Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Click a bar to drill down one level.
Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- Anonymised companies €1.22bn 44 % · 79 cases
- GVA Capital Ltd. €186.3m 7 % · 1 case
- The Toronto-Dominion Bank €113m 4 % · 1 case
- UBS Financial Services Inc. €108.4m 4 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 4 % · 1 case
- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 3 % · 1 case
- FleetCor Technologies Inc. (heute Corpay Inc.) €87.1m 3 % · 1 case
- Canaccord Genuity LLC €69.2m 2 % · 1 case
- J.P. Morgan SE €57.2m 2 % · 2 cases
- Nationwide Building Society €50.4m 2 % · 1 case
- 206 more€697.4m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 1 | €10.4m |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
13 Nov 2024 BNP Paribas Fortis SA/NVBNP Paribas Fortis: €10.4m ECB penalty for inaccurate capital reporting €10.4m
According to the ECB decision, BNP Paribas Fortis reported, on a consolidated basis, inaccurate own funds requirements and risk-weighted assets for factoring exposures in 31 consecutive quarters from 2014 to 2021, because it used internal models whose material deficiencies it was aware of, and did not inform the supervisors. The ECB classified the breach as intentional and severe and imposed 10,400,000 EUR.
Known model deficiencies must be disclosed to the supervisor rather than continuing to report on the basis of flawed results.
Disclosure of known model deficiencies to the supervisor
- Authority / court
- Europäische Zentralbank (EZB), Bankenaufsicht
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Art. 430 Abs. 1 Buchst. a VO (EU) Nr. 575/2013 (CRR), zuvor Art. 99 Abs. 1 CRR; Art. 18 Abs. 1 VO (EU) Nr. 1024/2013
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- intentional
- Published
- 20 Dec 2024
- ECB – Imposition of an administrative penalty on BNP Paribas Fortis SA/NV Official register or notice
- ECB Banking Supervision – Published sanctions (Liste mit Entscheidungsdatum, Betrag, Status) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Direct link