Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Click a bar to drill down one level.
Where?
by countryWhat for?
by area of lawAll areas of law
Who?
by company- J.P. Morgan SE €45m 55 % · 1 case
- Leonteq AG (Finanzgruppe Leonteq) €9.98m 12 % · 1 case
- N26 Bank AG €9.2m 11 % · 1 case
- Banque Audi (Suisse) SA €4.01m 5 % · 1 case
- Varengold Bank AG €3.8m 5 % · 1 case
- Bank J. Safra Sarasin AG €3.73m 5 % · 1 case
- J.P. Morgan (Suisse) SA €3.2m 4 % · 1 case
- Banque Pictet et Cie SA €2.13m 3 % · 1 case
- Morgan Stanley (Switzerland) GmbH €1.06m 1 % · 1 case
- Volksbank Düsseldorf Neuss eG €210,000 0 % · 1 case
- 6 more€207,500
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 1 | €2.13m |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
17 Jun 2025 Banque Pictet et Cie SABanque Pictet: 2 million CHF fine for laundering Petrobras bribes €2.13m
Between 2010 and 2013, an asset manager at the bank validated 54 transfers through which bribes of around 4.1 million USD connected with SBM Offshore's charter contracts with Petrobras were concealed. The bank had not classified high-risk accounts as such and had inadequately monitored transfers; the Office of the Attorney General of Switzerland (Bundesanwaltschaft) imposed a fine of 2 million CHF, and the former employee received a suspended prison sentence.
Risk classification and transaction monitoring must take effect before individual relationship managers approve payments.
High-risk clients and transaction monitoring
- Authority / court
- Bundesanwaltschaft
- Area of law
- Money laundering and terrorist financing · Internal controls
- Legal basis
- Art. 102 Abs. 2 StGB i. V. m. Art. 305bis und Art. 322septies StGB
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Mitigating circumstances
- Time elapsed since the offence, very good cooperation, organisational corrective measures after the Petrobras affair became known.
- Liability of senior managers
- Former asset manager: suspended prison sentence of six months (probation period of two years).
- Published
- 17 Jun 2025
Original amount 2,000,000 CHF, converted at the ECB reference rate of 17 Jun 2025.
- Banque Pictet et Cie SA und ehemaliger Vermögensverwalter per Strafbefehl verurteilt Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link