Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America and Asia-Pacific: 1,846 cases from 39 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- Anonymised companies 102 cases 25 % · €1.34bn
- „Paysera LT“, UAB 2 cases 0 % · €762,000
- J.P. Morgan SE 2 cases 0 % · €57.2m
- Peken Global Limited (KuCoin) 2 cases 0 % · €12.7m
- S-Pankki Oyj 2 cases 0 % · €9.47m
- UBS Financial Services Inc. 2 cases 0 % · €115.3m
- „ЗП Либра“ ООД 1 case 0 % · €22,602
- 13010431 Canada Inc. (Necosmart) 1 case 0 % · €434,295
- 2147353 Ontario Inc. 1 case 0 % · €22,376
- 2294235 Ontario Inc. 1 case 0 % · €44,108
- 300 more300 cases
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 0 | – |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 1 | €12.4m |
| Q4 2026 | 0 | – |
1 case
3 Jul 2026 ASX LimitedASX: 20.5 million AUD for misleading announcement on CHESS replacement project €12.4m
The Federal Court of Australia, on application by the Australian Securities and Investments Commission (ASIC, Australia's corporate, markets and financial services regulator), imposed a penalty of 20.5 million AUD on the exchange operator because a market announcement of 10 February 2022 stated that the project to replace its CHESS clearing and settlement system was progressing well. About six weeks later ASX announced a likely delay and paused the project in November 2022; in June 2026 it admitted contraventions of ss 12DA and 12DB of the ASIC Act.
Progress updates on major projects must reflect the actual status, including known risks – and operators of critical market infrastructure are held to a particularly high standard.
Accuracy and balance of market announcements about ongoing major projects
- Authority / court
- Federal Court of Australia (auf Antrag der Australian Securities and Investments Commission, ASIC)
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Australian Securities and Investments Commission Act 2001 (Cth) ss 12DA, 12DB(1)(a) und (e)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 3 Jul 2026
Original amount 20,500,000 AUD, converted at the ECB reference rate of 3 Jul 2026.
Checked against the official source on 3 Oct 2026 · Direct link