Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by area of lawAll areas of law
Who?
by company- The Toronto-Dominion Bank €113m 11 % · 1 case
- UBS Financial Services Inc. €108.4m 10 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 10 % · 1 case
- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 8 % · 1 case
- FleetCor Technologies Inc. (heute Corpay Inc.) €87.1m 8 % · 1 case
- Canaccord Genuity LLC €69.2m 7 % · 1 case
- Nationwide Building Society €50.4m 5 % · 1 case
- J.P. Morgan SE €45m 4 % · 1 case
- BMO Capital Markets Corp. €39.9m 4 % · 1 case
- Block, Inc. €36.1m 3 % · 1 case
- 119 more€304.2m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 1 | €1.92m |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
23 Jan 2025 PayPal, Inc.NYDFS: $2 million against PayPal over untrained teams and missing MFA €1.92m
When changing data flows for 1099-K tax forms, insufficiently trained teams bypassed security processes; criminals with compromised credentials were able to retrieve forms containing social security numbers. According to the New York State Department of Financial Services (NYDFS), qualified personnel, training, access policies as well as MFA, CAPTCHA and rate limiting were lacking.
Anyone changing data flows must know the security processes – training development teams is part of cyber defence.
Secure software development and change processes
Missing or inadequate training played a role in the decision.
- Authority / court
- New York State Department of Financial Services (NYDFS)
- Area of law
- Information security and cyber · Security measures and risk management
- Legal basis
- 23 NYCRR Part 500 (Cybersecurity Regulation)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Employees
- 10,000 or more
- Culpability
- negligent
- Mitigating circumstances
- PayPal has since remedied the deficiencies.
- Published
- 23 Jan 2025
Original amount 2,000,000 USD, converted at the ECB reference rate of 23 Jan 2025.
- DFS-Pressemitteilung vom 23.01.2025: Cybersecurity-Vergleich mit PayPal, Inc. (2 Mio. $) Press release of an authority
Checked against the official source on 25 Sep 2026 · Direct link