Compliance Radar

Who was sanctioned, and for what?

Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific, Middle East and Africa: 2,207 cases from 44 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.

Financial services and insurance HSBC Bank plc Clear all filters

1case from 1 jurisdiction

€267.5mTotal of monetary amounts

€267.5mLargest single case: HSBC Bank plc

€267.5mMedian per case with an amount

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EU €267.5m 100 % · 1 case

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Other €267.5m 100 % · 1 case

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When?

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Trend
Period	Cases	Total
2026	1	€267.5m

1 case

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8 Jan 2026 HSBC Bank plcPNF: HSBC Bank plc pays €267.53m over dividend arbitrage (tax fraud) FranceOther €267.5m

HSBC Bank plc concluded a CJIP (convention judiciaire d'intérêt public, French deferred prosecution agreement) with the Parquet national financier (PNF, French national financial prosecutor) concerning intra-group dividend arbitrage trading structures run through its Paris branch between 2014 and 2019, which avoided withholding tax on dividends and may be classified as aggravated tax fraud. The bank pays a public interest fine of 267,531,000 EUR; for 2019 it had already paid 34,464,424 EUR in taxes, interest and penalties. Validated on 8 January 2026.

What organisations can take from it

Intra-group trades around dividend record dates must be reviewed for tax and criminal law risks before they are approved.

Relevance to training and awareness

Tax-driven dividend trades as a criminal liability risk

Authority / court: Parquet national financier (PNF); Validierung durch den Präsidenten des Tribunal judiciaire de Paris
Area of law: Other
Legal basis: Art. 41-1-2 Code de procédure pénale (fraude fiscale aggravée)
Action: Fine
Status of proceedings: final
Sector: Financial services and insurance
Employees: 10,000 or more
Published: 8 Jan 2026

Sources

Communiqué de presse du Procureur de la République financier, 8 janvier 2026 (CJIP HSBC Bank plc) Press release of an authority
Ministère de la Justice: Liste der Conventions judiciaires d'intérêt public Official register or notice

Checked against the official source on 2 Oct 2026 · Direct link

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How the radar is compiled

Official sources only

Every case is based on a decision, press release or database of an authority or a court. Press and law-firm reports count at most as additional references.

Four-eyes check

Whoever enters a case may not approve it. A second, independent check compares company, date, amount and area of law with the source. Only then is the case published.

Comparable amounts

Amounts are converted at the ECB reference rate on the day of the decision. Each case also shows the original amount.

Corrections on record

A correction is a new version that is checked again. Every change is logged. You can report errors directly on each case.

Case texts are translated from the German original. Where a translation is not yet available, the German text is shown and marked “(German original)”. Names of authorities, laws and companies are given as in the source (company names until they are anonymised).

Company names are anonymised two years after the decision in a case, in line with the practice of many supervisory authorities. The official sources remain linked.

The radar reports on published decisions and is not legal advice. Decisions that are not yet final are marked as such where the status is known.

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