Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific, Middle East and Africa: 2,033 cases from 44 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by topicWho?
by company- TD Bank, N.A. und TD Bank USA, N.A. €1.19bn 49 % · 1 case
- Anonymised companies €132.6m 6 % · 30 cases
- The Toronto-Dominion Bank €113m 5 % · 1 case
- UBS Financial Services Inc. €108.4m 5 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 4 % · 1 case
- Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) €88.2m 4 % · 1 case
- Canaccord Genuity LLC €69.2m 3 % · 1 case
- Nationwide Building Society €50.4m 2 % · 1 case
- Wechselstube (anonymisiert) €48.4m 2 % · 1 case
- Barclays Bank Plc €45.4m 2 % · 1 case
- 124 more€454.6m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 1 | €675,255 |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 0 | – |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 0 | – |
| Q4 2026 | 0 | – |
1 case
24 Jan 2025 The Standard Bank of South Africa LimitedPA: ZAR 13m against Standard Bank over late reports to the FIC €675,255
Following an inspection in 2022, the supervisor found that the bank had filed 17,259 suspicious transaction reports and 1,466 cash transaction reports late and failed to file one suspicious report at all, had not recorded the submission dates of 43 suspicious reports, omitted ongoing due diligence on two clients and not handled some 75,700 monitoring alerts on time. Sanction: six cautions and financial penalties totalling ZAR 13m (4m for late suspicious reports, 1m for the missing report, 8m for breaches of Directive 5). The amount and the facts have not been confirmed against the primary source.
Identifying suspicious cases but not reporting them on time breaches the reporting duty just as not reporting at all does; reporting processes need capacity and deadline control.
Timely suspicious and cash transaction reporting
- Authority / court
- Prudential Authority (PA) der South African Reserve Bank
- Area of law
- Money laundering and terrorist financing · Suspicious activity reports
- Legal basis
- Financial Intelligence Centre Act 38 of 2001, ss. 21C, 23(c), 28, 29; FIC Directive 5 of 2019; Regulation 24(3)
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Employees
- 10,000 or more
- Mitigating circumstances
- The bank's cooperation and remedial action.
- Published
- 24 Jan 2025
Original amount 13,000,000 ZAR, converted at the ECB reference rate of 24 Jan 2025.
- SARB: Prudential Authority imposes administrative sanctions on The Standard Bank of South Africa Limited (24.01.2025) Press release of an authority
Checked against the official source on 4 Oct 2026 · Direct link