Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by topicWho?
by company- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 24 % · 1 case
- Anonymised companies €56.2m 16 % · 10 cases
- BMO Capital Markets Corp. €39.9m 11 % · 1 case
- Barclays plc €35.9m 10 % · 1 case
- Macquarie Bank Limited, London Branch €15.6m 4 % · 1 case
- J.P. Morgan SE €12.2m 3 % · 1 case
- Barclays Bank plc €12m 3 % · 1 case
- Powszechna Kasa Oszczędności Bank Polski S.A. (PKO BP) €11m 3 % · 1 case
- BNP Paribas Fortis SA/NV €10.4m 3 % · 1 case
- Deutsche Bank, S.A.E. €10m 3 % · 1 case
- 54 more€67.9m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 1 | €11m |
1 case
5 Aug 2026 Powszechna Kasa Oszczędności Bank Polski S.A. (PKO BP)PKO BP: PLN 47.5m for failings in structured deposits €11m
The KNF imposed five fines totalling PLN 47,500,000 on PKO BP in connection with structured deposits: PLN 26m for failing to inform clients of existing conflicts of interest, PLN 8m each for not analysing costs and charges and for an imprecise definition of the risk category and target market, PLN 4m for selling without checking target-market suitability and PLN 1.5m for misleading sales material on two products. The decision is not final.
Firms selling structured products must disclose conflicts of interest, test costs against client benefit and define the target market precisely.
Conflicts of interest and product governance for retail investment products
- Authority / court
- Komisja Nadzoru Finansowego (KNF)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- Art. 88c Abs. 1 und 2, Art. 88m Abs. 5 und 9 Prawo bankowe i. V. m. Verordnung des Finanzministers vom 21.01.2019 über Dienstleistungen der Banken bei strukturierten Einlagen
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
Original amount 47,500,000 PLN, converted at the ECB reference rate of 5 Aug 2026.
- KNF: Nałożenie kar pieniężnych na PKO BP SA Press release of an authority
- KNF: Wykaz kar nałożonych przez Komisję Nadzoru Finansowego w 2026 roku (Lp. 41) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Direct link