Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe and North America: 756 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by topicWho?
by company- The London Metal Exchange (LME) €11m 33 % · 1 case
- Intercontinental Exchange, Inc. (ICE) und neun Tochtergesellschaften, u. a. New York Stock Exchange LLC €9.23m 28 % · 1 case
- Farmers Insurance Exchange €2.4m 7 % · 1 case
- Infinity Insurance Company €1.95m 6 % · 1 case
- PayPal, Inc. €1.92m 6 % · 1 case
- Delta Dental Insurance Company und Delta Dental of New York, Inc. €1.92m 6 % · 1 case
- Healthplex, Inc. €1.71m 5 % · 1 case
- First American Title Insurance Company €913,159 3 % · 1 case
- Tradition SEF LLC €789,284 2 % · 1 case
- OTC Link LLC €501,614 2 % · 1 case
- 6 more€674,134
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q3 2023 | 0 | — |
| Q4 2023 | 0 | — |
| Q1 2024 | 0 | — |
| Q2 2024 | 0 | — |
| Q3 2024 | 0 | — |
| Q4 2024 | 0 | — |
| Q1 2025 | 0 | — |
| Q2 2025 | 0 | — |
| Q3 2025 | 1 | €1.71m |
| Q4 2025 | 0 | — |
| Q1 2026 | 0 | — |
| Q2 2026 | 0 | — |
| Q3 2026 | 0 | — |
1 case
14 Aug 2025 Healthplex, Inc.Healthplex: 2 million USD – phishing incident not reported to supervisor for months €1.71m
An employee of the dental insurance service provider disclosed his login credentials via a phishing e-mail; the mailbox containing over 100,000 e-mails with health and social security data was accessible. Healthplex had known about the incident since November 2021 but only reported it to the New York State Department of Financial Services (NYDFS) in April 2022 instead of within 72 hours; in addition, there was no MFA for web access and no data retention and deletion policy.
Security incidents require a fixed reporting process with deadline control – the 72-hour clock starts when the incident is identified, not when forensics is completed.
Recognising phishing; reporting channels for security incidents
- Authority / court
- New York State Department of Financial Services (NYDFS)
- Area of law
- Information security and cyber · Incident reporting obligations
- Legal basis
- 23 NYCRR § 500.17(a), § 500.12(b), § 500.13, § 500.17(b)
- Action
- Fine
- Status of proceedings
- final
- Sector
- Financial services and insurance
- Culpability
- negligent
Original amount 2,000,000 USD, converted at the ECB reference rate of 14 Aug 2025.
- NYDFS Consent Order to Healthplex, Inc. (14.08.2025) Decision of an authority
Checked against the official source on 25 Sep 2026 · Direct link