Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 756 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by authority- Bundesanwaltschaft €3.2m 100 % · 1 case
What for?
by area of lawAll areas of law
Who?
by company- Leonteq AG (Finanzgruppe Leonteq) €9.98m 41 % · 1 case
- Banque Audi (Suisse) SA €4.01m 17 % · 1 case
- Bank J. Safra Sarasin AG €3.73m 15 % · 1 case
- J.P. Morgan (Suisse) SA €3.2m 13 % · 1 case
- Banque Pictet et Cie SA €2.13m 9 % · 1 case
- Morgan Stanley (Switzerland) GmbH €1.06m 4 % · 1 case
- Cembra Money Bank AG — 0 % · 1 case
- HSBC Private Bank (Suisse) SA — 0 % · 1 case
- Inkasso-Team AG — 0 % · 1 case
- MBaer Merchant Bank AG — 0 % · 1 case
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 1 | €3.2m |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
22 Aug 2025 J.P. Morgan (Suisse) SAJ.P. Morgan (Suisse): 3 million CHF fine in the 1MDB complex for deficient anti-money laundering controls €3.2m
Between October 2014 and July 2015, around 174 million CHF from predicate offences in the 1MDB complex passed through the bank in 43 transfers, even though negative information about the Petrosaudi managers involved was publicly available. The Office of the Attorney General of Switzerland (Bundesanwaltschaft) convicted the bank by summary penalty order and imposed 3 million CHF; a compensation claim was waived because the 1MDB fund is being compensated as a private claimant.
Publicly available negative information about clients must feed into the risk assessment and be capable of stopping transactions.
Customer due diligence and adverse media screening
- Authority / court
- Bundesanwaltschaft
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- Art. 102 Abs. 2 StGB i. V. m. Art. 305bis Abs. 1 und 2 StGB
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Time elapsed since the offence, very good cooperation in the proceedings, compensation of the private claimant (1MDB).
- Published
- 22 Aug 2025
Original amount 3,000,000 CHF, converted at the ECB reference rate of 22 Aug 2025.
- Fall 1MDB: Bank JP Morgan Suisse mit Strafbefehl verurteilt Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link