Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific and Middle East: 1,929 cases from 40 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by authority- Banco Central do Brasil (Comitê de Decisão de Processo Administrativo Sancionador – COPAS) €3.62m 100 % · 1 case
What for?
by area of lawAll areas of law
Who?
by company- Bulls Holding Investments Company S.A., RS Investimentos S/A €81.5m 54 % · 1 case
- Florim Consultoria Ltda. (ehem. Silverado Gestão e Investimentos), Santander Caceis Brasil DTVM S.A., Gradual CCTVM S.A. – Massa Falida u. a. (5 Unternehmen) €41.2m 27 % · 1 case
- BofA Securities Inc., Nomura International plc, Standard Chartered Bank u. a. (5 Banken) €12.7m 8 % · 1 case
- Qualicorp Consultoria e Corretora de Seguros S.A. €7.15m 5 % · 1 case
- Banco Genial S.A. €3.62m 2 % · 1 case
- Banco Topázio S.A. €2.82m 2 % · 1 case
- IRB-Brasil Resseguros S.A. €1.07m 1 % · 1 case
- Lebes Financeira S.A. – Sociedade de Crédito, Financiamento e Investimento €432,774 0 % · 1 case
- Intra DTVM Ltda. €188,419 0 % · 1 case
- Regen Serviços Fiduciários Ltda. €39,713 0 % · 1 case
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 0 | – |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 1 | €3.62m |
| Q4 2026 | 0 | – |
1 case
12 Aug 2026 Banco Genial S.A.Banco Genial: BRL 21.56m for anti-money laundering failings in FX business €3.62m
The Comitê de Decisão de Processo Administrativo Sancionador (COPAS, sanctions decision committee) of the Banco Central do Brasil (Brazilian central bank) fined Banco Genial S.A. a total of BRL 21,560,000.00: BRL 4,200,000.00 for inadequate anti-money laundering policies, procedures and controls, BRL 8,920,000.00 for failing to verify the credentials of foreign exchange clients and BRL 8,440,000.00 for failing to file suspicious activity reports with the financial intelligence unit Coaf in the proper form and on time. According to the case documents, the reporting charge concerned 1,364 foreign exchange transactions for the acquisition of virtual assets with five clients between November 2020 and October 2021, totalling USD 744,341,982.45.
Foreign exchange transactions for buying crypto-assets require checks on clients' financial capacity and timely suspicious activity reports.
Customer due diligence and suspicious activity reporting in FX and crypto business
- Authority / court
- Banco Central do Brasil (Comitê de Decisão de Processo Administrativo Sancionador – COPAS)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- Lei nº 9.613/1998, Art. 10 III, Art. 11 und 12; Lei nº 13.506/2017; Circular BCB nº 3.978/2020; Resolução CMN nº 3.568/2008
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Liability of senior managers
- Measures against individuals are not set out here.
Original amount 21,560,000 BRL, converted at the ECB reference rate of 12 Aug 2026.
- Banco Central do Brasil: Processo Administrativo Sancionador PE 280965 – Relatório, Voto und Decisão 2349/2026-COPAS vom 12.08.2026 Decision of an authority
- Banco Central do Brasil: Penalidades aplicadas em PAS (Gepad_QuadroPenalidades), PAS 280965 Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link