Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific and Middle East: 1,929 cases from 40 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by authority- Dubai Financial Services Authority (DFSA) €384,439 100 % · 1 case
What for?
by area of lawAll areas of law
Who?
by company- Wechselstube (anonymisiert) €48.4m 81 % · 1 case
- AC Holding Limited (Cayman Islands, Hayvn-Muttergesellschaft) €3.24m 5 % · 1 case
- AC Limited (Hayvn) €2.7m 5 % · 1 case
- Sundus Exchange €2.35m 4 % · 1 case
- Wechselstube (anonymisiert, Sanktion vom 19.02.2025) €913,388 2 % · 1 case
- Bank (anonymisiert) €697,653 1 % · 1 case
- Aarna Capital Limited €479,179 1 % · 1 case
- Ark Capital Management (Dubai) Limited €425,676 1 % · 1 case
- Ed Broking (MENA) Limited €384,439 1 % · 1 case
- Finanzierungsgesellschaft (anonymisiert) €140,793 0 % · 1 case
- 9 more€30,711
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 0 | – |
| Q1 2026 | 1 | €384,439 |
| Q2 2026 | 0 | – |
| Q3 2026 | 0 | – |
| Q4 2026 | 0 | – |
1 case
2 Feb 2026 Ed Broking (MENA) LimitedDFSA: USD 455,176 on reinsurance broker Ed Broking (MENA) for deceptive conduct €384,439
The reinsurance broker gave cedent insurers and reinsurers different premiums for the same placement, misled reinsurers about deductions and brokerage, and misled a client about the brokerage earned on 121 placements, partly using altered documents. In a settlement the DFSA allegedly imposed USD 455,176: USD 175,343 disgorgement (including interest) and a USD 279,833 penalty (USD 575,104 without settlement). The amount and the facts have not been confirmed against the primary source.
Undisclosed brokerage and inconsistent premium figures given to the contracting parties amount to deception – an early self-report reduces the consequences.
Transparency on brokerage and premiums in insurance distribution
- Authority / court
- Dubai Financial Services Authority (DFSA)
- Area of law
- Capital markets and financial supervision
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Self-report to the DFSA, internal investigation and restitution to clients; settlement (reduction from USD 575,104).
- Published
- 2 Feb 2026
Original amount 455,176 USD, converted at the ECB reference rate of 2 Feb 2026.
Checked against the official source on 3 Oct 2026 · Direct link