Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by authority- Banka Slovenije €90,000 100 % · 1 case
What for?
by topicWho?
by sectorAll sectors
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 1 | €90,000 |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
6 Nov 2024 Deželna banka Slovenije d. d.Deželna banka Slovenije: 90,000 EUR for deficient credit risk provisioning €90,000
From 2018 to mid-2023, the bank had no adequate policies for impairments and provisions under IFRS 9 and the EBA guidelines on credit risk. Banka Slovenije (Bank of Slovenia) imposed 90,000 EUR on the bank and 2,500 EUR each on the chair of the management board and a board member.
In Slovenia, governance deficiencies in risk management are also sanctioned personally against board members.
- Authority / court
- Banka Slovenije
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- Art. 171, Art. 396 Abs. 1 Nr. 19 ZBan-3
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Liability of senior managers
- Fines of 2,500 EUR each on the chair of the management board, Marko Rozman, and the board member Barbara Cerovšek Zupančič.
- Razkritje informacij o izrečeni sankciji pravni in odgovorni osebi – Deželna banka Slovenije d. d. Decision of an authority
- Banka Slovenije – Informacije o izrečenih ukrepih Enforcement database of an authority
Checked against the official source on 25 Sep 2026 · Direct link