Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific and Middle East: 1,929 cases from 40 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by authority- Banco Central do Brasil (Comitê de Decisão de Processo Administrativo Sancionador – COPAS) €432,774 100 % · 1 case
What for?
by area of lawAll areas of law
Who?
by company- Bulls Holding Investments Company S.A., RS Investimentos S/A €81.5m 54 % · 1 case
- Florim Consultoria Ltda. (ehem. Silverado Gestão e Investimentos), Santander Caceis Brasil DTVM S.A., Gradual CCTVM S.A. – Massa Falida u. a. (5 Unternehmen) €41.2m 27 % · 1 case
- BofA Securities Inc., Nomura International plc, Standard Chartered Bank u. a. (5 Banken) €12.7m 8 % · 1 case
- Qualicorp Consultoria e Corretora de Seguros S.A. €7.15m 5 % · 1 case
- Banco Genial S.A. €3.62m 2 % · 1 case
- Banco Topázio S.A. €2.82m 2 % · 1 case
- IRB-Brasil Resseguros S.A. €1.07m 1 % · 1 case
- Lebes Financeira S.A. – Sociedade de Crédito, Financiamento e Investimento €432,774 0 % · 1 case
- Intra DTVM Ltda. €188,419 0 % · 1 case
- Regen Serviços Fiduciários Ltda. €39,713 0 % · 1 case
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 0 | – |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 1 | €432,774 |
| Q4 2026 | 0 | – |
1 case
12 Aug 2026 Lebes Financeira S.A. – Sociedade de Crédito, Financiamento e InvestimentoLebes Financeira: BRL 2.58m over lending to a related party above the limit €432,774
The BCB (central bank) sanctions committee COPAS imposed a fine of BRL 2,576,000.00 on Lebes Financeira S.A. – Sociedade de Crédito, Financiamento e Investimento because from January 2022 to March 2023 it engaged in prohibited credit transactions with a related company: its banking correspondent retained collected loan instalments, and the arrears reached BRL 147m at the end of November 2022, or 207.66% of adjusted equity against a limit of 10%. In addition there was a BRL 20m loan routed through a third company. The decision is not final.
If an affiliated distribution partner retains customer money, this can quickly become a prohibited loan to a related party.
- Authority / court
- Banco Central do Brasil (Comitê de Decisão de Processo Administrativo Sancionador – COPAS)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- Lei 13.506/2017, Art. 3 II; Lei 4.595/1964, Art. 34 § 3 V d und § 4 I; Resolução CMN 4.693/2018, Arts. 5, 6 und 7 II
- Action
- Fine
- Status of proceedings
- under appeal
- Sector
- Financial services and insurance
- Liability of senior managers
- Measures against individuals are not set out here.
Original amount 2,576,000 BRL, converted at the ECB reference rate of 12 Aug 2026.
- BCB – PAS PE 293627, Relatório, Voto e Decisão 2351/2026-COPAS de 12 de agosto de 2026 (Lebes Financeira S.A.) Decision of an authority
- BCB – Quadro geral de penalidades em PAS (OData), PAS 293627 Enforcement database of an authority
Checked against the official source on 3 Oct 2026 · Direct link