Services International LimitedFCA: £6.47 million against ADM Investor Services over outdated AML controls €7.48m
The UK Financial Conduct Authority (FCA) imposed £6,470,600 (after a 30% discount) because, between September 2014 and October 2016, the derivatives broker had only a rudimentary customer risk assessment, no firm-wide money laundering risk assessment and no adequate ongoing monitoring; its policies referred to outdated legislation. The FCA had already raised concerns in 2014.
Policies that refer to repealed legislation are a sure sign of a dead AML programme.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- FCA Principle 3; SYSC
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- 30% settlement discount
- Published
- 2 Oct 2023
Original amount 6,470,600 GBP, converted at the ECB reference rate of 29 Sep 2023.
- FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings Press release of an authority
- Final Notice: ADM Investor Services International Limited (29.09.2023) Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link