Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by levelWhat for?
by area of lawAll areas of law
Who?
by company- The Toronto-Dominion Bank €113m 17 % · 1 case
- UBS Financial Services Inc. €108.4m 16 % · 1 case
- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 13 % · 1 case
- FleetCor Technologies Inc. (heute Corpay Inc.) €87.1m 13 % · 1 case
- Canaccord Genuity LLC €69.2m 11 % · 1 case
- BMO Capital Markets Corp. €39.9m 6 % · 1 case
- Block, Inc. €36.1m 5 % · 1 case
- Paxos Trust Company, LLC €22.8m 3 % · 1 case
- DWS Investment Management Americas Inc. €17.9m 3 % · 1 case
- J.P. Morgan Securities LLC €16.5m 3 % · 1 case
- 20 more€60m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 1 | €913,159 |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
27 Nov 2023 First American Title Insurance CompanyNYDFS: $1 million against First American over open document links €913,159
The EaglePro application generated links to transaction documents without login and without an expiry date; according to a journalist, by changing the sequential document number, 885 million documents containing, among other things, social security and bank data could be retrieved. Users were told not to send sensitive data, but there were no technical barriers. The penalty was imposed by the New York State Department of Financial Services (NYDFS).
Instructions to users do not replace technical controls – sharing links need authentication and an expiry date.
Classification and sending of sensitive documents
- Authority / court
- New York State Department of Financial Services (NYDFS)
- Area of law
- Information security and cyber · Security measures and risk management
- Legal basis
- 23 NYCRR §§ 500.3, 500.7 (Cybersecurity Regulation)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- negligent
Original amount 1,000,000 USD, converted at the ECB reference rate of 27 Nov 2023.
- Consent Order to First American Title Insurance Company Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link