Compliance Radar

Who was sanctioned, and for what?

Fines, court rulings and incidents from Europe and North America: 718 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.

EU Sweden Capital markets and financial supervision Clear all filters

1case from 1 jurisdiction

€177,187Total of monetary amounts

€177,187Largest single case: AIFM Capital AB

€177,187Median per case with an amount

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Where?

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Finansinspektionen (FI) €177,187 100 % · 1 case

What for?

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Organisational requirements €177,187 100 % · 1 case

Who?

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All sectors

Financial services and insurance €177,187 100 % · 1 case

When?

per quarter, by date of decision

Trend
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Q3 2026	1	€177,187

1 case

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16 Sep 2026 AIFM Capital ABAIFM Capital: 2 million SEK for inadequate selection and oversight of fund managers SwedenOrganisational requirements €177,187

As a so-called fund hotel, the company had its funds managed by other firms, but examined these delegation agreements only insufficiently, did not take the related decisions properly and did not monitor the funds’ returns in relation to risk closely enough. The Swedish financial supervisory authority Finansinspektionen (FI) issued a remark and imposed 2 million SEK; no damage to investors was established.

What organisations can take from it

Outsourcing tasks does not outsource responsibility: document the selection of service providers, the decisions taken and ongoing oversight.

Authority / court: Finansinspektionen (FI)
Area of law: Capital markets and financial supervision · Organisational requirements
Legal basis: Schwedisches Fondsrecht – Regeln zur Delegation der Fondsverwaltung und deren Überwachung
Action: Fine
Status of proceedings: unknown
Sector: Financial services and insurance
Mitigating circumstances: No established damage to investors; remedial measures already taken during the investigation.
Published: 16 Sep 2026

Original amount 2,000,000 SEK, converted at the ECB reference rate of 16 Sep 2026.

Sources

FI ger AIFM Capital en anmärkning och en sanktionsavgift (16.09.2026) Press release of an authority

Checked against the official source on 25 Sep 2026 · Direct link

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How the radar is compiled

Official sources only

Every case is based on a decision, press release or database of an authority or a court. Press and law-firm reports count at most as additional references.

Four-eyes check

Whoever enters a case may not approve it. A second, independent check compares company, date, amount and area of law with the source. Only then is the case published.

Comparable amounts

Amounts are converted at the ECB reference rate on the day of the decision. Each case also shows the original amount.

Corrections on record

A correction is a new version that is checked again. Every change is logged. You can report errors directly on each case.

Case texts are translated from the German original. Where a translation is not yet available, the German text is shown and marked “(German original)”. Names of authorities, laws and companies are given as in the source.

The radar reports on published decisions and is not legal advice. Decisions that are not yet final are marked as such where the status is known.

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