Compliance Radar

Who was sanctioned, and for what?

Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.

3cases from 1 jurisdiction
€50,000Total of monetary amounts
€16,000Median per case with an amount

Click a bar to drill down one level.

Where?

by authority
  1. Entidade Reguladora dos Serviços Energéticos (ERSE) €50,000 100 % · 3 cases

What for?

by area of law

All areas of law

  1. Other €34,000 68 % · 2 cases
  2. Consumer protection and online retail €16,000 32 % · 1 case

Who?

by company
  1. Audax Renovables, S.A. – Sucursal em Portugal €22,000 65 % · 1 case
  2. Capwatt Retail Gás PT, S.A. €12,000 35 % · 1 case

When?

per quarter, by date of decision
Trend
PeriodCasesTotal
Q3 20230—
Q4 20230—
Q1 20240—
Q2 20240—
Q3 20240—
Q4 20240—
Q1 20250—
Q2 20250—
Q3 20250—
Q4 20250—
Q1 20261€16,000
Q2 20260—
Q3 20262€34,000

3 cases

22 Sep 2026 Audax Renovables, S.A. – Sucursal em PortugalPortugal: 22,000 EUR against Audax Renovables over missing gas reserves and hotline PortugalOther €22,000

On a total of 249 days, the Portuguese branch of the energy supplier failed to hold the mandatory natural gas security reserves, did not correctly show network charges on invoices, did not publish, or published late, mandatory information and its quality report, and failed to meet the standards for hotline waiting times. In a settlement procedure, the Entidade Reguladora dos Serviços Energéticos (Portuguese Energy Services Regulatory Authority, ERSE) set a fine of 44,000 EUR and reduced it to 22,000 EUR.

What organisations can take from it

Security of supply and service obligations in the energy sector are sanctioned individually – a compliance calendar for reserves and reports helps.

Authority / court
Entidade Reguladora dos Serviços Energéticos (ERSE)
Area of law
Other
Legal basis
Regime Sancionatório do Setor Energético (RSSE), Art. 28, 29; Decreto-Lei n.º 62/2020, Art. 96; RRC; RQS
Action
Fine
Status of proceedings
final
Sector
Energy and utilities
Culpability
negligent
Mitigating circumstances
Settlement (transação) with full admission, remediation of all infringements

Checked against the official source on 25 Sep 2026 · Direct link

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6 Aug 2026 Capwatt Retail Gás PT, S.A.Portugal: 12,000 EUR against Capwatt over gas reserves and dispute resolution notice PortugalOther €12,000

In several months of 2023 and 2024, the gas supplier did not hold the natural gas security reserves and did not name the competent alternative dispute resolution bodies in customer contracts. The Entidade Reguladora dos Serviços Energéticos (Portuguese Energy Services Regulatory Authority, ERSE) accepted the settlement proposal, set a fine of 24,000 EUR and reduced it to 12,000 EUR.

What organisations can take from it

Mandatory information in consumer contracts – for example on dispute resolution – belongs in a regularly reviewed contract template.

Authority / court
Entidade Reguladora dos Serviços Energéticos (ERSE)
Area of law
Other
Legal basis
RSSE, Art. 29; Decreto-Lei n.º 62/2020, Art. 57, 96; Portaria n.º 59/2022; RRC Art. 22
Action
Fine
Status of proceedings
final
Sector
Energy and utilities
Culpability
negligent
Mitigating circumstances
Settlement with admission and remediation

Checked against the official source on 25 Sep 2026 · Direct link

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5 Jan 2026 Portugal: 16,000 EUR against filling station operator for forwarding complaints late PortugalConsumer protection and online retail €16,000

A filling station operator (medium-sized company, name not published) did not send the originals of eight sheets from the statutory complaints book to the authority on time. The Entidade Reguladora dos Serviços Energéticos (Portuguese Energy Services Regulatory Authority, ERSE) imposed 16,000 EUR for eight negligent administrative offences; the Competition, Regulation and Supervision Court upheld the fine in full on 14 July 2026.

What organisations can take from it

Even formal obligations such as forwarding complaints book sheets are sanctioned per case – branch staff must know the procedure.

Relevance to training and awareness

Timely forwarding of customer complaints from the complaints book

Authority / court
Entidade Reguladora dos Serviços Energéticos (ERSE)
Area of law
Consumer protection and online retail
Legal basis
Decreto-Lei n.º 156/2005 (Livro de Reclamações); Regime Jurídico das Contraordenações Económicas, Art. 18, 19
Action
Fine
Status of proceedings
final
Sector
Energy and utilities
Employees
50 to 249
Culpability
negligent
Mitigating circumstances
No previous record, no economic advantage

Checked against the official source on 25 Sep 2026 · Direct link

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