Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by levelWhat for?
by area of lawAll areas of law
Who?
by company- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 76 % · 1 case
- Anonymised companies €16.9m 12 % · 9 cases
- Peken Global Limited (KuCoin) €12.2m 9 % · 1 case
- Exchange Bank of Canada €679,518 0 % · 1 case
- 13010431 Canada Inc. (Necosmart) €434,295 0 % · 1 case
- Caisse populaire acadienne ltée €421,916 0 % · 1 case
- Liquidnet Canada Inc. €369,572 0 % · 1 case
- First Nations Bank of Canada €369,432 0 % · 1 case
- Canaccord Genuity Corp. €348,324 0 % · 1 case
- MP Technology Services Ltd. €331,514 0 % · 1 case
- 17 more€1.16m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 1 | €348,324 |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
14 May 2025 Canaccord Genuity Corp.FINTRAC: CAD 544,500 penalty on Canaccord Genuity Corp. for 4 violations of anti-money laundering obligations €348,324
According to FINTRAC, Canaccord Genuity Corp. is a securities dealer or wealth management firm based in Vancouver, British Columbia. Canada's anti-money laundering regulator FINTRAC imposed an administrative monetary penalty of CAD 544,500 on the company on 14 May 2025. According to FINTRAC's findings, made during a compliance examination in 2023, the company committed 4 violations of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and its regulations. As described by the regulator, the violations concerned suspicious transaction reporting, written compliance policies and procedures, assessing and documenting money laundering and terrorist financing risks and enhanced measures for high-risk situations. Specifically, FINTRAC found three missing suspicious transaction reports in 100 case files reviewed; in 14 files of high-risk clients reviewed, beneficial ownership and client information had not been updated. According to FINTRAC, the penalty has been paid in full and the case is closed. Source: FINTRAC (Financial Transactions and Reports Analysis Centre of Canada), "Administrative monetary penalty on Canaccord Genuity Corp.", published 3 July 2025, https://fintrac-canafe.canada.ca/pen/amps/pen-2025-07-03-eng; summarised in our own words; not an official version and not a reproduction of the original.
- Authority / court
- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
- Area of law
- Money laundering and terrorist financing · Suspicious activity reports
- Legal basis
- PCMLTFA s. 7, 9.6(2), 9.6(3); PCMLTF Regulations 156(1)(b), 156(1)(c), 156(2); Verwaltungsgeldbuße nach Teil 4.1 PCMLTFA
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Published
- 3 Jul 2025
Original amount 544,500 CAD, converted at the ECB reference rate of 14 May 2025.
- Administrative monetary penalty on Canaccord Genuity Corp. (03.07.2025) Decision of an authority
- FINTRAC – Public notice of administrative monetary penalties Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link