Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by levelWhat for?
by area of lawAll areas of law
Who?
by company- Anonymised companies €927.9m 53 % · 15 cases
- GVA Capital Ltd. €186.3m 11 % · 1 case
- The Toronto-Dominion Bank €113m 6 % · 1 case
- UBS Financial Services Inc. €108.4m 6 % · 1 case
- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 5 % · 1 case
- FleetCor Technologies Inc. (heute Corpay Inc.) €87.1m 5 % · 1 case
- Canaccord Genuity LLC €69.2m 4 % · 1 case
- BMO Capital Markets Corp. €39.9m 2 % · 1 case
- Block, Inc. €36.1m 2 % · 1 case
- Paxos Trust Company, LLC €22.8m 1 % · 1 case
- 18 more€63.1m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 1 | €963,196 |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
17 Mar 2026 TradeStation Securities, Inc.OFAC: USD 1.11 million settlement with TradeStation over securities trading for customers in Iran, Syria and Crimea €963,196
Online broker TradeStation Securities, Inc. of Florida is paying USD 1,110,661 under a settlement with OFAC for 481 apparent violations of multiple sanctions programmes. According to OFAC's findings, following several failures in compliance controls, customers in Iran, Syria and Crimea were able to execute 481 securities trades worth a total of USD 4,442,645 via the mobile app between June 2021 and June 2022. OFAC treated the apparent violations as non-egregious and voluntarily self-disclosed and credited significant remedial measures; the base penalty was USD 2,221,322. Source: U.S. Department of the Treasury, Office of Foreign Assets Control (OFAC), enforcement release "TradeStation Securities, Inc. Settles with OFAC for $1,110,661 Related to Apparent Violations of Multiple Sanctions Regulations", 17 March 2026, https://ofac.treasury.gov/media/935351/download?inline; summarised in our own words.
- Authority / court
- U.S. Department of the Treasury, Office of Foreign Assets Control (OFAC)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Iranian Transactions and Sanctions Regulations, 31 C.F.R. § 560.204; Syrian Sanctions Regulations, 31 C.F.R. § 542.207; Ukraine-/Russia-Related Sanctions Regulations, 31 C.F.R. § 589.207 (481 mutmaßliche Verstöße); Vergleich nach den Economic Sanctions Enforcement Guidelines, 31 C.F.R. part 501, app. A
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Published
- 17 Mar 2026
Original amount 1,110,661 USD, converted at the ECB reference rate of 17 Mar 2026.
- OFAC Enforcement Release: TradeStation Securities, Inc. Settles with OFAC for $1,110,661 (17.03.2026) Decision of an authority
- OFAC – Civil Penalties and Enforcement Information (2026) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link