Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Click a bar to drill down one level.
Where?
by regionAll jurisdictions
What for?
by topicWho?
by company- Anonymised companies €899.9m 81 % · 7 cases
- GVA Capital Ltd. €186.3m 17 % · 1 case
- Interactive Brokers LLC €10.1m 1 % · 1 case
- IPI Partners, LLC €9.89m 1 % · 1 case
- Citibank, N.A., London Branch €5.54m 0 % · 1 case
- Exodus Movement, Inc. €2.68m 0 % · 1 case
- TradeStation Securities, Inc. €963,196 0 % · 1 case
- ShapeShift AG €636,618 0 % · 1 case
- Markom Management Limited €358,453 0 % · 1 case
- Deutsche Bank AG London Branch €190,476 0 % · 1 case
- 4 more€454,217
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 1 | €186.3m |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
12 Jun 2025 GVA Capital Ltd.OFAC: USD 216 million penalty on GVA Capital over managing an investment for a sanctioned oligarch €186.3m
OFAC has imposed the statutory maximum penalty of USD 215,988,868 on San Francisco venture capital firm GVA Capital Ltd. by way of a Penalty Notice. According to OFAC's findings, between April 2018 and May 2021 GVA Capital knowingly managed an investment for a sanctioned Russian oligarch despite knowing of his blocked status, working with a relative who acted as his proxy. The company also failed to comply fully with an OFAC subpoena for 28 months. OFAC treated the violations as egregious and not voluntarily self-disclosed. The Penalty Notice was preceded by Pre-Penalty Notices dated 13 September 2023 and 22 August 2024. The publication does not mention any pending review. Source: U.S. Department of the Treasury, Office of Foreign Assets Control (OFAC), enforcement release "OFAC Imposes $215,988,868 Penalty on GVA Capital Ltd. for Violating Ukraine/Russia-Related Sanctions and Reporting Obligations", 12 June 2025, https://ofac.treasury.gov/media/934366/download?inline; summarised in our own words.
- Authority / court
- U.S. Department of the Treasury, Office of Foreign Assets Control (OFAC)
- Area of law
- Sanctions and export control · Breaches of sanctions and embargoes
- Legal basis
- Ukraine-/Russia-Related Sanctions Regulations, 31 C.F.R. §§ 589.201(a)(3), 589.201(b)(1), 589.213(a); Reporting, Procedures and Penalties Regulations, 31 C.F.R. § 501.602 (28 Verstöße, Subpoena); Penalty Notice nach 31 C.F.R. § 589.703 und den Economic Sanctions Enforcement Guidelines, 31 C.F.R. part 501, app. A
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 12 Jun 2025
Original amount 215,988,868 USD, converted at the ECB reference rate of 12 Jun 2025.
- OFAC Enforcement Release: OFAC Imposes $215,988,868 Penalty on GVA Capital Ltd. (12.06.2025) Decision of an authority
- OFAC – 2025 Enforcement Information Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Version 3 · Direct link