Compliance Radar

Who was sanctioned, and for what?

Fines, court rulings and incidents from Europe and North America: 756 cases from 32 jurisdictions, each with an official source and checked against that source before publication. Filter by country, area of law and sector. Click a chart to drill down one level.

Money laundering and terrorist financing Financial services and insurance Canaccord Genuity LLC Clear all filters

1case from 1 jurisdiction

€69.2mTotal of monetary amounts

€69.2mLargest single case: Canaccord Genuity LLC

€69.2mMedian per case with an amount

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USA €69.2m 100 % · 1 case

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Customer due diligence €69.2m 100 % · 1 case

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Trend
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Q1 2026	1	€69.2m
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1 case

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6 Mar 2026 Canaccord Genuity LLCFinCEN: 80 million USD against Canaccord Genuity over AML and correspondent banking deficiencies USACustomer due diligence €69.2m

The US Financial Crimes Enforcement Network (FinCEN) imposed 80 million USD on the broker-dealer, which admitted wilful BSA infringements: no effective AML programme, no due diligence on correspondent accounts of foreign financial institutions and failure to file suspicious activity reports in connection with securities fraud. Remedial measures that had been promised were not implemented for years.

What organisations can take from it

Implement remedial measures promised in writing to the supervisory authority genuinely and swiftly – years of delay aggravate the later sanction.

Authority / court: Financial Crimes Enforcement Network (FinCEN)
Area of law: Money laundering and terrorist financing · Customer due diligence
Legal basis: Bank Secrecy Act (BSA)
Action: Fine
Status of proceedings: final
Sector: Financial services and insurance
Culpability: intentional
Published: 6 Mar 2026

Original amount 80,000,000 USD, converted at the ECB reference rate of 6 Mar 2026.

Sources

FinCEN Assesses Historic $80 Million Penalty Against Canaccord Genuity LLC for Securities Fraud-Related Bank Secrecy Act Violations Press release of an authority
FinCEN Consent Order Imposing Civil Money Penalty – Canaccord Genuity LLC (Number 2026-01) Decision of an authority

Checked against the official source on 25 Sep 2026 · Direct link

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How the radar is compiled

Official sources only

Every case is based on a decision, press release or database of an authority or a court. Press and law-firm reports count at most as additional references.

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Whoever enters a case may not approve it. A second, independent check compares company, date, amount and area of law with the source. Only then is the case published.

Comparable amounts

Amounts are converted at the ECB reference rate on the day of the decision. Each case also shows the original amount.

Corrections on record

A correction is a new version that is checked again. Every change is logged. You can report errors directly on each case.

Case texts are translated from the German original. Where a translation is not yet available, the German text is shown and marked “(German original)”. Names of authorities, laws and companies are given as in the source.

The radar reports on published decisions and is not legal advice. Decisions that are not yet final are marked as such where the status is known.

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