Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America and Asia-Pacific: 1,838 cases from 37 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- Anonymised companies €1.34bn 25 % · 102 cases
- TD Bank, N.A. und TD Bank USA, N.A. €1.19bn 23 % · 1 case
- HSBC Bank plc €267.5m 5 % · 1 case
- GVA Capital Ltd. €186.3m 4 % · 1 case
- Union Standard International Group Pty Ltd; Maxi EFX Global AU Pty Ltd (EuropeFX); BrightAU Capital Pty Ltd (TradeFred) €182.1m 3 % · 1 case
- Royal Bank of Canada, Morgan Stanley, HSBC u. a. (5 Banken; Deutsche Bank als Kronzeugin bußgeldfrei) €126.2m 2 % · 1 case
- UBS Financial Services Inc. €115.3m 2 % · 2 cases
- The Toronto-Dominion Bank €113m 2 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 2 % · 1 case
- Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) €88.2m 2 % · 1 case
- 298 more€1.56bn
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 1 | €88.2m |
| Q4 2025 | 0 | – |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 0 | – |
| Q4 2026 | 0 | – |
1 case
8 Sep 2025 Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)PNF: Crédit Agricole CIB pays €88.25m over cum-cum dividend trades €88.2m
Crédit Agricole CIB concluded a CJIP (convention judiciaire d'intérêt public, French deferred prosecution agreement) with the Parquet national financier (PNF, French national financial prosecutor) over suspected aggravated laundering of aggravated tax fraud through dividend arbitrage (cum-cum) and pays a public interest fine of 88,247,869 EUR. Including the taxes, interest and penalties paid in the tax proceedings, the prosecutor puts the overall sum at 134,432,437 EUR; the agreement was validated on 8 September 2025.
Trading structures whose economic purpose is mainly to avoid withholding tax are a criminal risk and belong in the compliance approval process.
Tax-driven trading structures (cum-cum) as a criminal and money laundering risk
- Authority / court
- Parquet national financier (PNF); Validierung durch den Präsidenten des Tribunal judiciaire de Paris
- Area of law
- Money laundering and terrorist financing
- Legal basis
- Art. 41-1-2 Code de procédure pénale (blanchiment aggravé de fraude fiscale aggravée)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Published
- 8 Sep 2025
- Communiqué de presse du Procureur de la République financier, 8 septembre 2025 (CJIP Crédit Agricole CIB) Press release of an authority
- Ministère de la Justice: Liste der Conventions judiciaires d'intérêt public Official register or notice
Checked against the official source on 2 Oct 2026 · Direct link