Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America and Asia-Pacific: 1,845 cases from 38 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by topic- no topic – 0 % · 1 case
Who?
by company- TD Bank, N.A. und TD Bank USA, N.A. €1.19bn 52 % · 1 case
- Anonymised companies €132.6m 6 % · 30 cases
- The Toronto-Dominion Bank €113m 5 % · 1 case
- UBS Financial Services Inc. €108.4m 5 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 5 % · 1 case
- Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) €88.2m 4 % · 1 case
- Canaccord Genuity LLC €69.2m 3 % · 1 case
- Nationwide Building Society €50.4m 2 % · 1 case
- Barclays Bank Plc €45.4m 2 % · 1 case
- J.P. Morgan SE €45m 2 % · 1 case
- 90 more€329.6m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 1 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 0 | – |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 0 | – |
| Q4 2026 | 0 | – |
1 case
18 Mar 2025 NZForex LimitedNZForex: formal warning over 3,182 unreported transactions Reprimand or warning
The company disclosed to the DIA (Department of Internal Affairs, New Zealand's AML/CFT supervisor) that, because of a system error in its prescribed transaction reporting, 3,182 transactions not denominated in New Zealand dollars had not been reported to the Police Financial Intelligence Unit between November 2017 and February 2024. On 18 March 2025 the DIA issued a formal warning under the AML/CFT Act 2009 and, given the prompt voluntary disclosure, refrained from more serious action; NZForex must provide the final report of an independent audit and report on its remediation.
Reporting processes for prescribed transactions need regular reconciliation so that system errors do not go unnoticed for years; early self-reporting can substantially reduce the sanction.
Complete reporting of prescribed transactions to the FIU
- Authority / court
- Department of Internal Affairs (DIA)
- Area of law
- Money laundering and terrorist financing
- Legal basis
- Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (Meldung vorgeschriebener Transaktionen)
- Action
- Reprimand or warning
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Mitigating circumstances
- Prompt voluntary disclosure, admission of fault, fixing the system error, reporting all outstanding transactions and a voluntary independent audit.
- Published
- 18 Mar 2025
Checked against the official source on 3 Oct 2026 · Direct link