Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- Anonymised companies €1.22bn 44 % · 79 cases
- GVA Capital Ltd. €186.3m 7 % · 1 case
- The Toronto-Dominion Bank €113m 4 % · 1 case
- UBS Financial Services Inc. €108.4m 4 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 4 % · 1 case
- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 3 % · 1 case
- FleetCor Technologies Inc. (heute Corpay Inc.) €87.1m 3 % · 1 case
- Canaccord Genuity LLC €69.2m 2 % · 1 case
- J.P. Morgan SE €57.2m 2 % · 2 cases
- Nationwide Building Society €50.4m 2 % · 1 case
- 206 more€697.4m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 1 | €12m |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 1 | €45.4m |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
2 cases
14 Jul 2025 Barclays Bank PlcFCA: £39.3m fine for Barclays Bank Plc over money laundering risks of a corporate client €45.4m
On 14 July 2025 the FCA fined Barclays Bank Plc £39,314,700 for breaching Principle 2 (due skill, care and diligence). The FCA found that between January 2015 and April 2021 the bank did not properly identify, assess and monitor the money laundering risks posed by one corporate client: apart from March 2019 to May 2020 it treated the client as low risk without knowing enough about its business or where its wealth and funds came from, and it did not reassess that rating when new warning signs emerged. Barclays settled with the FCA and received a 30% discount; without it the fine would have been £56,163,900.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- FCA Principle 2; section 206 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 39,314,700 GBP, converted at the ECB reference rate of 14 Jul 2025.
- FCA Final Notice: Barclays Bank Plc (14 July 2025) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link
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25 Nov 2024 Barclays Bank plcFCA: £10m fine for Barclays Bank plc over incomplete 2008 prospectuses €12m
The FCA fined Barclays Bank plc £10 million. The FCA found that, in connection with the October 2008 capital raising, the bank issued financial instruments whose prospectuses did not mention an advisory agreement with a Qatari investor group and the related fees, which in its view made them misleading. The FCA found a failure to take reasonable care over published information; a separate decision was issued against the parent Barclays plc. Barclays Bank plc had referred the decision notice of 23 September 2022 to the Upper Tribunal but withdrew the reference on 22 November 2024.
- Authority / court
- Financial Conduct Authority (FCA)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Listing Rule 1.3.3R; section 91 FSMA 2000
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 10,000,000 GBP, converted at the ECB reference rate of 25 Nov 2024.
- FCA Final Notice: Barclays Bank plc (25 November 2024) Decision of an authority
Checked against the official source on 28 Sep 2026 · Version 2 · Direct link