Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by authority- Finanzmarktaufsicht Liechtenstein (FMA) €530,110 100 % · 1 case
What for?
by action- Fine €530,110 100 % · 1 case
Who?
by sectorAll sectors
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 1 | €530,110 |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
21 Dec 2023 a Liechtenstein financial institutionLiechtenstein: CHF 500,000 fine for risk management and due diligence breaches €530,110
The Finanzmarktaufsicht (FMA, Liechtenstein Financial Market Authority) fined an unnamed legal person CHF 500,000 for a serious breach of the risk management rules under the Bankengesetz (Banking Act) and a repeated breach of the due diligence obligation to establish or update the business relationship profile. The FMA only publishes final sanctions and gives no further details of the facts.
Business profiles must be fully established and kept up to date for every business relationship; repeated deficiencies combined with weak risk management lead to high fines.
Risk management and up-to-date business profiles under due diligence law
- Authority / court
- Finanzmarktaufsicht Liechtenstein (FMA)
- Area of law
- Capital markets and financial supervision · Organisational requirements
- Legal basis
- Art. 63a Abs. 1 Bst. b Bankengesetz (BankG); Art. 31 Abs. 1 Bst. e Sorgfaltspflichtgesetz (SPG)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
Original amount 500,000 CHF, converted at the ECB reference rate of 21 Dec 2023.
- FMA Liechtenstein, Enforcement und Sanktionen (Übersicht) (Entscheidung 2023) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Company name anonymised since 21 Dec 2025 · Direct link