Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- Anonymised companies €1.22bn 44 % · 79 cases
- GVA Capital Ltd. €186.3m 7 % · 1 case
- The Toronto-Dominion Bank €113m 4 % · 1 case
- UBS Financial Services Inc. €108.4m 4 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 4 % · 1 case
- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 3 % · 1 case
- FleetCor Technologies Inc. (heute Corpay Inc.) €87.1m 3 % · 1 case
- Canaccord Genuity LLC €69.2m 2 % · 1 case
- J.P. Morgan SE €57.2m 2 % · 2 cases
- Nationwide Building Society €50.4m 2 % · 1 case
- 206 more€697.4m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 1 | €35.9m |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
25 Nov 2024 Barclays plcFCA: £30m fine for Barclays plc over undisclosed Qatari arrangements in 2008 €35.9m
The FCA fined Barclays plc £30 million. The FCA found that during its capital raisings in June and October 2008, Barclays entered into advisory agreements with a Qatari investor group whose fees were linked to their participation in the capital raisings. These fees and the link were not disclosed in announcements, prospectuses and a shareholder circular, which in the FCA's view made them misleading. The FCA found failures to take reasonable care over published information and breaches of the requirements for shareholder circulars. In relation to the October 2008 capital raising, it found that Barclays plc had acted recklessly and had not acted with integrity towards its shareholders (Listing Principle 3). Barclays plc had referred the decision notice of 23 September 2022 to the Upper Tribunal but withdrew the reference on 22 November 2024.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- LR 1.3.3R; LR 13.3.1R(3); Listing Principle 3; section 91 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 30,000,000 GBP, converted at the ECB reference rate of 25 Nov 2024.
- FCA Final Notice: Barclays plc (25 November 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link