Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 1,370 cases from 35 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
Click a bar to drill down one level.
Where?
by regionAll jurisdictions
What for?
by topicWho?
by company- Two Sigma Investments LP und Two Sigma Advisers LP €87.6m 24 % · 1 case
- Anonymised companies €56.2m 16 % · 10 cases
- BMO Capital Markets Corp. €39.9m 11 % · 1 case
- Barclays plc €35.9m 10 % · 1 case
- Macquarie Bank Limited, London Branch €15.6m 4 % · 1 case
- J.P. Morgan SE €12.2m 3 % · 1 case
- Barclays Bank plc €12m 3 % · 1 case
- Powszechna Kasa Oszczędności Bank Polski S.A. (PKO BP) €11m 3 % · 1 case
- BNP Paribas Fortis SA/NV €10.4m 3 % · 1 case
- Deutsche Bank, S.A.E. €10m 3 % · 1 case
- 54 more€67.9m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 0 | — |
| Q4 2025 | 0 | — |
| Q1 2026 | 1 | €12.2m |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
10 Feb 2026 J.P. Morgan SEJ.P. Morgan SE: €12.18m ECB penalty for misreporting risk-weighted assets €12.2m
The ECB imposed two penalties on J.P. Morgan SE: 10,150,000 EUR because the bank misclassified corporate exposures in 15 quarterly reports (end-2019 to mid-2023) and reported risk-weighted assets for credit risk that were too low, and 2,030,000 EUR because it wrongly excluded transactions from the calculation of credit valuation adjustment (CVA) risk in 21 reporting periods (2019 to 2024). The ECB regarded both as seriously negligent, caused by evident deficiencies in internal processes; as a result, the reported capital ratios were too high.
Classification of exposures for regulatory reporting needs effective controls; otherwise incorrect capital ratios become a sanctions risk.
Accuracy of supervisory reporting
- Authority / court
- Europäische Zentralbank (EZB), Bankenaufsicht
- Area of law
- Capital markets and financial supervision · Disclosure and reporting obligations
- Legal basis
- Art. 430 Abs. 1 Buchst. a VO (EU) Nr. 575/2013 (CRR); Art. 18 Abs. 1 VO (EU) Nr. 1024/2013
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- negligent
- Mitigating circumstances
- The bank identified and reported the breaches itself, cooperated and took remedial action.
- Published
- 19 Feb 2026
- ECB – Imposition of administrative penalties on J.P. Morgan SE (Veröffentlichung, Bild-PDF) Official register or notice
- ECB sanctions J.P. Morgan for misreporting capital requirements (19.02.2026) Press release of an authority
- ECB Banking Supervision – Published sanctions (Liste mit Entscheidungsdatum, Betrag, Status) Enforcement database of an authority
Checked against the official source on 28 Sep 2026 · Direct link