Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America and Asia-Pacific: 1,838 cases from 37 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Click a bar to drill down one level.
Where?
by authority- Federal Court of Australia (auf Antrag der Australian Securities and Investments Commission, ASIC) 1 case 33 % · €4.18m
- NSW Environment Protection Authority (EPA NSW) 1 case 33 % · €325,508
- NSW Environment Protection Authority (EPA NSW) / Land and Environment Court of NSW 1 case 33 % · €147,975
What for?
by area of lawAll areas of law
Who?
by companyWhen?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 1 | €4.18m |
| Q4 2025 | 0 | – |
| Q1 2026 | 1 | €325,508 |
| Q2 2026 | 1 | €147,975 |
| Q3 2026 | 0 | – |
| Q4 2026 | 0 | – |
3 cases
7 May 2026 Sydney Water CorporationSydney Water: AUD 240,000 penalty after sewage overflow in Carramar €147,975
In two incidents in July and August 2022 around 423,000 litres of untreated sewage escaped in Carramar because plant had not been properly maintained, affecting a residential property, a sports field, bushland and Prospect Creek. After a guilty plea, the Land and Environment Court convicted Sydney Water and imposed AUD 225,000 for breaching its environment protection licence and AUD 15,000 for failing without lawful excuse to provide CCTV footage requested by the EPA.
Operators of sewerage networks must ensure their plant is maintained and respond promptly to regulators’ information requests.
Maintenance of wastewater plant and cooperation with regulatory information requests
- Authority / court
- NSW Environment Protection Authority (EPA NSW) / Land and Environment Court of NSW
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Bedingungen der Environment Protection Licence; Pflicht zur Vorlage von Informationen und Unterlagen gegenüber der EPA NSW
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Mitigating circumstances
- 25% discount for an early guilty plea.
- Published
- 7 May 2026
Original amount 240,000 AUD, converted at the ECB reference rate of 7 May 2026.
- EPA NSW: Sydney Water cops $240,000 penalty over Carramar sewage spill (7 May 2026) Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link
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20 Feb 2026 Clarence Colliery Pty LtdClarence Colliery: 543,500 AUD after mine water entered the Wollangambe River €325,508
Clarence Colliery Pty Ltd, a subsidiary of Centennial Coal Company, was sentenced by the Land and Environment Court of NSW after pleading guilty to five offences under the Protection of the Environment Operations Act 1997, after untreated mine water with elevated nickel and zinc levels from the coal mine near Lithgow entered the Wollangambe River in December 2023 and April 2024. The offences comprised two water pollution offences, a licence breach, non-compliance with a prevention notice and a pollution incident response plan that had not been tested for 269 days. The court imposed fines totalling 543,500 AUD and ordered 86,500 AUD for rehabilitation of Long Swamp; in addition, the EPA's legal and investigation costs of 170,000 AUD and 15,548 AUD are payable.
Pollution incident response plans must be tested regularly; here the failure was penalised separately for the first time.
Regularly testing pollution incident response plans
- Authority / court
- NSW Environment Protection Authority (EPA NSW)
- Area of law
- Environment and sustainability · Emissions and permits
- Legal basis
- Protection of the Environment Operations Act 1997 (NSW) s 120(1) (zwei Fälle), s 64(1), s 97(1), s 153E; Zahlungsanordnung nach s 250(1)(e)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Repeat case
- yes
- Mitigating circumstances
- Early guilty pleas (25% discount).
- Published
- 23 Feb 2026
Original amount 543,500 AUD, converted at the ECB reference rate of 20 Feb 2026.
Checked against the official source on 3 Oct 2026 · Direct link
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26 Aug 2025 TerraCom LimitedTerraCom: AUD 7.5m penalty for victimising a whistleblower €4.18m
In 2020 the ASX-listed coal mining company used two ASX announcements and an open letter to shareholders to present as false the allegations of a former senior employee about coal quality certificates amended without proper justification, although an independent investigation at least partly supported them. On the basis of an admission and a jointly proposed penalty, the Court found a contravention of the prohibition on victimising whistleblowers and allegedly imposed AUD 7.5 million (payable in two instalments); TerraCom also pays AUD 1 million of ASIC’s costs. It is ASIC’s first enforcement outcome for breaches of the whistleblower protection provisions.
Public statements about whistleblower allegations should be legally reviewed beforehand, as even disparaging announcements can amount to prohibited detriment.
Protecting whistleblowers from detriment, including through the company’s public statements
Missing or inadequate training played a role in the decision.
- Authority / court
- Federal Court of Australia (auf Antrag der Australian Securities and Investments Commission, ASIC)
- Area of law
- Whistleblower protection · Retaliation against whistleblowers
- Legal basis
- s 1317AC(1) Corporations Act 2001 (Cth); Strafe nach s 1317G
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Energy and utilities
- Culpability
- intentional
- Repeat case
- no
- Mitigating circumstances
- Admission of the contravention and jointly proposed penalty following mediation; revised whistleblower policy and training for senior leaders and the board in May 2025; no previous court findings of a similar kind.
- Liability of senior managers
- Measures against individuals are not set out here.
- Published
- 27 Aug 2025
Original amount 7,500,000 AUD, converted at the ECB reference rate of 26 Aug 2025.
- ASIC 25-179MR: TerraCom to pay $7.5 million after ASIC whistleblower action Press release of an authority
Checked against the official source on 3 Oct 2026 · Direct link