Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Click a bar to drill down one level.
Where?
by authority- Banka Slovenije €90,000 100 % · 3 cases
What for?
by area of lawAll areas of law
Who?
by companyWhen?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 1 | €90,000 |
| Q1 2025 | 1 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 1 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
3 cases
22 Sep 2025 Nova Ljubljanska banka d. d.NLB: reprimand because PSD2 interface exposed 57 account numbers Reprimand or warning
After an update of the PSD2 interface for third-party providers in July 2023, the confidentiality of 57 IBAN accounts of bank customers was not ensured. The banking supervisor, Banka Slovenije (Bank of Slovenia), issued a reprimand to the bank and to the responsible IT development director for breaching the obligation to protect confidential data (final).
Every change to customer interfaces requires testing for data leakage before go-live – responsibility also lies with the manager in charge.
Security testing for software releases of interfaces
- Authority / court
- Banka Slovenije
- Area of law
- Information security and cyber · Security measures and risk management
- Legal basis
- Art. 146, Art. 396 Abs. 1 Nr. 18 ZBan-3 (slowenisches Bankengesetz)
- Action
- Reprimand or warning
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Liability of senior managers
- Reprimand also issued to the responsible Director of IT Development (Dejan Pust).
- Razkritje informacij o izrečeni sankciji pravni in odgovorni osebi – Nova Ljubljanska banka d. d. Decision of an authority
- Banka Slovenije – Informacije o izrečenih ukrepih Enforcement database of an authority
Checked against the official source on 25 Sep 2026 · Direct link
Report an error
4 Mar 2025 MAKI podjetje za turizem, trgovino in storitve d.o.o. KoperBureau de change MAKI: transaction limit of 1,000 EUR over unresolved anti-money laundering deficiencies Order
During a follow-up inspection, Banka Slovenije (Bank of Slovenia) found that the company had not remedied the anti-money laundering deficiencies it had been ordered to address in 2023; some infringements are considered serious. It limited transactions to 1,000 EUR per customer per day, ordered monthly reports and set a deadline of 30 June 2025.
Supervisory orders that are not implemented lead to business restrictions – working through them requires responsible persons and deadline control.
Anti-money laundering in small financial service providers
- Authority / court
- Banka Slovenije
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- Art. 164 ZPPDFT-2, Art. 280 ZBan-3, Art. 42.a ZBS-1
- Action
- Order
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Repeat case
- yes
- Razkritje informacij o izrečenem ukrepu subjektu nadzora – MAKI d.o.o. Koper Decision of an authority
- Banka Slovenije – Informacije o izrečenih ukrepih Enforcement database of an authority
Checked against the official source on 25 Sep 2026 · Direct link
Report an error
6 Nov 2024 Deželna banka Slovenije d. d.Deželna banka Slovenije: 90,000 EUR for deficient credit risk provisioning €90,000
From 2018 to mid-2023, the bank had no adequate policies for impairments and provisions under IFRS 9 and the EBA guidelines on credit risk. Banka Slovenije (Bank of Slovenia) imposed 90,000 EUR on the bank and 2,500 EUR each on the chair of the management board and a board member.
In Slovenia, governance deficiencies in risk management are also sanctioned personally against board members.
- Authority / court
- Banka Slovenije
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- Art. 171, Art. 396 Abs. 1 Nr. 19 ZBan-3
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Liability of senior managers
- Fines of 2,500 EUR each on the chair of the management board, Marko Rozman, and the board member Barbara Cerovšek Zupančič.
- Razkritje informacij o izrečeni sankciji pravni in odgovorni osebi – Deželna banka Slovenije d. d. Decision of an authority
- Banka Slovenije – Informacije o izrečenih ukrepih Enforcement database of an authority
Checked against the official source on 25 Sep 2026 · Direct link