Compliance Radar
Who was sanctioned, and for what?
Fines, court rulings and incidents from Europe, North America, Latin America, Asia-Pacific, Middle East and Africa: 2,033 cases from 44 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.
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Where?
by regionAll jurisdictions
What for?
by topicWho?
by company- TD Bank, N.A. und TD Bank USA, N.A. €1.19bn 49 % · 1 case
- Anonymised companies €132.6m 6 % · 30 cases
- The Toronto-Dominion Bank €113m 5 % · 1 case
- UBS Financial Services Inc. €108.4m 5 % · 1 case
- Xeltox Enterprises Ltd. (Cryptomus) €108.1m 4 % · 1 case
- Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) €88.2m 4 % · 1 case
- Canaccord Genuity LLC €69.2m 3 % · 1 case
- Nationwide Building Society €50.4m 2 % · 1 case
- Wechselstube (anonymisiert) €48.4m 2 % · 1 case
- Barclays Bank Plc €45.4m 2 % · 1 case
- 124 more€454.6m
When?
per quarter, by date of decision| Period | Cases | Total |
|---|---|---|
| Q4 2023 | 0 | – |
| Q1 2024 | 0 | – |
| Q2 2024 | 0 | – |
| Q3 2024 | 0 | – |
| Q4 2024 | 0 | – |
| Q1 2025 | 0 | – |
| Q2 2025 | 0 | – |
| Q3 2025 | 0 | – |
| Q4 2025 | 1 | €20.6m |
| Q1 2026 | 0 | – |
| Q2 2026 | 0 | – |
| Q3 2026 | 0 | – |
| Q4 2026 | 0 | – |
1 case
9 Dec 2025 Dunamu Inc.Upbit operator Dunamu: KRW 35.2bn fine for customer due diligence failures €20.6m
The KoFIU (Korea Financial Intelligence Unit) found that Dunamu, operator of the crypto exchange Upbit, had failed to identify customers with due care in 5,324,165 cases between October 2021 and October 2024, for instance where identity documents could not be verified, were mere copies or photos, or where addresses were blank or implausible, and had nevertheless allowed transactions in 3,331,570 of these cases. In addition, it failed to file suspicious transaction reports on 15 customers linked to warrant applications by investigative authorities, and its monitoring system did not detect unusual patterns such as large crypto deposits followed by sale and withdrawal; KoFIU imposed a fine of KRW 35,215.6 million on 9 December 2025. The amount and the facts have not been confirmed against the primary source.
Digital onboarding processes need checks that reliably reject copies of identity documents and implausible addresses before trading is possible.
Customer identification (KYC) at crypto exchanges
- Authority / court
- Korea Financial Intelligence Unit (KoFIU)
- Area of law
- Money laundering and terrorist financing · Customer due diligence
- Legal basis
- Art. 4, 5, 5-2 und 8 Act on Reporting and Using Specified Financial Transaction Information; Art. 9, 10-4, 10-6 und 10-20 Durchführungsverordnung
- Action
- Fine
- Status of proceedings
- unknown
- Sector
- Financial services and insurance
- Published
- 9 Dec 2025
Original amount 35,215,600,000 KRW, converted at the ECB reference rate of 9 Dec 2025.
- KoFIU 제재공시, Detailseite Eintrag Nr. 108 (09.12.2025) mit PDF 두나무(주) 제재내용 공개안 Enforcement database of an authority
- KoFIU 제재공시 (Sanktionsveröffentlichungen), Eintrag Nr. 108 vom 09.12.2025: 두나무(주) 제재내용 공개안 (PDF) Enforcement database of an authority
Checked against the official source on 4 Oct 2026 · Direct link