Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by topicWho?
by company- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 24 % · 1 case
- Anonymised companies €56.2m 16 % · 10 cases
- BMO Capital Markets Corp. €39.9m 11 % · 1 case
- Barclays plc €35.9m 10 % · 1 case
- Macquarie Bank Limited, London Branch €15.6m 4 % · 1 case
- J.P. Morgan SE €12.2m 3 % · 1 case
- Barclays Bank plc €12m 3 % · 1 case
- Powszechna Kasa Oszczędności Bank Polski S.A. (PKO BP) €11m 3 % · 1 case
- BNP Paribas Fortis SA/NV €10.4m 3 % · 1 case
- Deutsche Bank, S.A.E. €10m 3 % · 1 case
- 54 more€67.9m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 1 | €12m |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
25 Nov 2024 Barclays Bank plcFCA: £10m fine for Barclays Bank plc over incomplete 2008 prospectuses €12m
The FCA fined Barclays Bank plc £10 million. The FCA found that, in connection with the October 2008 capital raising, the bank issued financial instruments whose prospectuses did not mention an advisory agreement with a Qatari investor group and the related fees, which in its view made them misleading. The FCA found a failure to take reasonable care over published information; a separate decision was issued against the parent Barclays plc. Barclays Bank plc had referred the decision notice of 23 September 2022 to the Upper Tribunal but withdrew the reference on 22 November 2024.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Listing Rule 1.3.3R; section 91 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 10,000,000 GBP, converted at the ECB reference rate of 25 Nov 2024.
- FCA Final Notice: Barclays Bank plc (25 November 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link