Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 756 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Capital markets and financial supervisionTransport, logistics and shippingHamburger Hafen und Logistik AG
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1case from 1 jurisdiction
€200,000Total of monetary amounts
€200,000Largest single case: Hamburger Hafen und Logistik AG
€200,000Median per case with an amount
Click a bar to drill down one level.
Where?
by regionAll jurisdictions
What for?
by topicWho?
by companyWhen?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 1 | €200,000 |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
22 Jan 2024 Hamburger Hafen und Logistik AGHHLA: failure to publish notices on financial reports €200,000
HHLA had not announced from when and at which internet address the 2021 annual financial report and the 2022 half-yearly financial report were publicly available. The fine has been final since 14 February 2024.
What organisations can take from it
Safeguard recurring mandatory publications by means of a checklist with named responsible persons and deadlines.
- Authority / court
- Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- § 114 Abs. 1 Satz 2 i. V. m. § 117 Nr. 1 und § 115 Abs. 1 Satz 2 i. V. m. § 117 Nr. 2 WpHG
- Action
- Fine
- Status of proceedings
- final
- Sector
- Transport, logistics and shipping
- Published
- 2 Feb 2024
Sources
- Hamburger Hafen und Logistik Aktiengesellschaft: BaFin setzt Geldbuße fest Decision of an authority
- Bekanntmachung der BaFin zur Hamburger Hafen und Logistik Aktiengesellschaft (Maßnahmenansicht mit Rechtskraftvermerk) Official register or notice
Checked against the official source on 25 Sep 2026 · Direct link